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Large Eason Technology (DXF) director stake disclosed in Form 3 filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Eason Technology Ltd director Xu Hao reported initial holdings on a Form 3. The filing shows 2,993,400,000 Class A Ordinary Shares held directly. This total includes 1,002,000,000 Class A shares represented by 16,700 American Depositary Shares (ADSs), based on an ADS-to-Class A ordinary share ratio of 1:60,000.

Positive

  • None.

Negative

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Insider Xu Hao (nmn)
Role null
Type Security Shares Price Value
holding Class A Ordinary Shares -- -- --
Holdings After Transaction: Class A Ordinary Shares — 2,993,400,000 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Total Class A Ordinary Shares held 2,993,400,000 shares Direct holdings reported on Form 3
Class A shares via ADSs 1,002,000,000 shares Represented by ADSs in director’s holdings
ADS count 16,700 ADSs ADSs representing Class A Ordinary Shares
ADS-to-share ratio 1:60,000 ADS-to-Class A Ordinary Share conversion ratio
American Depositary Shares financial
"represented by 16,700 American Depositary Shares ("ADSs"), based on an ADS-to-Class A ordinary share ratio"
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
ADSs financial
"represented by 16,700 American Depositary Shares ("ADSs"), based on an ADS-to-Class A ordinary share ratio"
ADS-to-Class A ordinary share ratio financial
"based on an ADS-to-Class A ordinary share ratio of 1:60,000"
Class A Ordinary Shares financial
"Included 1,002,000,000 Class A ordinary shares of the Issuer, represented by 16,700 American Depositary Shares"
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Xu Hao (nmn)

(Last)(First)(Middle)
28RD FLOOR
CAIYUN ROAD

(Street)
FUTIAN DISTRICTSHENZHEN580000

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Eason Technology Ltd [ DXF ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares2,993,400,000(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Included 1,002,000,000 Class A ordinary shares of the Issuer, represented by 16,700 American Depositary Shares ("ADSs"), based on an ADS-to-Class A ordinary share ratio of 1:60,000.
/s/ Hao Xu06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Eason Technology (DXF) Form 3 report for Xu Hao?

The Form 3 reports director Xu Hao’s initial beneficial ownership. It discloses direct holdings of 2,993,400,000 Class A Ordinary Shares, including 1,002,000,000 shares represented by 16,700 ADSs at a 1:60,000 ratio.

How many Class A Ordinary Shares of DXF does Xu Hao hold?

Xu Hao is reported to hold 2,993,400,000 Class A Ordinary Shares directly. This figure reflects his total beneficial ownership as of the Form 3, combining shares held outright and through ADSs.

How many ADSs of Eason Technology (DXF) are reported in the Form 3?

The Form 3 shows 16,700 American Depositary Shares (ADSs) for Xu Hao. These ADSs collectively represent 1,002,000,000 Class A Ordinary Shares, based on a stated ADS-to-share conversion ratio of 1:60,000.

What is the ADS-to-Class A share ratio for Eason Technology (DXF)?

The filing states an ADS-to-Class A Ordinary Share ratio of 1:60,000. This means each ADS represents 60,000 Class A shares, so 16,700 ADSs correspond to 1,002,000,000 Class A Ordinary Shares.

Does the DXF Form 3 show any insider buying or selling by Xu Hao?

The Form 3 functions as an initial ownership report and does not show explicit buy or sell transactions. It primarily records Xu Hao’s existing direct holdings of Class A Ordinary Shares and related ADS positions.