Ellington Financial Inc. filings document formal disclosures for a specialty finance company with an investment portfolio segment and a Longbridge segment focused on reverse mortgage loan origination and servicing. Form 8-K reports cover quarterly operating results, Regulation FD book value updates, common stock dividends, and dividends on Series B, Series C, and Series D preferred stock.
Proxy materials describe board and shareholder-voting matters, executive compensation, equity awards, and pay-versus-performance disclosures. The filings also identify the company's reported common and preferred equity classes and provide recurring records of financial condition, portfolio valuation disclosures, capital-return actions, governance, and risk-related forward-looking statements.
Ellington Financial Inc. (EFC) announced estimated book value of $13.53 per common share as of September 30, 2026. The estimate includes the effect of the previously announced monthly dividend of $0.13 per common share, to be paid October 30, 2026, to holders of record September 30, 2026, with the same ex-dividend date.
Ellington Financial Inc. (EFC) declared a monthly dividend of $0.13 per share of common stock. It is payable November 30, 2026, to common stockholders of record as of October 30, 2026.
Ellington Financial Inc. (EFC) announced estimated book value per common share of $13.62 as of August 31, 2026. The estimate includes the effect of the previously announced monthly dividend of $0.13 per common share, scheduled for payment on September 30, 2026, to holders of record on August 31, 2026, with the same ex-dividend date. The estimate is subject to change upon completion of month-end and quarter-end valuation procedures, and any change could be material.
Ellington Financial Inc. (EFC) has, through several subsidiaries, issued an additional $150 million of 7.375% senior unsecured notes due 2030 in a private Rule 144A/Regulation S offering. These new notes are fully and unconditionally guaranteed by Ellington Financial Inc. and rank as senior unsecured obligations of the issuing subsidiaries.
The notes were sold at 99.010% of principal for a yield to maturity of 7.663%, mature on September 30, 2030, and pay interest semi-annually on March 31 and September 30, starting September 30, 2026. The new notes are issued under the existing indenture pursuant to which $400 million of the same series is already outstanding and will form a single class with those notes. Optional redemption is available at a make-whole premium before September 30, 2027, and thereafter at step-down prices of 103.688% (2027), 101.844% (2028), and 100% (2029 and later), plus accrued interest. Upon a Change of Control Triggering Event, holders may require repurchase at 101% of principal plus accrued interest. The company expects to use net proceeds for general corporate purposes, including partial repayment of repurchase agreement borrowings and funding additional asset purchases consistent with its investment strategy.
Ellington Financial Inc. (EFC) has priced an upsized private offering of $150 million in aggregate principal amount of 7.375% senior unsecured notes due 2030, increased from a previously announced $100 million, through certain subsidiaries. The offering is expected to close on September 17, 2026, subject to customary conditions.
The new notes are being issued at 99.010% of principal with a 7.663% yield to maturity, as additional notes under an existing indenture pursuant to which $400 million of identical 7.375% notes due 2030 are already outstanding. The new notes will rank as senior unsecured obligations of the issuing subsidiaries and will be fully and unconditionally guaranteed by Ellington Financial.
The company expects to use net proceeds for general corporate purposes, including repaying a portion of borrowings under outstanding repurchase agreements and funding purchases of additional assets in line with its investment objectives. The notes are being offered only to qualified institutional buyers under Rule 144A and to certain non-U.S. investors under Regulation S and are not registered under the Securities Act.
Ellington Financial Inc. (EFC) announced that it plans to issue $100 million of 7.375% senior unsecured notes due 2030 through certain subsidiaries as additional notes under its existing October 6, 2025 indenture. These New Notes will form a single class with the currently outstanding $400 million of 7.375% senior unsecured notes due 2030.
The New Notes will be senior unsecured obligations of the issuing subsidiaries and will be fully and unconditionally guaranteed by Ellington Financial. The company expects to use the net proceeds for general corporate purposes, including repaying borrowings under repurchase agreements and funding additional asset purchases in line with its investment strategy. The offering will be made privately to qualified institutional buyers under Rule 144A and to non-U.S. persons under Regulation S.
Ellington Financial Inc. (symbol: EFC) is the issuer of record for a Form 4 filing submitted to the SEC. SIMON RONALD I reported acquisition or exercise transactions in this Form 4 filing.
Ellington Financial Inc. (EFC) reported that director Ronald I. Simon received an award of 10,181 shares of Common Stock on September 9, 2026, as an indirect holding by a trust. These shares are forfeitable and depend on his continued board service through September 8, 2027, under the Company’s 2026 Equity Incentive Plan. Following this grant, Simon indirectly holds 90,181 Common Shares in total, including shares in a retirement account and the Simon Family Trust, for which he disclaims beneficial ownership beyond his pecuniary interest.
Ellington Financial Inc. (EFC) reported that director Edward Resendez received a grant of 10,181 OP LTIP Units of Ellington Financial Operating Partnership LLC on September 9, 2026. These non-voting units are forfeitable until September 8, 2027, subject to his continued board service, and are issued under the Company’s 2026 Equity Incentive Plan. After vesting, they may be converted into Common Units on a one-for-one basis and, subject to conditions, those Common Units may be redeemed for an equivalent number of Ellington Financial common shares or the cash value of such shares, at the Company’s election. Following this grant, Resendez holds 76,548 OP LTIP Units and 2,500 shares of common stock, all reported as direct holdings, and no transactions are reported under a Rule 10b5-1 trading plan.
Ellington Financial Inc. (EFC) reported that director Stephen J. Dannhauser received a grant of 10,181 OP LTIP Units of Ellington Financial Operating Partnership LLC on September 9, 2026. These units are forfeitable until September 8, 2027 and were issued under the Company’s 2026 Equity Incentive Plan.
Following this award, he holds 45,679 OP LTIP Units directly. After vesting, each OP LTIP Unit may be converted into one Common Unit and, subject to conditions, each Common Unit may be redeemed for either one common share of Ellington Financial Inc. or the cash value of that share at the Company’s election.
Ellington Financial Inc. (symbol: EFC) is the issuer of record for a Form 4 filing submitted to the SEC. Mumford Lisa reported acquisition or exercise transactions in this Form 4 filing.
Ellington Financial Inc. (EFC) reported that director Lisa Mumford received a grant of 10,181 shares of common stock on September 9, 2026. The award was issued at $0.00 per share as a compensation grant under the company’s 2026 Equity Incentive Plan, increasing her directly held shares to 98,954. These 10,181 shares remain forfeitable and are subject to her continued service on the board until September 8, 2027.