electroCore COO granted 5,000 shares at $9.80

Co-Chief Executive Officer Michael Fox received a 5,000-share stock grant and holds 125,000 unvested RSUs with potential accelerated vesting after a change in control.

Rhea-AI Filing Summary

electroCore, Inc. (symbol: ECOR) is the issuer of record for a Form 4 filing submitted to the SEC. Fox Michael reported acquisition or exercise transactions in this Form 4 filing.

electroCore, Inc. (ECOR) reported that Co-Chief Executive Officer, President and Chief Operating Officer Michael Fox received a grant of 5,000 shares of Common Stock on September 11, 2026 at a reported value of $9.8007 per share, bringing his reported direct holdings to 130,000 shares. This total includes 125,000 shares issuable under previously granted RSUs, which vest in scheduled tranches from April 13, 2027 through September 8, 2029, subject to continued service, with full acceleration upon certain terminations within two years after a change in control under the company’s Executive Severance Policy. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

Grant/Award: 5,000 shares

Grant/Award 1 txn

Insider Fox Michael

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	5,000	$9.8007	$49K

Holdings After Transaction: Common Stock — 130,000 shares (Direct)

Footnotes (1)

1. F1. Includes 125,000 shares of Common Stock issuable pursuant to previously issued restricted stock units (RSUs), consisting of (i) 23,333 RSUs that will vest on April 13, 2027, (ii) 23,334 RSUs that will vest on April 13, 2028, (iii) 23,333 RSUs that will vest on April 13, 2029, (iv) 18,333 RSUs that will vest on September 8, 2027, (v) 18,334 RSUs that will vest on September 8, 2028, and (vi) 18,333 RSUs that will vest on September 8, 2029; provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date; provided further, however, that all such RSUs shall vest, if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or the Reporting Person's resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Key Figures

Shares granted: 5,000 shares of Common Stock Grant value per share: $9.8007 per share Total shares following transaction: 130,000 shares +5 more

8 metrics

Shares granted 5,000 shares of Common Stock Grant to Michael Fox on September 11, 2026

Grant value per share $9.8007 per share Reported value for the 5,000-share grant on September 11, 2026

Total shares following transaction 130,000 shares Michael Fox’s reported holdings after the September 11, 2026 grant

RSUs outstanding 125,000 shares issuable Previously issued RSUs included in the 130,000-share total

RSUs vesting April 13, 2027 23,333 RSUs First tranche of previously granted RSUs, subject to continuous service

RSUs vesting April 13, 2028 23,334 RSUs Second tranche of previously granted RSUs, subject to continuous service

RSUs vesting September 8, 2029 18,333 RSUs Final tranche of previously granted RSUs, subject to continuous service

Change in control protection period Two years Period after a change in control during which certain terminations accelerate RSU vesting

Key Terms

restricted stock units (RSUs), change in control, good reason, Executive Severance Policy

4 terms

restricted stock units (RSUs) financial

"Includes 125,000 shares of Common Stock issuable pursuant to previously issued restricted stock units (RSUs)"

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

change in control financial

"within two years after a "change in control" as such terms are defined"

A "change in control" occurs when the ownership or management of a company shifts significantly, such as through a merger, acquisition, or sale of a large part of its assets. This change can impact how the company is run and may influence its future direction. For investors, it matters because it can affect the company's stability, strategy, and value, often signaling potential changes in investment risk or opportunity.

good reason financial

"the Reporting Person's resignation for "good reason" within two years after a "change in control""

Executive Severance Policy financial

"as such terms are defined in the Issuer's Executive Severance Policy"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did ECOR executive Michael Fox report on this Form 4?

Michael Fox reported a grant of 5,000 shares of electroCore, Inc. Common Stock on September 11, 2026. The award is reported as a grant or other acquisition, increasing his directly held and RSU-based equity position in the company.

How many ECOR shares does Michael Fox hold after this transaction?

After the reported grant, Michael Fox is shown as holding a total of 130,000 shares of electroCore, Inc. Common Stock, including 125,000 shares issuable upon vesting of previously granted restricted stock units (RSUs).

What is the value per share for Michael Fox’s September 11, 2026 ECOR grant?

The Form 4 reports the 5,000-share Common Stock grant to Michael Fox at a value of $9.8007 per share on September 11, 2026, as the per-share figure associated with the award.

What are the key vesting dates for Michael Fox’s ECOR RSUs?

Michael Fox has 125,000 RSUs vesting in six tranches: April 13, 2027, 2028, 2029 (23,333; 23,334; 23,333 RSUs) and September 8, 2027, 2028, 2029 (18,333; 18,334; 18,333 RSUs), subject to continuous service.

How could a change in control affect Michael Fox’s ECOR RSUs?

The filing states that all 125,000 RSUs will vest, if and to the extent not already vested, if Michael Fox is terminated without "cause" or resigns for "good reason" within two years after a "change in control", as defined in the company’s Executive Severance Policy.

Was Michael Fox’s ECOR transaction made under a Rule 10b5-1 plan?

No. The Rule 10b5-1 checkbox is shown as not selected, and there is no footnote indicating that the September 11, 2026 grant of 5,000 shares was made pursuant to a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/14/2026 - 06:45 AM Accepted by SEC EDGAR 09/14/2026 - 06:45 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fox Michael

(Last) (First) (Middle)

200 FORGE WAY,

SUITE 205

(Street)

ROCKAWAY NEW JERSEY 07866

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
electroCore, Inc. [ ECOR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/11/2026		A		5,000	A	$9.8007	130,000(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 125,000 shares of Common Stock issuable pursuant to previously issued restricted stock units (RSUs), consisting of (i) 23,333 RSUs that will vest on April 13, 2027, (ii) 23,334 RSUs that will vest on April 13, 2028, (iii) 23,333 RSUs that will vest on April 13, 2029, (iv) 18,333 RSUs that will vest on September 8, 2027, (v) 18,334 RSUs that will vest on September 8, 2028, and (vi) 18,333 RSUs that will vest on September 8, 2029; provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date; provided further, however, that all such RSUs shall vest, if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or the Reporting Person's resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Remarks:

Co-Chief Executive Officer, President and Chief Operating Officer

	/s/ John L. Cleary, II, attorney-in-fact	09/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)