electroCore director granted 11,123 stock units

Director Patricia Wilber received 11,123 deferred stock units at electroCore as part of her annual equity compensation, bringing her direct holdings to 83,448 shares.

Rhea-AI Filing Summary

electroCore, Inc. (symbol: ECOR) is the issuer of record for a Form 4 filing submitted to the SEC. Wilber Patricia reported acquisition or exercise transactions in this Form 4 filing.

electroCore, Inc. (ECOR) reported that director Patricia Wilber received a grant of 11,123 Deferred Stock Units on September 9, 2026 as an annual equity award, at a stated price of $0.00 per unit. The award vests in 12 equal monthly installments, or fully earlier upon the next annual stockholder meeting or a change of control, subject to her continuous service. After this grant, she directly holds 83,448 shares, including 35,594 previously vested shares from earlier Restricted Stock Unit awards.

Insider Trade Summary

Grant/Award: 11,123 shares

Grant/Award 1 txn

Insider Wilber Patricia

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	11,123	$0.00	$0.00

Holdings After Transaction: Common Stock — 83,448 shares (Direct)

Footnotes (2)

1. F1. Annual Deferred Stock Units award which vests in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person (RP) remains in continuous service with the Issuer or an affiliate through the applicable vesting date.
2. F2. Includes 35,594 shares that have vested pursuant to previously issued Restricted Stock Units. All such vested shares were previously reported on Form 4 filings at the time of grant.

Key Figures

Deferred Stock Units granted: 11,123 units Grant price per unit: $0.00 per unit Total shares held after transaction: 83,448 shares +2 more

5 metrics

Deferred Stock Units granted 11,123 units Annual award granted on September 9, 2026

Grant price per unit $0.00 per unit Deferred Stock Units award to director as equity compensation

Total shares held after transaction 83,448 shares Director’s direct holdings following the September 9, 2026 grant

Previously vested RSU shares 35,594 shares Shares vested from earlier Restricted Stock Unit awards included in total holdings

Vesting schedule installments 12 installments Deferred Stock Units vest in 12 equal monthly installments from grant date

Key Terms

Deferred Stock Units, Restricted Stock Units, change of control

3 terms

Deferred Stock Units financial

"Annual Deferred Stock Units award which vests in 12 equal monthly installments"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

Restricted Stock Units financial

"shares that have vested pursuant to previously issued Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

change of control regulatory

"immediately prior to a change of control, in each case, provided that"

A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ECOR director Patricia Wilber report on this Form 4?

Patricia Wilber reported the grant of 11,123 Deferred Stock Units of electroCore, Inc. common stock on September 9, 2026 as an annual equity award, with a stated grant price of $0.00 per unit, reflecting compensation rather than a market purchase.

How many ECOR shares does Patricia Wilber hold after this reported grant?

Following the September 9, 2026 grant, Patricia Wilber directly holds 83,448 shares of electroCore, Inc. common stock. This total includes shares from the new Deferred Stock Units award and 35,594 previously vested Restricted Stock Units.

How do the 11,123 Deferred Stock Units granted to the ECOR director vest?

The 11,123 Deferred Stock Units vest in 12 equal monthly installments from the grant date. They will instead vest in full earlier on the business day before the next annual stockholder meeting or immediately before a change of control, if she remains in continuous service.

What portion of Patricia Wilber’s ECOR holdings come from earlier Restricted Stock Units?

Out of Patricia Wilber’s total 83,448 shares, 35,594 shares have already vested under prior Restricted Stock Unit awards. These vested shares were previously reported at the time those earlier grants were made.

Was Patricia Wilber’s ECOR transaction made under a Rule 10b5-1 trading plan?

No. The filing indicates the Rule 10b5-1 checkbox is not affirmed, and the transaction is characterized as a grant or award of Deferred Stock Units, not an open-market trade under a pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/10/2026 - 04:06 PM Accepted by SEC EDGAR 09/10/2026 - 04:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wilber Patricia

(Last) (First) (Middle)

200 FORGE WAY, SUITE 205

(Street)

ROCKAWAY NEW JERSEY 07866

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
electroCore, Inc. [ ECOR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/09/2026		A		11,123(1)	A	$0.00	83,448(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Annual Deferred Stock Units award which vests in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting following the grant date, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person (RP) remains in continuous service with the Issuer or an affiliate through the applicable vesting date.

2. Includes 35,594 shares that have vested pursuant to previously issued Restricted Stock Units. All such vested shares were previously reported on Form 4 filings at the time of grant.

	/s/ Ira Kotel, attorney-in-fact	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)