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[15-12G] Dynex Capital, Inc. SEC Filing

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Form Type
15-12G
Rhea-AI Filing Summary

Dynex Capital has filed Form 15-12G to terminate registration of Plan Interests in its 401(k) Plan under Section 12(g) of the Securities Exchange Act of 1934. The company has specifically terminated the Dynex Capital Employer Stock Fund within the 401(k) Plan and is no longer offering company securities through the plan.

Key details of the filing:

  • Filed on June 28, 2025
  • Company has deregistered all unsold Common Stock shares ($0.01 par value) under the Plan via Post-Effective Amendment No. 1 to Form S-8 (File No. 333-198796)
  • Form relies on Rule 12h-3(b)(1)(i) for suspension of filing duties
  • Number of record holders at notice date: None

Important Note: This Form 15 filing does not affect Dynex Capital's obligation to file reports regarding its Common Stock under Sections 13(a) or 15(d) of the Securities Exchange Act of 1934. The filing was executed by Robert S. Colligan, CFO and COO, as Plan Administrator.

Dynex Capital ha presentato il Modulo 15-12G per terminare la registrazione degli Interessi del Piano nel suo Piano 401(k) ai sensi della Sezione 12(g) del Securities Exchange Act del 1934. L'azienda ha specificamente chiuso il Dynex Capital Employer Stock Fund all'interno del Piano 401(k) e non offre più titoli aziendali tramite il piano.

Dettagli principali della presentazione:

  • Presentato il 28 giugno 2025
  • L'azienda ha cancellato la registrazione di tutte le azioni ordinarie non vendute (valore nominale $0,01) ai sensi del Piano tramite l'Emendamento Post-Esecutivo n. 1 al Modulo S-8 (File No. 333-198796)
  • Il modulo si basa sulla Regola 12h-3(b)(1)(i) per la sospensione degli obblighi di deposito
  • Numero di titolari registrati alla data di notifica: Nessuno

Nota importante: Questa presentazione del Modulo 15 non influisce sull'obbligo di Dynex Capital di presentare report relativi alle sue azioni ordinarie ai sensi delle Sezioni 13(a) o 15(d) del Securities Exchange Act del 1934. La presentazione è stata eseguita da Robert S. Colligan, CFO e COO, in qualità di Amministratore del Piano.

Dynex Capital ha presentado el Formulario 15-12G para cancelar el registro de los Intereses del Plan en su Plan 401(k) según la Sección 12(g) de la Ley de Bolsa de Valores de 1934. La empresa ha terminado específicamente el Dynex Capital Employer Stock Fund dentro del Plan 401(k) y ya no ofrece valores de la compañía a través del plan.

Detalles clave de la presentación:

  • Presentado el 28 de junio de 2025
  • La empresa ha dado de baja todas las acciones comunes no vendidas (valor nominal $0.01) bajo el Plan mediante la Enmienda Post-Efectiva No. 1 al Formulario S-8 (Archivo No. 333-198796)
  • El formulario se basa en la Regla 12h-3(b)(1)(i) para la suspensión de obligaciones de presentación
  • Número de titulares registrados en la fecha del aviso: Ninguno

Nota importante: Esta presentación del Formulario 15 no afecta la obligación de Dynex Capital de presentar informes relacionados con sus acciones comunes bajo las Secciones 13(a) o 15(d) de la Ley de Bolsa de Valores de 1934. La presentación fue realizada por Robert S. Colligan, CFO y COO, como Administrador del Plan.

Dynex Capital은 1934년 증권거래법 12(g)조에 따라 401(k) 플랜 내 플랜 이익의 등록을 종료하기 위해 Form 15-12G를 제출했습니다. 회사는 401(k) 플랜 내에서 Dynex Capital Employer Stock Fund를 구체적으로 종료했으며, 더 이상 플랜을 통해 회사 증권을 제공하지 않습니다.

