ClearBridge EMO (EMO) insider Brian Eakes reports no beneficial ownership on Form 3
Rhea-AI Filing Summary
ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) reported a new insider filing for Brian Eakes, who is identified as a Manager/Investment Manager of the fund. The filing is a Form 3, which is an initial statement of beneficial ownership, with an event date of 01/01/2026.
In this filing, the reporting person states in the remarks that no securities are beneficially owned. Both the non-derivative and derivative securities tables are effectively empty, indicating that, as of the reported date, the insider does not hold EMO securities in either direct or indirect form.
Positive
- None.
Negative
- None.
FAQ
Who is the reporting person in the EMO Form 3 filing?
The reporting person is Brian Eakes, who is listed with the relationship of Manager/Investment Manager to ClearBridge Energy Midstream Opportunity Fund Inc. (EMO).
What does the EMO Form 3 filed for Brian Eakes report about his share ownership?
The Form 3 states in the remarks that no securities are beneficially owned by Brian Eakes as of the reported event date.
What is the event date for the EMO Form 3 related to Brian Eakes?
The date of the event requiring the Form 3 statement is 01/01/2026, which is the reference date for his reported ownership status.
Does the EMO Form 3 show any non-derivative or derivative securities held by Brian Eakes?
No. Both Table I (Non-Derivative Securities) and Table II
Is the EMO Form 3 filed by multiple reporting persons?
No. The filing box indicates that the Form 3 is filed by one reporting person, referring only to Brian Eakes.
What is the relationship of Brian Eakes to ClearBridge Energy Midstream Opportunity Fund Inc. (EMO)?
He is identified as Other – Manager/Investment Manager, and is not marked as a director, officer, or 10% owner of EMO.