STOCK TITAN

Equity vesting boosts DoubleVerify (NYSE: DV) CFO share ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DoubleVerify Holdings, Inc. Chief Financial Officer Nicola T. Allais reported routine equity compensation activity involving restricted stock units and performance stock units. On the reported date, 35,322 units converted into common stock, while 19,537 shares were withheld at $10.25 per share to cover tax obligations.

These tax-withholding dispositions were not open-market sales but payments of withholding liabilities tied to vesting. After these transactions, Allais directly held 171,676 shares of DoubleVerify common stock, reflecting a net increase in ownership from the equity awards.

Positive

  • None.

Negative

  • None.
Insider Allais Nicola T
Role Chief Financial Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 15,002 $0.00 --
Exercise Performance Stock Units 5,387 $0.00 --
Exercise Restricted Stock Units 6,764 $0.00 --
Exercise Performance Stock Units 1,073 $0.00 --
Exercise Restricted Stock Units 3,034 $0.00 --
Exercise Restricted Stock Units 4,062 $0.00 --
Exercise Common Stock 15,002 $0.00 --
Tax Withholding Common Stock 8,297 $10.25 $85K
Exercise Common Stock 5,387 $0.00 --
Tax Withholding Common Stock 2,980 $10.25 $31K
Exercise Common Stock 6,764 $0.00 --
Tax Withholding Common Stock 3,741 $10.25 $38K
Exercise Common Stock 1,073 $0.00 --
Tax Withholding Common Stock 594 $10.25 $6K
Exercise Common Stock 3,034 $0.00 --
Tax Withholding Common Stock 1,678 $10.25 $17K
Exercise Common Stock 4,062 $0.00 --
Tax Withholding Common Stock 2,247 $10.25 $23K
Holdings After Transaction: Restricted Stock Units — 149,996 shares (Direct, null); Performance Stock Units — 32,323 shares (Direct, null); Common Stock — 171,676 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit was granted on March 12, 2026. 8.33% of the restricted stock units vested and were settled on March 15, 2026 (the "2026 Vesting Date"), and the remainder of the restricted stock units vest and settle at a rate of 8.33% on each quarterly anniversary of the 2026 Vesting Date. Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units. Each performance stock unit was granted on March 13, 2025. 41.67% of the earned shares vested and were settled on the 2026 Vesting Date, and the remainder of the earned shares vest and settle at a rate of 8.33% on each quarterly anniversary of the 2026 Vesting Date. Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of performance stock units. Each restricted stock unit was granted on March 13, 2025. 6.25% of the restricted stock units vested and were settled on March 15, 2025 (the "2025 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2025 Vesting Date. Each performance stock unit was granted on December 19, 2023. 41.67% of the earned shares vested and were settled on the 2025 Vesting Date, and the remainder of the earned shares vest and settle at a rate of 8.33% on each quarterly anniversary of the 2025 Vesting Date. Each restricted stock unit was granted on December 19, 2023. 6.25% of the restricted stock units vested and were settled on March 15, 2024 (the "2024 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2024 Vesting Date. Each restricted stock unit was granted on December 12, 2022. 6.25% of the restricted stock units vested and were settled on March 15, 2023 (the "2023 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date. Restricted stock units convert into common stock on a one-for-one basis. Performance stock units convert into common stock on a one-for-one basis.
Shares from equity award conversions 35,322 shares Common stock from RSU and PSU conversions on 2026-06-15
Shares withheld for taxes 19,537 shares Tax withholding dispositions at $10.25 per share
Tax withholding price $10.25 per share Value used for tax-withholding share dispositions
Post-transaction holdings 171,676 shares DoubleVerify common stock directly held after transactions
Exercise transactions 6 exercises, 35,322 shares Derivative exercises/conversions reported in transaction summary
Tax-withholding transactions 6 transactions, 19,537 shares Tax-withholding dispositions reported in transaction summary
Restricted Stock Units financial
"The transactions involve "Restricted Stock Units" that convert into common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Performance Stock Units financial
"Each "performance stock unit" was granted on March 13, 2025."
Performance stock units are a type of company award that grants employees shares of stock only if certain performance goals are met. They motivate employees to work toward specific company achievements, aligning their interests with those of shareholders. For investors, they can influence a company's future stock supply and reflect management’s confidence in reaching key targets.
tax withholding obligations financial
"Represents shares withheld to satisfy "tax withholding obligations" in connection with the vesting."
one-for-one basis financial
"Restricted stock units convert into common stock on a "one-for-one basis"."
derivative exercise/conversion financial
"The transaction code description notes an "Exercise or conversion of derivative security"."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Allais Nicola T

