electroCore COO Michael Fox files initial Form 3

electroCore, Inc. Chief Operating Officer Michael Fox has filed an initial statement of beneficial ownership on Form 3.

Accepted by SEC EDGAR 04/14/2026 - 04:01 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

electroCore, Inc. Chief Operating Officer Michael Fox has filed an initial statement of beneficial ownership on Form 3. This filing establishes his status as a reporting person at the company but does not report any stock transactions or specific holdings in the available data.

Key Terms

Form 3, beneficial ownership, reporting person

3 terms

Form 3 regulatory

"has filed an initial statement of beneficial ownership on Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"filed an initial statement of beneficial ownership on Form 3"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

reporting person regulatory

"establishes his status as a reporting person at the company"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the electroCore (ECOR) Form 3 filing by Michael Fox show?

The Form 3 filing shows that Michael Fox, electroCore's Chief Operating Officer, became a reporting person under SEC rules. It is an initial beneficial ownership report and, in this case, does not list any specific transactions or share amounts in the available data.

Did Michael Fox buy or sell ECOR shares in this Form 3 filing?

No transactions are reported in this Form 3. The transaction summary shows zero buys, zero sells, and no derivative exercises. The filing simply establishes Michael Fox as a reporting insider without detailing any trades in the provided information.

What is the role of Michael Fox at electroCore (ECOR) in this Form 3?

Michael Fox is identified as an officer of electroCore, serving as Chief Operating Officer. His status as an officer makes him a reporting person under SEC rules, requiring an initial Form 3 to disclose beneficial ownership when he becomes subject to reporting.

Does the electroCore (ECOR) Form 3 include derivative positions for Michael Fox?

The derivative section in the available Form 3 data is empty. The derivative summary shows no derivative transactions and no remaining derivative positions, indicating no options or similar instruments are reported for Michael Fox in this specific filing excerpt.

What does a transactionSummary of all zeros mean in the ECOR Form 3?

A transactionSummary of all zeros means there were no reported purchases, sales, exercises, gifts, tax withholdings, or restructurings. It confirms that this Form 3 functions purely as an initial ownership registration without any concurrent trading activity disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Fox Michael

(Last) (First) (Middle)

C/O ELECTROCORE, INC.

200 FORGE WAY, SUITE 205

(Street)

ROCKAWAY NEW JERSEY 07866

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/13/2026

3. Issuer Name and Ticker or Trading Symbol
electroCore, Inc. [ ECOR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power Of Attorney

No securities are beneficially owned.

	/s/ John L. Cleary, II, attorney-in-fact	04/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)