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PMGC Holdings (NASDAQ: ELAB) director Daley details post-split stock and option positions

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

PMGC Holdings Inc. (ELAB) director Juliana Daley filed an amended initial ownership report updating her equity holdings on a post-reverse-split basis. She reports beneficial ownership of 1 share of common stock and options to purchase 4 shares of common stock.

The options, granted on June 1, 2023 as partial compensation for her independent director services, have an exercise price of $98,000 per share, vest 25% on April 1, 2024 and the remainder over 36 months, and reflect multiple reverse stock splits completed between November 2024 and January 2026.

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Insider Daley Juliana
Role Director
Type Security Shares Price Value
holding Options to Purchase Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Options to Purchase Common Stock — 4 shares (Direct); Common Stock — 1 shares (Direct)
Footnotes (1)
  1. Reflects amount of shares of common stock of PMGC Holdings Inc. ("Company"), par value $0.0001 per share, on a post-reverse stock split basis (1-for-200 reverse stock split in November 2024, 1-for-7 reverse stock split in March 2025, 1-for-3.5 reverse stock split in September 2025, and 1-for-4 reverse stock split in January 2026; such reverse stock splits, collectively, "Splits"). The amount on a pre-Split basis was reported in Juliana Daley's Form 3, filed with the U.S. Securities and Exchange Commission on January 17, 2024. Vesting schedule is as follows: 25% of the underlying shares initially on April 1, 2024, and the remainder over the course of 36 months. Reflects amount of shares underlying the options issued to Ms. Daley on a post-reverse stock split basis, following the Splits. The options were issued to Ms. Daley as partial consideration for her services to the Company in the capacity as independent director, on June 1, 2023. On a pre-Split basis, the amount underlying the options was 80,000. Reflects exercise price of the underlying shares on a post-reverse stock split basis, following the Splits. The options were issued to Ms. Daley as partial consideration for her services to the Company in the capacity as independent director, on June 1, 2023.
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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Daley Juliana

(Last) (First) (Middle)
675 WEST HASTINGS STREET, SUITE 805

(Street)
VANCOUVER A1 V6B1N2

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/13/2023
3. Issuer Name and Ticker or Trading Symbol
PMGC Holdings Inc. [ ELAB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
01/17/2024
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options to Purchase Common Stock 06/01/2023(2) 05/01/2033(2) Common Stock 4(3) $98,000(4) D
Explanation of Responses:
1. Reflects amount of shares of common stock of PMGC Holdings Inc. ("Company"), par value $0.0001 per share, on a post-reverse stock split basis (1-for-200 reverse stock split in November 2024, 1-for-7 reverse stock split in March 2025, 1-for-3.5 reverse stock split in September 2025, and 1-for-4 reverse stock split in January 2026; such reverse stock splits, collectively, "Splits"). The amount on a pre-Split basis was reported in Juliana Daley's Form 3, filed with the U.S. Securities and Exchange Commission on January 17, 2024.
2. Vesting schedule is as follows: 25% of the underlying shares initially on April 1, 2024, and the remainder over the course of 36 months.
3. Reflects amount of shares underlying the options issued to Ms. Daley on a post-reverse stock split basis, following the Splits. The options were issued to Ms. Daley as partial consideration for her services to the Company in the capacity as independent director, on June 1, 2023. On a pre-Split basis, the amount underlying the options was 80,000.
4. Reflects exercise price of the underlying shares on a post-reverse stock split basis, following the Splits. The options were issued to Ms. Daley as partial consideration for her services to the Company in the capacity as independent director, on June 1, 2023.
/s/ Daley Juliana 02/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the PMGC Holdings (ELAB) Form 3/A filed by Juliana Daley disclose?

The Form 3/A discloses director Juliana Daley’s beneficial ownership in PMGC Holdings. It reports 1 share of common stock and options to purchase 4 shares, all shown on a post-reverse-split basis after several stock splits completed between 2024 and 2026.

How many PMGC Holdings (ELAB) shares does director Juliana Daley beneficially own?

According to the filing, Juliana Daley beneficially owns 1 share of PMGC Holdings common stock directly. She also holds options to purchase 4 additional shares of common stock, with both share counts presented on a post-reverse-stock-split basis reflecting multiple splits completed after the original grant.

What stock option grant does the PMGC Holdings (ELAB) Form 3/A report for Juliana Daley?

The filing reports options to purchase 4 shares of PMGC Holdings common stock. These options were granted on June 1, 2023 as partial consideration for her services as an independent director, originally covering 80,000 shares before subsequent reverse stock splits adjusted the reported underlying amount.

What is the exercise price of Juliana Daley’s PMGC Holdings (ELAB) options?

The options disclosed carry an exercise price of $98,000 per underlying share of common stock. This exercise price is presented on a post-reverse-stock-split basis, reflecting the cumulative effect of several reverse splits that occurred after the original June 2023 option grant to Ms. Daley.

How do the reverse stock splits affect Juliana Daley’s PMGC Holdings (ELAB) holdings?

The filing explains that her 1 common share and 4 option shares are shown after several reverse splits: 1-for-200, 1-for-7, 1-for-3.5, and 1-for-4. These corporate actions reduced the reported share counts from an original 80,000 option shares to the post-split figures.

What is the vesting schedule for Juliana Daley’s PMGC Holdings (ELAB) stock options?

The vesting schedule provides that 25% of the underlying shares vest initially on April 1, 2024. The remaining portion vests over the following 36 months. This schedule applies to the option grant issued to Ms. Daley for her independent director services on June 1, 2023.