STOCK TITAN

electroCore director granted 11,123 RSUs

ECOR director Elena Bonfiglioli received an annual RSU award, bringing her total equity holdings to 41,672 shares and RSUs.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

electroCore, Inc. (symbol: ECOR) is the issuer of record for a Form 4 filing submitted to the SEC. Bonfiglioli Elena reported acquisition or exercise transactions in this Form 4 filing.

electroCore, Inc. (ECOR) reported that director Elena Bonfiglioli received a grant of 11,123 Restricted Stock Units (RSUs) on September 9, 2026 as an annual director award. The RSUs vest in 12 equal monthly installments and fully vest earlier upon the next annual stockholder meeting or a change of control, subject to continuous service. Following this grant, Bonfiglioli holds 41,672 shares and RSUs in total, including 7,637 vested RSUs and 22,912 unvested RSUs. No Rule 10b5-1 trading plan is reported.

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Insider Bonfiglioli Elena
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1, F2 11,123 $0.00 $0.00
Holdings After Transaction: Common Stock — 41,672 shares (Direct)
Footnotes (2)
  1. F1. Represents a grant of Restricted Stock Units ("RSUs") as a part of an annual director award which vest in 12 equal monthly installments from the grant date; provided, however, that the RSUs shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.
  2. F2. Includes 7,637 vested RSUs and 22,912 unvested RSUs.
RSUs granted 11,123 RSUs Annual director award granted on September 9, 2026
Total holdings after transaction 41,672 shares and RSUs Director Elena Bonfiglioli’s equity position following the RSU grant
Vested RSUs included in holdings 7,637 RSUs Portion of Bonfiglioli’s holdings that are vested RSUs after the grant
Unvested RSUs included in holdings 22,912 RSUs Portion of Bonfiglioli’s holdings that are unvested RSUs after the grant
Vesting schedule length 12 months RSUs vest in 12 equal monthly installments from the grant date
Restricted Stock Units ("RSUs") financial
"Represents a grant of Restricted Stock Units ("RSUs") as a part of an annual"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
change of control financial
"immediately prior to a change of control, in each case, provided that"
A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.
continuous service financial
"provided that the Reporting Person remains in continuous service with the Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did ECOR director Elena Bonfiglioli report on this Form 4?

She reported a grant of 11,123 Restricted Stock Units (RSUs) of electroCore, Inc. common stock on September 9, 2026 as part of an annual director equity award.

How many ECOR shares and RSUs does Elena Bonfiglioli hold after this transaction?

After the grant, she holds a total of 41,672 shares and RSUs of ECOR, which includes 7,637 vested RSUs and 22,912 unvested RSUs as disclosed in the filing.

What are the vesting terms of the 11,123 ECOR RSUs granted to Elena Bonfiglioli?

The 11,123 RSUs vest in 12 equal monthly installments from the grant date, or fully vest earlier on the business day before the next annual stockholder meeting or immediately prior to a change of control, if she remains in continuous service.

Is the ECOR Form 4 transaction under a Rule 10b5-1 trading plan?

No. The filing indicates the Rule 10b5-1 checkbox is not marked, so the grant to Elena Bonfiglioli is not reported as being made under a Rule 10b5-1 trading plan.

Does this ECOR Form 4 report any stock sales or disposals by Elena Bonfiglioli?

No. The Form 4 reports only an acquisition of 11,123 RSUs as an annual director award and shows no sales or dispositions of ECOR securities.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bonfiglioli Elena

(Last)(First)(Middle)
200 FORGE WAY,
SUITE 205

(Street)
ROCKAWAY NEW JERSEY 07866

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
electroCore, Inc. [ ECOR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/09/2026A11,123(1)A$0.0041,672(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of Restricted Stock Units ("RSUs") as a part of an annual director award which vest in 12 equal monthly installments from the grant date; provided, however, that the RSUs shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date.
2. Includes 7,637 vested RSUs and 22,912 unvested RSUs.
/s/ Elena Bonfiglioli09/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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