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BlackRock ECAT director Mahoney reports no holdings

Director Francis C. Mahoney files an initial Form 3 for ECAT with no reported holdings or transactions.

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

BlackRock ESG Capital Allocation Term Trust (ECAT) filed an initial statement of beneficial ownership for director Francis C. Mahoney on Form 3. The filing reports no non-derivative or derivative holdings and no reportable transactions for the reporting person at the time of this filing.

Positive

  • None.

Negative

  • None.
Reporting persons 1 reporting person Number of individuals listed as reporting persons on this Form 3
Reported buy transactions 0 transactions Buy transaction count in the transaction summary for Francis C. Mahoney
Reported sell transactions 0 transactions Sell transaction count in the transaction summary for Francis C. Mahoney
Derivative positions reported 0 positions Derivative transaction and holding counts for Francis C. Mahoney

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the ECAT Form 3 filing report for Francis C. Mahoney?

The Form 3 for BlackRock ESG Capital Allocation Term Trust (ECAT) identifies Francis C. Mahoney as a director and reports no non-derivative or derivative holdings and no reportable transactions at the time of the filing.

What is Francis C. Mahoney’s role at ECAT in this Form 3?

The Form 3 lists Francis C. Mahoney as a director of BlackRock ESG Capital Allocation Term Trust (ECAT). He is not reported as an officer or ten percent owner in this filing.

How many transactions does the ECAT Form 3 report for Francis C. Mahoney?

The Form 3 reports 0 buy transactions, 0 sell transactions, and no derivative exercises or gifts for Francis C. Mahoney. The transaction summary shows no reportable trading activity at the time of this initial statement.

Does the ECAT Form 3 show any derivative positions for Francis C. Mahoney?

No. The Form 3’s derivative section is empty and the derivative transaction and holding counts are 0, indicating no derivative securities (such as options or warrants) are reported for Francis C. Mahoney in this filing.

How many holdings entries are reported in the ECAT Form 3 for Francis C. Mahoney?

The Form 3 reports 0 holding entries in the transaction summary for Francis C. Mahoney, meaning no specific non-derivative or derivative positions are listed as beneficially owned at the time of this initial filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Mahoney Francis C.

(Last)(First)(Middle)
50 HUDSON YARDS

(Street)
NEW YORK NEW YORK 10001

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
09/08/2026
3. Issuer Name and Ticker or Trading Symbol
BlackRock ESG Capital Allocation Term Trust [ ECAT ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Gladys Chang as Attorney-in-Fact09/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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