Welcome to our dedicated page for Dynex Cap SEC filings (Ticker: DX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Dynex Capital, Inc. (NYSE: DX) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. As a Virginia-incorporated financial services company operating as an internally managed real estate investment trust (REIT), Dynex Capital files current reports, registration statements, and other documents that explain its financing activities, capital structure, and legal and tax considerations.
Investors can review current reports on Form 8-K in which Dynex Capital describes material events, such as amendments to its at-the-market equity distribution agreement, updates to legal opinions, and revisions to tax disclosure related to a universal shelf registration statement on Form S-3. These filings outline how additional common shares may be offered through sales agents in at-the-market offerings and provide the associated legal opinions from counsel.
The filings record financial reporting and disclosure practices, including press releases furnished as exhibits that summarize quarterly results, portfolio composition in Agency RMBS and Agency CMBS, leverage metrics, and hedging strategies using interest rate swaps and U.S. Treasury futures. They also include documents like Form 15 related to the termination of a 401(k) plan’s employer stock fund, clarifying that this action does not change Dynex Capital’s reporting obligations for its common stock.
On Stock Titan, AI-powered tools help interpret lengthy SEC documents by highlighting key sections, such as changes to distribution agreements, tax and legal sections of registration statements, and descriptions of capital-raising programs. Users can quickly locate information about Dynex Capital’s common and preferred equity, at-the-market offering capacity, and other regulatory details that are important for understanding DX as a mortgage-focused REIT.
Dynex Capital has filed a Post-Effective Amendment No. 1 to Form S-8 to deregister securities previously registered under the company's 401(k) Plan. The original Registration Statement (File No. 333-198796) was filed on September 17, 2014, registering 250,000 shares of Common Stock ($0.01 par value) and plan interests.
Key Points:
- The company terminated the Dynex Capital Employer Stock Fund in the Plan effective August 30, 2024
- The company is no longer offering securities pursuant to the Plan
- This amendment deregisters any remaining unsold securities from the original registration
The filing is signed by the company's leadership team, including Co-CEOs Byron L. Boston and Smriti L. Popenoe, CFO/COO Robert S. Colligan, and other key executives and board members. Dynex Capital is classified as a large accelerated filer under SEC definitions.