ECPG (NASDAQ: ECPG) Form 144 lists proposed restricted stock sales

Rhea-AI Filing Summary

Eastern Company Group (ECPG) submitted a Form 144 notice via Morgan Stanley Smith Barney LLC listing proposed sales of Common restricted stock awards. The filing lists multiple award lots by date and share count, including 3,396 shares dated 10/05/2015 and 4,767 shares dated 06/08/2016.

Key Figures

Form type: Form 144 Broker-dealer listed: Morgan Stanley Smith Barney LLC Award lot: 3,396 shares +3 more

6 metrics

Form type Form 144 notice of proposed sale

Broker-dealer listed Morgan Stanley Smith Barney LLC intermediary named on the filing

Award lot 3,396 shares grant dated <date>10/05/2015</date>

Award lot 4,767 shares grant dated <date>06/08/2016</date>

Award lot 3,814 shares grant dated <date>06/24/2020</date>

Exchange mentioned NASDAQ header field with date <date>06/25/2026</date>

Key Terms

Restricted Stock, Form 144, Issuer, Broker-dealer

4 terms

Restricted Stock financial

"Common | 10/05/2015 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer legal

"Restricted Stock | Issuer | | | 3396"

Broker-dealer market

"Morgan Stanley Smith Barney LLC Executive Financial Services"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

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Available on EDGAR 06/25/2026 - 04:37 PM Accepted by SEC EDGAR 06/25/2026 - 04:36 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	21706	1875791.28	21440412	06/25/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/05/2015	Restricted Stock	Issuer			3396	10/05/2015	Not Applicable
Common	06/24/2020	Restricted Stock	Issuer			3814	06/24/2020	Not Applicable
Common	06/27/2019	Restricted Stock	Issuer			3524	06/27/2019	Not Applicable
Common	06/08/2016	Restricted Stock	Issuer			4767	06/08/2016	Not Applicable
Common	06/22/2017	Restricted Stock	Issuer			2962	06/22/2017	Not Applicable
Common	06/28/2018	Restricted Stock	Issuer			3243	06/28/2018	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ECPG's Form 144 filed through Morgan Stanley disclose?

The filing lists proposed sales of Common restricted stock awards. It identifies multiple award dates and share counts, including 3,396 (10/05/2015) and 4,767 (06/08/2016). The filing is a notice of intent to sell, not a transaction confirmation.

How many award lots are shown in the ECPG extract?

The extract lists six restricted stock award entries by grant date and share count. Examples include 3,814 (06/24/2020) and 3,243 (06/28/2018). The extract presents each lot with its grant date and share quantity.

Who is the broker/dealer handling the proposed sale in the Form 144?

The broker/dealer named is Morgan Stanley Smith Barney LLC with an address at 1 New York Plaza, 8th Floor, New York, NY. The filing lists this firm as the intermediary for the notice.

Does the Form 144 confirm completed sales of ECPG shares?

No. The filing is a notice of proposed sales of restricted Common stock awards and lists the awards by date and quantity. It does not confirm that any sales were completed or report proceeds or execution details.

Are any exchange or listing details shown in the extract?

Yes. The extract references NASDAQ and a date of 06/25/2026 in the header area, although the extract does not tie an execution or pricing detail to that entry.