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[Form 4] ENCISION INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Encision Inc. director equity grant: Director Brandon Shepard reported receiving a stock option award from Encision Inc. (ticker ECIA) on 11/18/2025. The option gives him the right to buy 10,000 shares of Encision common stock at an exercise price of $0.25 per share.

The option expires on 02/17/2031. The grant vests over time, with 33% vesting after the first year of service on 11/18/2026 and the remaining portion vesting in 36 equal installments thereafter. Following this transaction, Shepard beneficially owns 10,000 derivative securities directly.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KORNELSEN VERN D

(Last) (First) (Middle)
6797 WINCHESTER CIR

(Street)
BOULDER CO 80301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ENCISION INC [ EICA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Option to buy $0.25 11/18/2025 A 10,000 (1) 02/17/2031 Common Stock 10,000 $0 10,000 D
Explanation of Responses:
1. The shares subject to the option grant vest 33% after the first year of service on 11/18/2026 and 36 equal installments there after
Brandon Shepard 11/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What equity award did Encision Inc. (ECIA) grant to director Brandon Shepard?

Brandon Shepard received a stock option to buy 10,000 shares of Encision Inc. common stock, as reported on a Form 4.

What is the exercise price of Brandon Shepard's Encision (ECIA) stock options?

The stock options have an exercise price of $0.25 per share for Encision Inc. common stock.

When were Brandon Shepard's Encision (ECIA) options granted and when do they expire?

The options were granted on 11/18/2025 and are scheduled to expire on 02/17/2031.

How do Brandon Shepard’s Encision (ECIA) stock options vest?

The options vest 33% after the first year of service on 11/18/2026, with the remaining balance vesting in 36 equal installments thereafter.

How many Encision (ECIA) derivative securities does Brandon Shepard own after this Form 4 transaction?

After the reported transaction, Brandon Shepard beneficially owns 10,000 derivative securities (stock options) directly.

What is the purpose of this Form 4 filing for Encision Inc. (ECIA)?

The Form 4 discloses a reportable stock option grant to director Brandon Shepard and his resulting beneficial ownership of Encision securities.

Encision

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