electroCore insider Michael Fox buys 5,000 shares

Amended Form 4 for ECOR corrects a September 2026 transaction as an open-market purchase, showing Michael Fox holding 130,000 shares including 125,000 RSUs with multi-year vesting.

This filing corrects an earlier one, and you can read the original Form 4 if you want to see what changed.

Rhea-AI Filing Summary

electroCore, Inc. (ECOR) disclosed that Co-Chief Executive Officer, President and Chief Operating Officer Michael Fox filed an amended Form 4 to correct the transaction code for a recent purchase. On September 11, 2026 he purchased 5,000 shares of common stock at an average price of $9.8007 per share in an open-market or private transaction, bringing his reported direct holdings to 130,000 shares. This total includes 125,000 shares issuable pursuant to previously granted restricted stock units that vest in scheduled annual installments between April 13, 2027 and September 8, 2029, subject to continued service and with accelerated vesting upon certain termination events following a change in control under the company’s Executive Severance Policy.

Insider Trade Summary

Net Buyer: 5,000 shares

Net Buy 1 txn

Insider Fox Michael

Role See Remarks

Bought 5,000 shs ($49K)

Type	Security	Shares	Price	Value
Purchase	Common Stock F1, F2	5,000	$9.8007	$49K

Holdings After Transaction: Common Stock — 130,000 shares (Direct)

Footnotes (2)

1. F1. This amended Form 4 amends the original filing made on September 14, 2026 to report the transaction code in Column 3 as 'P'. The original filing inadvertently reported the transaction code in Column 3 as 'A'.
2. F2. Includes 125,000 shares of Common Stock issuable pursuant to previously issued restricted stock units (RSUs), consisting of (i) 23,333 RSUs that will vest on April 13, 2027, (ii) 23,334 RSUs that will vest on April 13, 2028, (iii) 23,333 RSUs that will vest on April 13, 2029, (iv) 18,333 RSUs that will vest on September 8, 2027, (v) 18,334 RSUs that will vest on September 8, 2028, and (vi) 18,333 RSUs that will vest on September 8, 2029; provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date; provided further, however, that all such RSUs shall vest, if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or the Reporting Person's resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Key Figures

Shares purchased: 5,000 shares Purchase price per share: $9.8007 per share Shares held after transaction: 130,000 shares +5 more

8 metrics

Shares purchased 5,000 shares Common stock purchased on September 11, 2026

Purchase price per share $9.8007 per share Average price for 5,000-share purchase on September 11, 2026

Shares held after transaction 130,000 shares Direct holdings reported following the September 11, 2026 purchase

RSUs included in holdings 125,000 shares Common stock issuable pursuant to previously issued RSUs included in 130,000-share total

RSUs vesting April 13, 2027 23,333 RSUs Tranche vesting on April 13, 2027 subject to continuous service

RSUs vesting April 13, 2028 23,334 RSUs Tranche vesting on April 13, 2028 subject to continuous service

RSUs vesting April 13, 2029 23,333 RSUs Tranche vesting on April 13, 2029 subject to continuous service

RSUs vesting September 8, 2029 18,333 RSUs Final listed tranche vesting on September 8, 2029 subject to continuous service

Key Terms

restricted stock units, change in control, good reason, Executive Severance Policy

4 terms

restricted stock units financial

"Includes 125,000 shares of Common Stock issuable pursuant to previously issued restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

change in control regulatory

"within two years after a "change in control" as such terms are defined"

A "change in control" occurs when the ownership or management of a company shifts significantly, such as through a merger, acquisition, or sale of a large part of its assets. This change can impact how the company is run and may influence its future direction. For investors, it matters because it can affect the company's stability, strategy, and value, often signaling potential changes in investment risk or opportunity.

good reason regulatory

"the Reporting Person's resignation for "good reason" within two years"

Executive Severance Policy regulatory

"as such terms are defined in the Issuer's Executive Severance Policy"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ECOR report for Michael Fox on September 11, 2026?

Michael Fox reported a purchase of 5,000 shares of electroCore, Inc. common stock on September 11, 2026 in an open-market or private transaction, at an average price of $9.8007 per share.

Why was this Form 4/A filed for ECOR instead of a regular Form 4?

The Form 4/A was filed to amend the original Form 4 submitted on September 14, 2026. The amendment corrects the transaction code in Column 3 to “P” (purchase), which had been inadvertently reported as “A” in the original filing.

How many ECOR shares does Michael Fox hold after this transaction?

After the September 11, 2026 transaction, Michael Fox is reported as directly holding 130,000 shares of electroCore, Inc. common stock, including shares underlying previously granted restricted stock units that may vest in the future.

What restricted stock units (RSUs) are included in Michael Fox’s ECOR holdings?

His reported total includes 125,000 shares issuable under RSUs, vesting in tranches of 23,333, 23,334, 23,333, 18,333, 18,334, and 18,333 shares on dates from April 13, 2027 through September 8, 2029, subject to continued service.

Are Michael Fox’s ECOR RSUs subject to acceleration on a change in control?

Yes. The filing states that all such 125,000 RSUs will vest, to the extent unvested, if his employment is terminated without “cause” or he resigns for “good reason” within two years after a “change in control”, as defined in the company’s Executive Severance Policy.

Were Michael Fox’s ECOR share purchases made under a Rule 10b5-1 trading plan?

No Rule 10b5-1 plan is indicated. The filing’s Rule 10b5-1 checkbox is not marked, and there is no footnote stating that the September 11, 2026 purchase was made pursuant to a trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/18/2026 - 08:43 AM Accepted by SEC EDGAR 09/18/2026 - 08:43 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fox Michael

(Last) (First) (Middle)

200 FORGE WAY,

SUITE 205

(Street)

ROCKAWAY NEW JERSEY 07866

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
electroCore, Inc. [ ECOR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
09/14/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/11/2026		P(1)		5,000	A	$9.8007	130,000(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This amended Form 4 amends the original filing made on September 14, 2026 to report the transaction code in Column 3 as 'P'. The original filing inadvertently reported the transaction code in Column 3 as 'A'.

2. Includes 125,000 shares of Common Stock issuable pursuant to previously issued restricted stock units (RSUs), consisting of (i) 23,333 RSUs that will vest on April 13, 2027, (ii) 23,334 RSUs that will vest on April 13, 2028, (iii) 23,333 RSUs that will vest on April 13, 2029, (iv) 18,333 RSUs that will vest on September 8, 2027, (v) 18,334 RSUs that will vest on September 8, 2028, and (vi) 18,333 RSUs that will vest on September 8, 2029; provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date; provided further, however, that all such RSUs shall vest, if and to the extent not already vested, in the case of termination of the Reporting Person without "cause" or the Reporting Person's resignation for "good reason" within two years after a "change in control" as such terms are defined in the Issuer's Executive Severance Policy.

Remarks:

Co-Chief Executive Officer, President and Chief Operating Officer

	/s/ John L. Cleary, II, attorney-in-fact	09/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)