제출 주요 내용:

  • 2025년 6월 28일 제출
  • 회사는 Form S-8 (파일 번호 333-198796)의 사후 효력 수정안 1호를 통해 플랜 하의 미판매 보통주($0.01 액면가) 전부의 등록을 말소함
  • 해당 양식은 제출 의무 중단을 위해 Rule 12h-3(b)(1)(i)를 근거로 함
  • 통지일 기준 기록 보유자 수: 없음

중요 참고: 이 Form 15 제출은 Dynex Capital이 1934년 증권거래법 13(a)조 또는 15(d)조에 따라 보통주 관련 보고서를 제출해야 하는 의무에 영향을 미치지 않습니다. 제출은 플랜 관리자 자격으로 CFO 겸 COO인 Robert S. Colligan이 수행했습니다.

Dynex Capital a déposé le formulaire 15-12G pour mettre fin à l'enregistrement des intérêts du plan dans son Plan 401(k) conformément à la Section 12(g) du Securities Exchange Act de 1934. La société a spécifiquement clôturé le Dynex Capital Employer Stock Fund au sein du Plan 401(k) et ne propose plus de titres de la société via ce plan.

Détails clés du dépôt :

  • Déposé le 28 juin 2025
  • La société a radié toutes les actions ordinaires invendues (valeur nominale de 0,01 $) sous le Plan via un amendement post-effectif n° 1 au formulaire S-8 (numéro de dossier 333-198796)
  • Le formulaire s'appuie sur la règle 12h-3(b)(1)(i) pour la suspension des obligations de dépôt
  • Nombre de détenteurs enregistrés à la date de l'avis : Aucun

Note importante : Ce dépôt du formulaire 15 n'affecte pas l'obligation de Dynex Capital de déposer des rapports concernant ses actions ordinaires en vertu des sections 13(a) ou 15(d) du Securities Exchange Act de 1934. Le dépôt a été effectué par Robert S. Colligan, CFO et COO, en tant qu'administrateur du plan.

Dynex Capital hat das Formular 15-12G eingereicht, um die Registrierung der Plananteile in seinem 401(k)-Plan gemäß Abschnitt 12(g) des Securities Exchange Act von 1934 zu beenden. Das Unternehmen hat speziell den Dynex Capital Employer Stock Fund innerhalb des 401(k)-Plans eingestellt und bietet über den Plan keine Unternehmenswerte mehr an.

Wichtige Details der Einreichung:

  • Eingereicht am 28. Juni 2025
  • Das Unternehmen hat alle unverkauften Stammaktien (Nennwert 0,01 $) im Rahmen des Plans durch den Post-Effective Amendment Nr. 1 zum Formular S-8 (Aktenzeichen 333-198796) abgemeldet
  • Das Formular stützt sich auf Regel 12h-3(b)(1)(i) zur Aussetzung der Meldepflichten
  • Anzahl der Inhaber zum Bekanntgabedatum: Keine

Wichtiger Hinweis: Diese Einreichung des Formulars 15 beeinträchtigt nicht die Verpflichtung von Dynex Capital, Berichte bezüglich seiner Stammaktien gemäß den Abschnitten 13(a) oder 15(d) des Securities Exchange Act von 1934 einzureichen. Die Einreichung wurde von Robert S. Colligan, CFO und COO, als Planadministrator durchgeführt.

Positive
  • None.
Negative
  • None.

Dynex Capital ha presentato il Modulo 15-12G per terminare la registrazione degli Interessi del Piano nel suo Piano 401(k) ai sensi della Sezione 12(g) del Securities Exchange Act del 1934. L'azienda ha specificamente chiuso il Dynex Capital Employer Stock Fund all'interno del Piano 401(k) e non offre più titoli aziendali tramite il piano.

Dettagli principali della presentazione:

  • Presentato il 28 giugno 2025
  • L'azienda ha cancellato la registrazione di tutte le azioni ordinarie non vendute (valore nominale $0,01) ai sensi del Piano tramite l'Emendamento Post-Esecutivo n. 1 al Modulo S-8 (File No. 333-198796)
  • Il modulo si basa sulla Regola 12h-3(b)(1)(i) per la sospensione degli obblighi di deposito
  • Numero di titolari registrati alla data di notifica: Nessuno

Nota importante: Questa presentazione del Modulo 15 non influisce sull'obbligo di Dynex Capital di presentare report relativi alle sue azioni ordinarie ai sensi delle Sezioni 13(a) o 15(d) del Securities Exchange Act del 1934. La presentazione è stata eseguita da Robert S. Colligan, CFO e COO, in qualità di Amministratore del Piano.

