STOCK TITAN

Okeanis Eco Tankers (NYSE: ECO) fund sells 76K shares without 10b5-1 plan

(Very High)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Okeanis Eco Tankers Corp. insider Daniel Allen Gold, a director, reported indirect sales of Common Shares associated with QVT Family Office Fund LP. The fund sold 68,420 shares at $59.99 on August 14, 2026 and 8,539 shares at $65.04 on August 13, 2026, totaling 76,959 shares sold. A footnote states Gold disclaims beneficial ownership of these securities except to the extent of his pecuniary interest. Post-transaction share holdings are not reported in this filing.

Positive

  • None.

Negative

  • None.

Insights

Analyzing...

Insider Gold Daniel Allen
Role Director
Sold 76,959 shs ($4.66M)
Type Security Shares Price Value
Sale Common Shares F1 68,420 $59.99 $4.10M
Sale Common Shares F1 8,539 $65.04 $555K
Holdings After Transaction: Common Shares — 1,347,038 shares (Indirect, Held by QVT Family Office Fund LP)
Footnotes (1)
  1. F1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.
Shares sold (total) 76,959 shares Net shares sold across all reported transactions in this Form 4
Shares sold 2026-08-14 68,420 shares Common Shares sold indirectly by QVT Family Office Fund LP on August 14, 2026
Price per share 2026-08-14 $59.99 per share Per-share price for the 68,420 Common Shares sold on August 14, 2026
Shares sold 2026-08-13 8,539 shares Common Shares sold indirectly by QVT Family Office Fund LP on August 13, 2026
Price per share 2026-08-13 $65.04 per share Per-share price for the 8,539 Common Shares sold on August 13, 2026
Net buy/sell direction net-sell 76,959 shares Transaction summary reports net-sell activity for the period covered
beneficial ownership regulatory
"The reporting person disclaims beneficial ownership of these securities except to the extent"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of these securities except to the extent of his pecuniary interest"
Section 16 regulatory
"for purposes of Section 16 or for any other purpose"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
indirect ownership financial
"direct_or_indirect": "I","nature_of_ownership": "Held by QVT Family Office Fund LP""

FAQ

What insider transactions did ECO director Daniel Allen Gold report in this Form 4?

Daniel Allen Gold reported indirect sales of 76,959 ECO Common Shares through QVT Family Office Fund LP on August 13–14, 2026, with reported per-share prices of $59.99 and $65.04, respectively.

On what dates were the ECO shares sold and at what prices?

The reported ECO share sales occurred on August 13, 2026 at $65.04 per share for 8,539 shares and on August 14, 2026 at $59.99 per share for 68,420 shares, all classified as open market or private transactions.

How many ECO shares in total were sold in this Form 4 filing?

The filing reports total sales of 76,959 ECO Common Shares, consisting of 68,420 shares sold on August 14, 2026 and 8,539 shares sold on August 13, 2026, all held indirectly through QVT Family Office Fund LP.

Were the reported ECO share sales made directly by Daniel Allen Gold?

No, the ECO shares were held indirectly by QVT Family Office Fund LP. A footnote explains that Daniel Allen Gold disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the fund.

Does the Form 4 indicate use of a Rule 10b5-1 trading plan for the ECO sales?

The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed for these ECO share sales, meaning the transactions are not reported as made under a Rule 10b5-1 trading plan based on the form’s plan-status indicator.

Does the Form 4 show how many ECO shares Daniel Allen Gold owns after these sales?

The Form 4 does not report a post-transaction share balance for Daniel Allen Gold or QVT Family Office Fund LP; the "shares following transaction" fields for these sales are left blank in the reported data.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gold Daniel Allen

(Last)(First)(Middle)
C/O OET CHARTERING INC., ETHNARCHOU
MAKARIOU AVE., & 2 D. FALIREOS ST.

(Street)
185 47 N. FALIROGREECE

(City)(State)(Zip)

GREECE

(Country)
2. Issuer Name and Ticker or Trading Symbol
Okeanis Eco Tankers Corp. [ ECO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares08/13/2026S8,539D$65.041,415,458I(1)Held by QVT Family Office Fund LP
Common Shares08/14/2026S68,420D$59.991,347,038I(1)Held by QVT Family Office Fund LP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.
/s/ Dan Gold08/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)