Duos Technologies grants Ferry 2,799 director shares

The director award is subject to a three-year cliff vesting period, with all 2,799 shares vesting on December 31, 2027.

Rhea-AI Filing Summary

Duos Technologies Group, Inc. (DUOT) director Charles Parker Ferry received 2,799 shares of common stock on September 30, 2026, as compensation for director services. The reported transaction price was $8.9339 per share. The shares were granted under the 2021 Equity Incentive Plan, as amended, subject to a three-year cliff vesting period; all shares vest on December 31, 2027.

Insider Trade Summary

Grant/Award: 2,799 shares

Grant/Award 4 txns

Insider Ferry Charles Parker

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $0.001 par value F1	2,799	$8.9339	$25K
holding	Common Stock, $0.001 par value F2	--	--	--
holding	Common Stock, $0.001 par value F3	--	--	--
holding	Common Stock, $0.001 par value F4	--	--	--

Holdings After Transaction: Common Stock, $0.001 par value — 281,135 shares (Direct)

Footnotes (4)

1. F1. These shares were issued to Mr. Ferry as compensation for his services as a Director of the Issuer.
2. F2. These shares owned by the reporting person are held in a joint account with the reporting person's spouse.
3. F3. The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on December 31, 2027.
4. F4. The shares are held under the Duos Technologies Group, Inc. Employee Stock Purchase Plan.

Key Figures

Shares awarded: 2,799 shares Reported transaction price: $8.9339 per share Cliff vesting period: 3 years +1 more

4 metrics

Shares awarded 2,799 shares Director compensation on September 30, 2026

Reported transaction price $8.9339 per share Award reported on September 30, 2026

Cliff vesting period 3 years Applies to the awarded shares

Vesting date December 31, 2027 All awarded shares vest on this date

Key Terms

cliff vesting period, Equity Incentive Plan, Employee Stock Purchase Plan, par value

4 terms

cliff vesting period financial

"subject to a three-year cliff vesting period"

Equity Incentive Plan financial

"granted pursuant to the Issuer's 2021 Equity Incentive Plan"

An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.

Employee Stock Purchase Plan financial

"held under the Duos Technologies Group, Inc. Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

par value financial

"Common Stock, $0.001 par value"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many DUOT shares did Charles Parker Ferry receive?

Charles Parker Ferry, a director of Duos Technologies Group, Inc., received 2,799 shares on September 30, 2026, as compensation for director services. The reported transaction price was $8.9339 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/09/2026 - 05:58 PM Accepted by SEC EDGAR 10/09/2026 - 05:58 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ferry Charles Parker

(Last) (First) (Middle)

6651 GATE PARKWAY, 4TH FLOOR

(Street)

JACKSONVILLE FLORIDA 32256

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
DUOS TECHNOLOGIES GROUP, INC. [ DUOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $0.001 par value	09/30/2026		A(1)		2,799	A	$8.9339	4,873	D
Common Stock, $0.001 par value								9,773	D(2)
Common Stock, $0.001 par value								261,445(3)	D
Common Stock, $0.001 par value								5,044(4)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were issued to Mr. Ferry as compensation for his services as a Director of the Issuer.

2. These shares owned by the reporting person are held in a joint account with the reporting person's spouse.

3. The shares were granted pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and are subject to a three-year cliff vesting period. All of the shares vest on December 31, 2027.

4. The shares are held under the Duos Technologies Group, Inc. Employee Stock Purchase Plan.

	/s/ Charles P. Ferry	10/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)