137,250 Class A shares flagged for resale by UBS at Enphase (ENPH)

Rhea-AI Filing Summary

Enphase Energy, Inc. notice of a proposed sale filed on 03/13/2026 listing 137,250 shares of Class A common stock to be sold by UBS Financial Services Inc. The filing references Convertible Senior Notes dated 08/01/2018 and 08/01/2023 and lists a figure of 6,000,000 and an outstanding number 131,098,819 without further context.

Insights

Securities Capital Markets Analyst

Form 144 lists a broker-led proposed resale of restricted shares.

The excerpt shows 137,250 Class A shares identified for sale by UBS Financial Services Inc. and cites Convertible Senior Note dates 08/01/2018 and 08/01/2023. The filing includes larger numeric lines (6,000,000; 131,098,819) but does not attach explicit labels explaining offer scope or proceeds.

Cash-flow treatment and the precise resale mechanics are not described in the excerpt; subsequent filings or the full Form 144 would clarify whether sales are on-exchange, block trades, or otherwise.

Securities Compliance Attorney

This appears to be a routine notice under resale rules, requiring broker certification.

Form 144 filing elements shown — seller identity, share count (137,250) and issuer — match typical resale disclosure. The presence of convertible note dates suggests prior convertible instruments but the excerpt does not state conversion mechanics or registration status.

Regulatory implications hinge on whether the securities are restricted or control stock and whether volume/holding-period conditions are satisfied; the excerpt does not supply those qualifiers.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A common stock	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	137250	6000000	131098819	03/13/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A common stock	08/01/2018	Convertible Senior Note	Enphase Energy, Inc.			137250	08/01/2023	Convertible Senior Note

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the ENPH Form 144 list for sale?

The filing identifies 137,250 shares of Class A common stock as the proposed sale amount. It names UBS Financial Services Inc. as the selling broker and lists convertible note dates of 08/01/2018 and 08/01/2023.

Who is listed as the selling broker in the ENPH excerpt?

The excerpt lists UBS Financial Services Inc. at a Weehawken, NJ address as the broker associated with the proposed sale of Class A common stock. No purchaser or proceeds recipient is specified in the excerpt.

Does the excerpt state how the shares will be sold for ENPH?

The excerpt does not specify the method of sale. It does not state whether sales will be on-exchange, block trades, or privately negotiated; the full Form 144 or other filings would be required for those details.

Are there outstanding share figures shown for Enphase in the excerpt?

The excerpt lists a numeric value of 131,098,819, which appears alongside other fields but the excerpt does not label that number explicitly as shares outstanding; the filing text would be needed to confirm its meaning.