Dynex Capital ha presentado el Formulario 15-12G para cancelar el registro de los Intereses del Plan en su Plan 401(k) según la Sección 12(g) de la Ley de Bolsa de Valores de 1934. La empresa ha terminado específicamente el Dynex Capital Employer Stock Fund dentro del Plan 401(k) y ya no ofrece valores de la compañía a través del plan.

Detalles clave de la presentación:

  • Presentado el 28 de junio de 2025
  • La empresa ha dado de baja todas las acciones comunes no vendidas (valor nominal $0.01) bajo el Plan mediante la Enmienda Post-Efectiva No. 1 al Formulario S-8 (Archivo No. 333-198796)
  • El formulario se basa en la Regla 12h-3(b)(1)(i) para la suspensión de obligaciones de presentación
  • Número de titulares registrados en la fecha del aviso: Ninguno

Nota importante: Esta presentación del Formulario 15 no afecta la obligación de Dynex Capital de presentar informes relacionados con sus acciones comunes bajo las Secciones 13(a) o 15(d) de la Ley de Bolsa de Valores de 1934. La presentación fue realizada por Robert S. Colligan, CFO y COO, como Administrador del Plan.

Dynex Capital은 1934년 증권거래법 12(g)조에 따라 401(k) 플랜 내 플랜 이익의 등록을 종료하기 위해 Form 15-12G를 제출했습니다. 회사는 401(k) 플랜 내에서 Dynex Capital Employer Stock Fund를 구체적으로 종료했으며, 더 이상 플랜을 통해 회사 증권을 제공하지 않습니다.

제출 주요 내용:

  • 2025년 6월 28일 제출
  • 회사는 Form S-8 (파일 번호 333-198796)의 사후 효력 수정안 1호를 통해 플랜 하의 미판매 보통주($0.01 액면가) 전부의 등록을 말소함
  • 해당 양식은 제출 의무 중단을 위해 Rule 12h-3(b)(1)(i)를 근거로 함
  • 통지일 기준 기록 보유자 수: 없음

중요 참고: 이 Form 15 제출은 Dynex Capital이 1934년 증권거래법 13(a)조 또는 15(d)조에 따라 보통주 관련 보고서를 제출해야 하는 의무에 영향을 미치지 않습니다. 제출은 플랜 관리자 자격으로 CFO 겸 COO인 Robert S. Colligan이 수행했습니다.

Dynex Capital a déposé le formulaire 15-12G pour mettre fin à l'enregistrement des intérêts du plan dans son Plan 401(k) conformément à la Section 12(g) du Securities Exchange Act de 1934. La société a spécifiquement clôturé le Dynex Capital Employer Stock Fund au sein du Plan 401(k) et ne propose plus de titres de la société via ce plan.

Détails clés du dépôt :

  • Déposé le 28 juin 2025
  • La société a radié toutes les actions ordinaires invendues (valeur nominale de 0,01 $) sous le Plan via un amendement post-effectif n° 1 au formulaire S-8 (numéro de dossier 333-198796)
  • Le formulaire s'appuie sur la règle 12h-3(b)(1)(i) pour la suspension des obligations de dépôt
  • Nombre de détenteurs enregistrés à la date de l'avis : Aucun

Note importante : Ce dépôt du formulaire 15 n'affecte pas l'obligation de Dynex Capital de déposer des rapports concernant ses actions ordinaires en vertu des sections 13(a) ou 15(d) du Securities Exchange Act de 1934. Le dépôt a été effectué par Robert S. Colligan, CFO et COO, en tant qu'administrateur du plan.

Dynex Capital hat das Formular 15-12G eingereicht, um die Registrierung der Plananteile in seinem 401(k)-Plan gemäß Abschnitt 12(g) des Securities Exchange Act von 1934 zu beenden. Das Unternehmen hat speziell den Dynex Capital Employer Stock Fund innerhalb des 401(k)-Plans eingestellt und bietet über den Plan keine Unternehmenswerte mehr an.

