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Dynex Capital has filed Form 15-12G to terminate registration of Plan Interests in its 401(k) Plan under Section 12(g) of the Securities Exchange Act of 1934. The company has specifically terminated the Dynex Capital Employer Stock Fund within the 401(k) Plan and is no longer offering company securities through the plan.
Key details of the filing:
- Filed on June 28, 2025
- Company has deregistered all unsold Common Stock shares ($0.01 par value) under the Plan via Post-Effective Amendment No. 1 to Form S-8 (File No. 333-198796)
- Form relies on Rule 12h-3(b)(1)(i) for suspension of filing duties
- Number of record holders at notice date: None
Important Note: This Form 15 filing does not affect Dynex Capital's obligation to file reports regarding its Common Stock under Sections 13(a) or 15(d) of the Securities Exchange Act of 1934. The filing was executed by Robert S. Colligan, CFO and COO, as Plan Administrator.
Dynex Capital has filed a Post-Effective Amendment No. 1 to Form S-8 to deregister securities previously registered under the company's 401(k) Plan. The original Registration Statement (File No. 333-198796) was filed on September 17, 2014, registering 250,000 shares of Common Stock ($0.01 par value) and plan interests.
Key Points:
- The company terminated the Dynex Capital Employer Stock Fund in the Plan effective August 30, 2024
- The company is no longer offering securities pursuant to the Plan
- This amendment deregisters any remaining unsold securities from the original registration
The filing is signed by the company's leadership team, including Co-CEOs Byron L. Boston and Smriti L. Popenoe, CFO/COO Robert S. Colligan, and other key executives and board members. Dynex Capital is classified as a large accelerated filer under SEC definitions.