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ClearBridge EMO (EMO) insider Brian Eakes reports no beneficial ownership on Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) reported a new insider filing for Brian Eakes, who is identified as a Manager/Investment Manager of the fund. The filing is a Form 3, which is an initial statement of beneficial ownership, with an event date of 01/01/2026.

In this filing, the reporting person states in the remarks that no securities are beneficially owned. Both the non-derivative and derivative securities tables are effectively empty, indicating that, as of the reported date, the insider does not hold EMO securities in either direct or indirect form.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Eakes Brian

(Last) (First) (Middle)
C/O FRANKLIN TEMPLETON
ONE MADISON AVENUE

(Street)
NEW YORK NY 10010

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026
3. Issuer Name and Ticker or Trading Symbol
ClearBridge Energy Midstream Opportunity Fund Inc. [ EMO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Manager/Investment Manager
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/ Mitchell O'Brien by Power of Attorney on behalf of Brian Eakes 01/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the reporting person in the EMO Form 3 filing?

The reporting person is Brian Eakes, who is listed with the relationship of Manager/Investment Manager to ClearBridge Energy Midstream Opportunity Fund Inc. (EMO).

What does the EMO Form 3 filed for Brian Eakes report about his share ownership?

The Form 3 states in the remarks that no securities are beneficially owned by Brian Eakes as of the reported event date.

What is the event date for the EMO Form 3 related to Brian Eakes?

The date of the event requiring the Form 3 statement is 01/01/2026, which is the reference date for his reported ownership status.

Does the EMO Form 3 show any non-derivative or derivative securities held by Brian Eakes?

No. Both Table I (Non-Derivative Securities) and Table II contain no entries, and the remarks confirm that no securities are beneficially owned.

Is the EMO Form 3 filed by multiple reporting persons?

No. The filing box indicates that the Form 3 is filed by one reporting person, referring only to Brian Eakes.

What is the relationship of Brian Eakes to ClearBridge Energy Midstream Opportunity Fund Inc. (EMO)?

He is identified as Other – Manager/Investment Manager, and is not marked as a director, officer, or 10% owner of EMO.

ClearBridge Energy Midstream Opportunity

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