Wichtige Details der Einreichung:

  • Eingereicht am 28. Juni 2025
  • Das Unternehmen hat alle unverkauften Stammaktien (Nennwert 0,01 $) im Rahmen des Plans durch den Post-Effective Amendment Nr. 1 zum Formular S-8 (Aktenzeichen 333-198796) abgemeldet
  • Das Formular stützt sich auf Regel 12h-3(b)(1)(i) zur Aussetzung der Meldepflichten
  • Anzahl der Inhaber zum Bekanntgabedatum: Keine

Wichtiger Hinweis: Diese Einreichung des Formulars 15 beeinträchtigt nicht die Verpflichtung von Dynex Capital, Berichte bezüglich seiner Stammaktien gemäß den Abschnitten 13(a) oder 15(d) des Securities Exchange Act von 1934 einzureichen. Die Einreichung wurde von Robert S. Colligan, CFO und COO, als Planadministrator durchgeführt.



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number: 001-09819

DYNEX CAPITAL, INC.
(Exact name of registrant as specified in its charter)

4991 Lake Brook Drive, Suite 100
Glen Allen, Virginia 23060-9245
(804) 217-5800
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Plan Interests in the Dynex Capital, Inc. 401(k) Plan(1)
(Title of each class of securities covered by this Form)

Common Stock, $0.01 par value per share, of Dynex Capital, Inc.(2)
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

Rule 12g-4(a)(1)
☐
Rule 12g-4(a)(2)
☐
Rule 12h-3(b)(1)(i)
☒
Rule 12h-3(b)(1)(ii)
☐
Rule 15d-6
☐
Rule 15d-22(b)
☐
Approximate number of holders of record as of the certification or notice date: None

(1)Dynex Capital, Inc. (the “Company”) has terminated the Dynex Capital Employer Stock Fund in the Dynex Capital, Inc. 401(k) Plan (the “Plan”) and is no longer offering the Company’s securities pursuant to the Plan. As a result, Plan participants no longer hold such securities through the Plan. On June 26, 2025, the Company filed a Post-Effective Amendment No. 1 to the Registration Statement on Form S-8 (File No. 333-198796) with the Securities and Exchange Commission to deregister all shares of Common Stock, par value $0.01 per share, of the Company (the “Common Stock”) that remained unsold under the Plan along with the associated plan interests in the Plan that had been registered under such Form S-8. Accordingly, this Form 15 is being filed to suspend the Plan’s duty to file reports under Section 15(d) of the Securities Exchange Act of 1934, including on Form 11-K.


(2)This Form 15 has no effect on the Company’s duty to file reports under Sections 13(a) or 15(d) of the Securities Exchange Act of 1934 with respect to the Company’s Common Stock.
_____________________________________________________________________________

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the trustee (or other person who administers the Dynex Capital, Inc. 401(k) Plan) has duly caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

Date: June 26, 2025Dynex Capital, Inc. 401(k) Plan
By: Dynex Capital, Inc. as Plan Administrator
By:/s/ Robert S. Colligan
Robert S. Colligan
Chief Financial Officer and Chief Operating Officer





Source: View Original Filing on SEC EDGAR

FAQ

Why did DX file Form 15-12G in June 2025?

DX filed Form 15-12G to terminate registration and suspend filing requirements for Plan Interests in the Dynex Capital, Inc. 401(k) Plan. The company terminated the Dynex Capital Employer Stock Fund in their 401(k) Plan and is no longer offering company securities through the Plan.

Does DX's Form 15-12G filing affect their regular SEC reporting requirements for common stock?

No, this Form 15 filing specifically has no effect on DX's duty to file reports under Sections 13(a) or 15(d) of the Securities Exchange Act of 1934 with respect to the Company's Common Stock. The company will continue its regular SEC reporting.

What happened to DX's 401(k) Plan stock fund in 2025?

DX terminated the Dynex Capital Employer Stock Fund in their 401(k) Plan, and participants no longer hold company securities through the Plan. On June 26, 2025, the company deregistered all unsold shares of Common Stock under the Plan by filing Post-Effective Amendment No. 1 to the Registration Statement on Form S-8.

Who signed DX's Form 15-12G filing in June 2025?

The Form 15-12G was signed by Robert S. Colligan, who serves as DX's Chief Financial Officer and Chief Operating Officer, on behalf of Dynex Capital, Inc. as Plan Administrator of the Dynex Capital, Inc. 401(k) Plan on June 26, 2025.
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