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Enterprise Financial (NASDAQ: EFSC) awards stock to board director

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ENTERPRISE FINANCIAL SERVICES CORP (EFSC) reported that a board director, as the reporting person, received a grant of common stock. On 2026-08-14, the director acquired 978 shares of Common Stock at no cash cost as a grant under the company’s Non-Management Director Stock Plan. Following this award, the director directly holds 5,450 shares of EFSC common stock.

Positive

  • None.

Negative

  • None.
Insider Manjarrez Marcela
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 978 $0.00 $0.00
Holdings After Transaction: Common Stock — 5,450 shares (Direct)
Footnotes (1)
  1. F1. Represents shares issued under the Non-Management Director Stock Plan.
Shares granted 978 shares of Common Stock Grant/award to a director on 2026-08-14 under the Non-Management Director Stock Plan
Grant price per share $0.00 per share Equity award to director labeled as a grant or other acquisition
Shares owned after transaction 5,450 shares Total direct holdings of the reporting director after the 978-share grant
Number of acquisition transactions 1 Single Form 4 transaction coded A (grant, award, or other acquisition)
Non-Management Director Stock Plan financial
"Represents shares issued under the Non-Management Director Stock Plan."
Common Stock financial
"security_title: Common Stock for the reported grant transaction"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
grant/award acquisition financial
"transaction_action is described as grant/award acquisition"

FAQ

What insider transaction did EFSC disclose for director Marcela Manjarrez?

EFSC disclosed that a board director received a grant of 978 shares of Common Stock on 2026-08-14. The shares were issued at $0.00 per share as equity compensation under the Non-Management Director Stock Plan.

How many EFSC shares does the reporting director own after this Form 4 transaction?

After the reported transaction, the director directly holds 5,450 shares of EFSC Common Stock. This total includes the 978 shares granted on 2026-08-14 under the Non-Management Director Stock Plan as reported in the filing.

Was the EFSC Form 4 transaction a market purchase or a stock grant?

The EFSC Form 4 shows a stock grant/award, not a market purchase or sale. The transaction code is A, indicating a grant or other acquisition, with a price of $0.00 per share under the Non-Management Director Stock Plan.

What plan was used for the 978-share grant reported by EFSC?

The 978-share award was issued under EFSC’s Non-Management Director Stock Plan. A footnote specifies that the reported shares represent stock granted to the director as part of this compensation plan rather than open-market purchases.

Does the EFSC Form 4 indicate any insider sales or disposals of shares?

No insider sales or disposals are reported in this Form 4 for EFSC. The filing lists one acquisition transaction (a 978-share stock grant) and shows no sales, gifts, restructurings, or derivative exercises for the reporting director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Manjarrez Marcela

(Last)(First)(Middle)
150 N. MERAMEC

(Street)
CLAYTON MISSOURI 63105

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ENTERPRISE FINANCIAL SERVICES CORP [ EFSC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/14/2026A978A$0(1)5,450D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares issued under the Non-Management Director Stock Plan.
/s/ Marcela Manjarrez08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)