Welcome to our dedicated page for Ellington Financial SEC filings (Ticker: EFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ellington Financial Inc. (NYSE: EFC) SEC filings page provides access to the company’s current and historical regulatory disclosures filed with the U.S. Securities and Exchange Commission. Ellington Financial uses Form 8-K filings to report material events such as dividend declarations on its common and preferred stock, announcements of estimated book value per common share as of specific dates, quarterly earnings results, senior unsecured notes offerings, and changes or amendments to equity distribution agreements supporting its at-the-market common stock offering program.
Through these filings, investors can review details about Ellington Financial’s investment activities and capital structure, including information on its Investment Portfolio and Longbridge segments, its issuance of senior unsecured notes due 2030, and the terms of equity distribution agreements with multiple sales agents. The filings also list the company’s securities registered under Section 12(b) of the Exchange Act, including common stock and several series of cumulative redeemable preferred stock traded on the New York Stock Exchange.
On Stock Titan, Ellington Financial filings are updated as new documents are posted to the SEC’s EDGAR system. AI-powered tools summarize key points from forms such as 8-K, and help highlight items related to dividends, estimated book value disclosures, financing arrangements, and other reported events. Users can quickly scan filings for information on Ellington Financial’s portfolio strategies, financing transactions, and board actions without reading every line of the underlying documents.
This page is a resource for reviewing Ellington Financial’s official regulatory communications, including exhibits and press releases that are incorporated by reference into its SEC reports.
Ellington Financial Inc. (EFC) furnished an Item 7.01 update announcing its estimated book value per share of common stock as of September 30, 2025. The company disclosed this information via a press release, which is attached as Exhibit 99.1.
Consistent with Regulation FD, the information in Item 7.01 is being furnished and is not deemed “filed” for purposes of Section 18 of the Exchange Act. The filing also lists the company’s NYSE‑traded securities, including common stock and multiple series of preferred stock.
Ellington Financial Inc. announced that its Board declared a monthly dividend of
Ellington Financial Inc. (EFC) and certain subsidiaries issued
The notes are senior unsecured obligations of the issuers and are fully guaranteed by the parent company. Interest is payable semi-annually on
The indenture includes customary covenants that limit additional indebtedness and require maintaining a ratio of Consolidated Unencumbered Assets to Unsecured Indebtedness of at least
Edward Resendez, a director of Ellington Financial Inc. (EFC), reported a 2,500-share disposition of Common Stock on 09/10/2025 and the receipt of 9,198 OP LTIP Units on the same date. The OP LTIP Units are a separate non-voting class of interests in Ellington Financial Operating Partnership LLC and remain forfeitable until 09/09/2026 while Resendez continues board service. Each OP LTIP Unit converts on a one-for-one basis into Common Units, which, subject to conditions, are redeemable for an equivalent number of the company’s common shares or for cash at the company’s election. The units were issued under the company’s 2017 Equity Incentive Plan. Following the transactions, the filing shows 66,367 Common Units beneficially owned.
Ronald I. Simon, a director of Ellington Financial Inc. (EFC), reported two transactions in September 2025. On September 10, 2025 he was issued 9,198 common shares under the companys 2017 Equity Incentive Plan at a $0 grant price; those shares remain forfeitable until September 9, 2026. On September 11, 2025 he purchased 5,544 common shares at $13.5599 per share, held in his personal broker retirement account. After these transactions the report lists 80,000 shares beneficially owned, primarily held indirectly in the Simon Family Trust, of which Dr. Simon is a trustee and for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
Lisa Mumford, a director of Ellington Financial Inc. (EFC), reported on Form 4 that she was granted 9,198 Common Shares on 09/10/2025 at a stated price of $0. Those Common Shares remain forfeitable and subject to continued board service until September 9, 2026. After the grant, Ms. Mumford beneficially owns 81,116 Common Shares. She also holds 7,657 OP LTIP Units of the company’s operating partnership, which convert one-for-one into Common Units and can be redeemed for Common Shares or cash under defined conditions. The awards were issued under the company’s 2017 Equity Incentive Plan.
Stephen J. Dannhauser, a director of Ellington Financial Inc. (EFC), was granted 9,198 non-voting OP LTIP Units on 09/10/2025. These units are forfeitable and vest subject to his continued board service until September 9, 2026. Upon vesting they may convert one-for-one into Common Units of the companys operating partnership, which, under certain conditions, are redeemable for an equivalent number of the companys common shares or the cash value of those shares at the company's election. The award was issued under the 2017 Equity Incentive Plan. Following the reported transaction, the filing shows 35,498 Common Units beneficially owned. The Form 4 was signed on behalf of Mr. Dannhauser on 10/02/2025.
Ellington Financial Inc. announced the pricing of a $400 million offering of 7.375% senior unsecured notes due 2030 through certain subsidiaries, with expected closing on October 6, 2025, subject to customary conditions. The company plans to use net proceeds for general corporate purposes, including repaying part of borrowings under its repurchase agreements and funding purchases of additional assets aligned with its investment objectives.
The Notes were offered only to qualified institutional buyers under Rule 144A and to non-U.S. persons pursuant to Regulation S and are not registered under the Securities Act. A press release dated September 30, 2025, is furnished as Exhibit 99.1.
Ellington Financial Inc. announced a planned $400,000,000 offering of senior unsecured notes due
Ellington Financial Inc. filed a current report to share an update on its net asset position. On September 25, 2025, the company furnished a press release announcing its estimated book value per share of common stock as of August 31, 2025, under Regulation FD. The press release is included as Exhibit 99.1.
The company notes that the information provided under Item 7.01, including the press release, is being furnished rather than filed, meaning it is not subject to certain liability provisions of the Exchange Act and is not automatically incorporated into other SEC filings unless specifically referenced.