Welcome to our dedicated page for Ellington Financial SEC filings (Ticker: EFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ellington Financial Inc. (NYSE: EFC) SEC filings page provides access to the company’s current and historical regulatory disclosures filed with the U.S. Securities and Exchange Commission. Ellington Financial uses Form 8-K filings to report material events such as dividend declarations on its common and preferred stock, announcements of estimated book value per common share as of specific dates, quarterly earnings results, senior unsecured notes offerings, and changes or amendments to equity distribution agreements supporting its at-the-market common stock offering program.
Through these filings, investors can review details about Ellington Financial’s investment activities and capital structure, including information on its Investment Portfolio and Longbridge segments, its issuance of senior unsecured notes due 2030, and the terms of equity distribution agreements with multiple sales agents. The filings also list the company’s securities registered under Section 12(b) of the Exchange Act, including common stock and several series of cumulative redeemable preferred stock traded on the New York Stock Exchange.
On Stock Titan, Ellington Financial filings are updated as new documents are posted to the SEC’s EDGAR system. AI-powered tools summarize key points from forms such as 8-K, and help highlight items related to dividends, estimated book value disclosures, financing arrangements, and other reported events. Users can quickly scan filings for information on Ellington Financial’s portfolio strategies, financing transactions, and board actions without reading every line of the underlying documents.
This page is a resource for reviewing Ellington Financial’s official regulatory communications, including exhibits and press releases that are incorporated by reference into its SEC reports.
Ellington Financial Inc. updated its at-the-market common stock offering program so that shares having a maximum aggregate offering price of up to $500 million remain available for sale through designated sales agents. The company amended existing equity distribution agreements with Citizens JMP Securities, B. Riley Securities, BTIG and Armstrong Securities, and added Citadel Securities Institutional and Moelis & Company under new but substantively identical agreements.
The shares may be sold from time to time on the New York Stock Exchange or other markets in at-the-market transactions, with each agent eligible to receive up to 2.0% of gross sale proceeds. Sales will be made under the company’s automatic shelf registration statement on Form S-3 using a prospectus supplement dated December 23, 2025, and the company is not obligated to sell any shares under these agreements.
Ellington Financial Inc. may offer and sell up to $500,000,000 of common stock under an existing at-the-market equity distribution program. The total program size is $800,000,000, of which about $300,000,000 has already been sold, leaving $500,000,000 available under this prospectus supplement and the accompanying base prospectus.
The company, a mortgage-focused REIT listed on the NYSE under the symbol “EFC,” intends to use net proceeds primarily to acquire its targeted residential and commercial mortgage and related assets, consistent with its investment strategies and REIT and Investment Company Act requirements. Proceeds may also be used for working capital and general corporate purposes. Sales can be made from time to time through multiple agents in negotiated or “at the market” transactions, with the agents earning up to 2.0% of gross sales as compensation.
Ellington Financial Inc., a mortgage-focused REIT listed on the NYSE under “EFC,” has filed an automatic shelf registration statement that allows it and any selling security holders to offer, from time to time, a wide range of securities. These may include common stock, multiple series of preferred stock, stockholder rights, warrants, debt securities, depositary shares, and units combining these instruments.
The company states that, unless specified otherwise in a prospectus supplement, net proceeds from its own offerings will be used to purchase targeted residential and commercial mortgage assets and for general corporate purposes, while any proceeds from sales by selling security holders will go to those holders. Ellington Financial reports a diversified investment portfolio totaling approximately $4.8 billion as of September 30, 2025, and benefits from the broader Ellington platform, which had approximately $18.2 billion of assets under management as of that date.
Ellington Financial Inc. insider equity award: Chief Accounting Officer Christopher Smernoff reported receiving 18,209 OP LTIP Units of Ellington Financial Operating Partnership LLC on 12/17/2025. These derivative securities have an exercise price of $0 and are designated as a separate non-voting class of limited liability company interests.