(Last)(First)(Middle)
C/O DOUBLEVERIFY HOLDINGS, INC.
462 BROADWAY

(Street)
NEW YORK NEW YORK 10013

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
DoubleVerify Holdings, Inc. [ DV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/15/2026M15,002A$0(1)171,676D
Common Stock06/15/2026F(2)8,297D$10.25163,379D
Common Stock06/15/2026M5,387A$0(3)168,766D
Common Stock06/15/2026F(4)2,980D$10.25165,786D
Common Stock06/15/2026M6,764A$0(5)172,550D
Common Stock06/15/2026F(2)3,741D$10.25168,809D
Common Stock06/15/2026M1,073A$0(6)169,882D
Common Stock06/15/2026F(4)594D$10.25169,288D
Common Stock06/15/2026M3,034A$0(7)172,322D
Common Stock06/15/2026F(2)1,678D$10.25170,644D
Common Stock06/15/2026M4,062A$0(8)174,706D
Common Stock06/15/2026F(2)2,247D$10.25172,459D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(9)06/15/2026M15,002 (1) (1)Common Stock15,002$0149,996D
Performance Stock Units(10)06/15/2026M5,387 (3) (3)Common Stock5,387$032,323D
Restricted Stock Units(9)06/15/2026M6,764 (5) (5)Common Stock6,764$067,640D
Performance Stock Units(10)06/15/2026M1,073 (6) (6)Common Stock1,073$02,145D
Restricted Stock Units(9)06/15/2026M3,034 (7) (7)Common Stock3,034$018,204D
Restricted Stock Units(9)06/15/2026M4,062 (8) (8)Common Stock4,062$08,124D
Explanation of Responses:
1. Each restricted stock unit was granted on March 12, 2026. 8.33% of the restricted stock units vested and were settled on March 15, 2026 (the "2026 Vesting Date"), and the remainder of the restricted stock units vest and settle at a rate of 8.33% on each quarterly anniversary of the 2026 Vesting Date.
2. Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of restricted stock units.
3. Each performance stock unit was granted on March 13, 2025. 41.67% of the earned shares vested and were settled on the 2026 Vesting Date, and the remainder of the earned shares vest and settle at a rate of 8.33% on each quarterly anniversary of the 2026 Vesting Date.
4. Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of performance stock units.
5. Each restricted stock unit was granted on March 13, 2025. 6.25% of the restricted stock units vested and were settled on March 15, 2025 (the "2025 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2025 Vesting Date.
6. Each performance stock unit was granted on December 19, 2023. 41.67% of the earned shares vested and were settled on the 2025 Vesting Date, and the remainder of the earned shares vest and settle at a rate of 8.33% on each quarterly anniversary of the 2025 Vesting Date.
7. Each restricted stock unit was granted on December 19, 2023. 6.25% of the restricted stock units vested and were settled on March 15, 2024 (the "2024 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2024 Vesting Date.
8. Each restricted stock unit was granted on December 12, 2022. 6.25% of the restricted stock units vested and were settled on March 15, 2023 (the "2023 Vesting Date"), and the remainder of the restricted stock units vest at a rate of 6.25% on each quarterly anniversary of the 2023 Vesting Date.
9. Restricted stock units convert into common stock on a one-for-one basis.
10. Performance stock units convert into common stock on a one-for-one basis.
/s/ Andrew E. Grimmig, as Attorney-in-Fact for Nicola T. Allais06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did DoubleVerify (DV) CFO Nicola Allais report in this Form 4?

The CFO reported vesting and conversion of 35,322 restricted and performance stock units into DoubleVerify common shares, with part of the shares withheld to cover tax obligations, reflecting routine equity compensation activity rather than discretionary stock market trades.

How many DoubleVerify (DV) shares vested or were exercised in this filing?

A total of 35,322 equity awards, including restricted stock units and performance stock units, converted into DoubleVerify common stock. These conversions represent scheduled vesting from previously granted compensation awards, increasing the executive’s direct share ownership position in the company.

How many DoubleVerify (DV) shares were withheld for taxes in the CFO’s Form 4?

The filing shows 19,537 DoubleVerify common shares were withheld at $10.25 per share to satisfy tax withholding obligations. These dispositions are not open-market sales, but a standard mechanism to pay taxes triggered by equity award vesting.

What are the CFO’s DoubleVerify (DV) holdings after these transactions?

Following the reported vesting, exercises, and tax-withholding dispositions, Chief Financial Officer Nicola T. Allais directly holds 171,676 shares of DoubleVerify common stock. This figure reflects the net position after both the share conversions and the shares withheld for tax obligations.

Were any DoubleVerify (DV) shares bought or sold on the open market?

No open-market purchases or sales are reported. The Form 4 reflects derivative exercises and tax-withholding dispositions only, meaning shares were issued from equity awards and a portion was withheld to cover taxes, without discretionary market trading activity.

What types of equity awards are involved in this DoubleVerify (DV) Form 4?

The transactions involve restricted stock units and performance stock units that convert into DoubleVerify common stock on a one-for-one basis. Portions of these awards vested according to their schedules, leading to new share issuances and associated tax-withholding share dispositions.