STOCK TITAN

Estée Lauder director adds 68 and 174 stock units

ESTEE LAUDER COMPANIES INC (EL) reported that director Barry S. Sternlicht received additional stock unit awards on September 15, 2026 through reinvestment of dividend equivalents on his existing stock units.

(Neutral)
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Form Type
4

Rhea-AI Filing Summary

ESTEE LAUDER COMPANIES INC (EL) reported that director Barry S. Sternlicht received additional stock unit awards on September 15, 2026 through reinvestment of dividend equivalents on his existing stock units. He acquired 68.05 stock units with share payout and 174.27 stock units with cash payout, each referenced to $96.25 per underlying Class A Common Stock share. Following these awards, his direct deferred holdings increased to 18,783.89 stock units (share payout) and 48,099.45 stock units (cash payout), which will be paid in accordance with plan terms after his service as a director ends, and no Rule 10b5-1 trading plan is reported.

Positive

  • None.

Negative

  • None.
Insider STERNLICHT BARRY S
Role Director
Type Security Shares Price Value
Grant/Award Stock Units (Share Payout) F1, F2, F3 68.05 $96.25 $7K
Grant/Award Stock Units (Cash Payout) F1, F2, F3 174.27 $96.25 $17K
Holdings After Transaction: Stock Units (Share Payout) — 18,783.89 contracts (Direct); Stock Units (Cash Payout) — 48,099.45 contracts (Direct)
Footnotes (3)
  1. F1. Not applicable.
  2. F2. Represents reinvestment of dividend equivalents on outstanding stock units.
  3. F3. The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.
Stock units acquired (share payout) 68.05 units Dividend equivalent reinvestment on September 15, 2026
Stock units acquired (cash payout) 174.27 units Dividend equivalent reinvestment on September 15, 2026
Reference price per underlying share $96.25 per share Used for both stock unit awards on September 15, 2026
Stock units held after transaction (share payout) 18,783.89 units Direct deferred holdings after September 15, 2026 award
Stock units held after transaction (cash payout) 48,099.45 units Direct deferred holdings after September 15, 2026 award
dividend equivalents financial
"Represents reinvestment of dividend equivalents on outstanding stock units."
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
stock units financial
"Represents reinvestment of dividend equivalents on outstanding stock units."
Stock units are individual pieces of ownership in a company, like slices of a pie that together make up the whole business. They matter to investors because each unit represents a claim on the company’s assets, profits and sometimes voting power, and changes in the number or value of these units affect ownership percentages, potential dividends and share dilution — all of which influence an investment’s worth.
Class A Common Stock financial
"underlying security is Class A Common Stock linked to the stock units"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did EL director Barry S. Sternlicht report on September 15, 2026?

Barry S. Sternlicht reported acquiring 68.05 stock units with share payout and 174.27 stock units with cash payout, both tied to Estee Lauder Class A Common Stock and arising from reinvestment of dividend equivalents on his existing stock units.

How many Estee Lauder (EL) share-payout stock units does Sternlicht hold after these transactions?

After the September 15, 2026 award, Barry S. Sternlicht holds 18,783.89 stock units designated for share payout, all relating to Estee Lauder Class A Common Stock and held as deferred compensation for his board service.

How many cash-payout stock units linked to EL does Sternlicht hold after these awards?

Following the September 15, 2026 dividend equivalent reinvestment, Barry S. Sternlicht holds 48,099.45 stock units with cash payout, each linked to Estee Lauder Class A Common Stock as underlying shares under the company’s deferred compensation arrangements.

Were Sternlicht’s September 15, 2026 EL stock unit acquisitions made under a Rule 10b5-1 plan?

No. The filing states that the Rule 10b5-1 trading plan affirmation box is unchecked, so the September 15, 2026 stock unit acquisitions were not reported as made pursuant to a Rule 10b5-1 trading plan.

When will Barry S. Sternlicht’s newly acquired EL stock units be paid out?

The filing explains that the stock units will be paid on the first business day of the calendar year following the last date of Barry S. Sternlicht’s service as a director of the company, consistent with the deferred compensation terms.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
STERNLICHT BARRY S

(Last)(First)(Middle)
STARWOOD CAPITAL GROUP
591 W. PUTNAM AVE.

(Street)
GREENWICH CONNECTICUT 06830

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ESTEE LAUDER COMPANIES INC [ EL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Units (Share Payout)(1)09/15/2026A(2)68.05 (3) (3)Class A Common Stock68.05$96.2518,783.89D
Stock Units (Cash Payout)(1)09/15/2026A(2)174.27 (3) (3)Class A Common Stock174.27$96.2548,099.45D
Explanation of Responses:
1. Not applicable.
2. Represents reinvestment of dividend equivalents on outstanding stock units.
3. The stock units will be paid out the first business day of the calendar year following the last date of the Reporting Person's service as a director of the Company.
Remarks:
Barry S. Sternlicht, by Robin Cohen, Attorney-in-fact09/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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