According to the filing, 11,654 of the OP LTIP Units will vest on December 16, 2026 and the remaining 6,555 will vest on December 16, 2027, with an additional 4,372 OP LTIP Units vesting on December 12, 2026. After vesting and subject to the stated conditions, the OP LTIP Units may be converted on a one-for-one basis into Common Units of the operating partnership, which are, in turn, redeemable for an equivalent number of shares of Ellington Financial Inc. common stock or the cash value of those shares at the company’s election. Following this grant, Smernoff beneficially owns 100,366 derivative securities.
Ellington Financial Inc. reported an equity award to its Chief Financial Officer on December 17, 2025. The CFO received 36,417 OP LTIP Units, a separate non-voting class of limited liability company interests in Ellington Financial Operating Partnership LLC, the company’s operating partnership subsidiary.
According to the vesting schedule, 14,567 OP LTIP Units will vest on December 16, 2026, and the remaining 21,850 OP LTIP Units will vest on December 16, 2027. Once vested, these OP LTIP Units may be converted on a one-for-one basis into common units of the operating partnership, which are, subject to certain conditions, redeemable for an equivalent number of Ellington Financial common shares or the cash value of those shares at the company’s election.
The OP LTIP Units were issued with an exercise price of $0 under Ellington Financial’s 2017 Equity Incentive Plan, and following this transaction the reporting person beneficially owned 171,870 derivative securities.
Ellington Financial Inc. announced that its Board of Directors has declared multiple dividends for common and preferred shareholders. The company set a monthly dividend of $0.13 per share on its common stock, payable on January 30, 2026 to holders of record as of December 31, 2025. The Board also approved a quarterly dividend of $0.593907 per share on the Series A Floating Rate Cumulative Redeemable Preferred Stock, $0.390625 per share on the 6.250% Series B Fixed-Rate Reset Cumulative Redeemable Preferred Stock, and $0.5390625 per share on the 8.625% Series C Fixed-Rate Reset Cumulative Redeemable Preferred Stock, each payable on January 30, 2026 to holders of record on December 31, 2025. In addition, the company declared a quarterly dividend of $0.4375 per share on the 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock, payable on December 30, 2025 to holders of record as of December 20, 2025.
Ellington Financial Inc. (EFC) filed a current report to share an investor update under Regulation FD. The company announced that it issued a press release on November 26, 2025, providing its estimated book value per share of common stock as of October 31, 2025. The press release is furnished as Exhibit 99.1 to this report and is incorporated by reference for informational purposes.
The disclosure is furnished under Item 7.01, meaning it is not deemed filed for liability purposes under the Exchange Act or automatically incorporated into other SEC filings unless specifically referenced.
Ellington Financial Inc. (EFC) announced a monthly cash dividend of $0.13 per common share. The dividend is payable on December 31, 2025 to stockholders of record as of November 28, 2025.
Ellington Financial Inc. reports solid growth for the quarter ended September 30, 2025. Total assets rose to $17.8 billion from $16.3 billion, driven mainly by loans at fair value, which increased to $15.5 billion. HMBS-related obligations grew to $10.1 billion, reflecting expansion in the reverse mortgage business.
Quarterly net interest income improved to $49.7 million from $33.6 million a year earlier. Net income attributable to common stockholders increased to $29.5 million, or $0.29 per share, compared with $16.2 million, or $0.19 per share. For the first nine months of 2025, net income attributable to common stockholders was $104.1 million versus $95.4 million in 2024. Operating cash flow was negative, while financing activities provided significant cash as the company issued common stock and added secured borrowings. Common shares outstanding reached 106.1 million as of September 30, 2025.
Ellington Financial Inc. furnished an 8-K announcing it issued a press release with financial results for the quarter ended September 30, 2025. The information is furnished under Item 2.02 and incorporated by reference into Item 7.01 pursuant to Regulation FD, and is not deemed “filed” for purposes of the Exchange Act. The press release is provided as Exhibit 99.1, with the cover page interactive data file included as Exhibit 104.