STOCK TITAN

Aerin Lauder (NYSE: EL) reports 4.77M-share Class B stock gift

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Aerin Lauder, a ten percent owner of Estee Lauder Companies Inc, reported a bona fide gift transfer of 4,768,846 shares of Class B Common Stock on April 8, 2026, held indirectly by the RSL Shares Trust. These Class B shares may be converted into Class A Common Stock on a one-for-one basis. After this transaction, she continues to report substantial Class B holdings through several trusts and directly, including 7,708,906 underlying Class A shares via the ALZ 2000 Revocable Trust and 1,675,010 underlying shares held directly. She disclaims beneficial ownership of certain trust-held shares to the extent she does not have a pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider LAUDER AERIN
Role 10% Owner
Type Security Shares Price Value
Gift Class B Common Stock 4,768,846 $0.00 --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
Holdings After Transaction: Class B Common Stock — 4,768,846 shares (Indirect, by RSL Shares Trust); Class B Common Stock — 1,675,010 shares (Direct)
Footnotes (1)
  1. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer. Shares acquired from Ronald S. Lauder for no consideration. Not applicable. Owned directly by the RSL Shares Trust u/a/d March 2, 2026 (the 'RSL Shares Trust'). The Reporting Person is trustee. Total reflects transfer of 10 shares to Aerin Lauder Zinterhofer from Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d April 24, 2000 on December 8, 2023, for no consideration. Owned directly by the Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d 4/24/00 (the 'ALZ 2000 Revocable Trust'). The Reporting Person is grantor and trustee. The Reporting Person disclaims beneficial ownership of these shares to the extent she does not have a pecuniary interest in such securities. Owned directly by the Trust under Article 2 of The Zinterhofer 2008 Descendants Trust Agreement u/a/d December 24, 2008 (the '2008 Descendants Trust'). The Reporting Person is a trustee. Owned directly by The 4202 Corporation, which is wholly owned by the 2012 RSL 4202 Trust u/a/d October 2, 2012 (the '4202 Trust'). The Reporting Person is a trustee.
Gifted Class B shares 4,768,846 shares Bona fide gift transfer on April 8, 2026
RSL Shares Trust position after transfer 4,768,846 shares Total shares following gift transaction, held indirectly
ALZ 2000 Revocable Trust holdings 7,708,906 underlying shares Indirect Class B position with Class A underlying
Direct Class B holdings 1,675,010 underlying shares Direct ownership of Class B with Class A underlying
2008 Descendants Trust holdings 4,910,594 underlying shares Indirect Class B position via 2008 Descendants Trust
4202 Trust-related holdings 36,961 underlying shares Indirect Class B position via 4202 Trust structure
Gift transactions count 1 transaction TransactionSummary giftCount for this Form 4
Total gifted shares 4,768,846 shares TransactionSummary giftShares reported
Class B Common Stock financial
"There is no exercise or conversion price for the Class B Common Stock."
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
bona fide gift financial
"transaction_code_description: Bona fide gift"
Permitted Transferee regulatory
"not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation)"
Revocable Trust financial
"Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d April 24, 2000"
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
descendants trust financial
"The Zinterhofer 2008 Descendants Trust Agreement u/a/d December 24, 2008"
pecuniary interest financial
"disclaims beneficial ownership ... to the extent she does not have a pecuniary interest"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LAUDER AERIN

(Last)(First)(Middle)
C/O THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE

(Street)
NEW YORK NEW YORK 10153

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ESTEE LAUDER COMPANIES INC [ EL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(1)04/08/2026G(2)V4,768,846 (1) (1)Class A Common Stock4,768,846(3)4,768,846Iby RSL Shares Trust(4)
Class B Common Stock(1) (1) (1)Class A Common Stock7,708,906(5)7,708,906Iby ALZ 2000 Revocable Trust(6)
Class B Common Stock(1) (1) (1)Class A Common Stock1,675,010(5)1,675,010D
Class B Common Stock(1) (1) (1)Class A Common Stock4,910,5944,910,594I(7)by 2008 Descendants Trust(8)
Class B Common Stock(1) (1) (1)Class A Common Stock36,96136,961Iby 4202 Trust(9)
Explanation of Responses:
1. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
2. Shares acquired from Ronald S. Lauder for no consideration.
3. Not applicable.
4. Owned directly by the RSL Shares Trust u/a/d March 2, 2026 (the 'RSL Shares Trust'). The Reporting Person is trustee.
5. Total reflects transfer of 10 shares to Aerin Lauder Zinterhofer from Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d April 24, 2000 on December 8, 2023, for no consideration.
6. Owned directly by the Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d 4/24/00 (the 'ALZ 2000 Revocable Trust'). The Reporting Person is grantor and trustee.
7. The Reporting Person disclaims beneficial ownership of these shares to the extent she does not have a pecuniary interest in such securities.
8. Owned directly by the Trust under Article 2 of The Zinterhofer 2008 Descendants Trust Agreement u/a/d December 24, 2008 (the '2008 Descendants Trust'). The Reporting Person is a trustee.
9. Owned directly by The 4202 Corporation, which is wholly owned by the 2012 RSL 4202 Trust u/a/d October 2, 2012 (the '4202 Trust'). The Reporting Person is a trustee.
Remarks:
Aerin Lauder, by Annalisa Loeffler, attorney-in-fact04/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Aerin Lauder report in her latest Form 4 for Estee Lauder (EL)?

Aerin Lauder reported a bona fide gift of 4,768,846 shares of Class B Common Stock on April 8, 2026. The shares were held indirectly through the RSL Shares Trust, where she serves as trustee, and can convert into Class A shares one-for-one.

Was Aerin Lauder’s April 2026 Form 4 for EL a stock sale or a gift?

The filing reports a bona fide gift, not a sale, of 4,768,846 Class B shares. The transaction used code G, indicating a gift transfer, with a reported price of $0.0000 per share, showing no sale proceeds or open-market activity.

How many Estee Lauder Class B shares does Aerin Lauder hold via the ALZ 2000 Revocable Trust?

The Form 4 shows 7,708,906 underlying Class A shares associated with Class B Common Stock held indirectly through the ALZ 2000 Revocable Trust. Aerin Lauder is described as grantor and trustee of this trust in the filing’s footnotes.

What direct Class B Common Stock holdings does Aerin Lauder report in the Form 4 for EL?

The filing lists 1,675,010 underlying Class A shares associated with Class B Common Stock held directly. This position is separate from her indirect holdings through various trusts and reflects her direct ownership as of the reported date.

How are Aerin Lauder’s trust-held Estee Lauder shares structured in this Form 4?

She reports indirect holdings through multiple trusts, including the ALZ 2000 Revocable Trust, the 2008 Descendants Trust, the 4202 Trust structure, and the RSL Shares Trust. Footnotes state she is trustee on several and may disclaim beneficial ownership where no pecuniary interest exists.

What does the Form 4 say about conversion of Estee Lauder Class B into Class A shares?

The footnotes explain that Class B Common Stock has no exercise price and may be converted immediately into Class A on a one-for-one basis by the holder. It also automatically converts in certain transfers or when Class B falls below 10% of total common shares.