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ENS Form 4: Andrea Funk Forfeits RSU Shares, Retains 58,102.71 Shares

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

EnerSys CFO Andrea J. Funk reported a single transaction on Form 4 showing a disposition on 08/16/2025. The filing records a disposition of 603.2213 common shares at a reported price of $98.33, and indicates the reporting person retains 58,102.7121 shares following the transaction. The explanatory note states these shares were forfeited in connection with the vesting of Restricted Stock Units granted on August 16, 2021. The Form 4 was signed by John Yarbrough by power of attorney on 08/19/2025. No other transactions or derivative positions are reported.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Minor insider disposition due to RSU forfeiture; no new sales or option exercises reported.

The filing documents a small reported disposition of 603.2213 shares at $98.33, explained as forfeiture tied to RSU vesting from 2021. The reporting person still holds a substantial balance of 58,102.7121 shares, indicating ongoing equity exposure. There are no derivative instruments or additional cash-sale transactions disclosed, so immediate revenue or compensation effects are limited to the reported forfeiture event.

TL;DR: Administrative disclosure of RSU forfeiture; governance impact appears routine and non-material.

The Form 4 is an administrative disclosure showing forfeiture of vested-restricted stock units rather than an active sale. The explanatory remark explicitly ties the change to RSUs granted on August 16, 2021. Signature by a power of attorney is noted, and no insider trading pattern or governance red flags are evident from this single entry.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Funk Andrea J.

(Last) (First) (Middle)
C/O ENERSYS
2366 BERNVILLE ROAD

(Street)
READING PA 19605

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/16/2025 F 603.2213(1) D $98.33 58,102.7121 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 16, 2021.
Remarks:
John Yarbrough, by Power of Attorney 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did EnerSys (ENS) insider Andrea J. Funk report on Form 4?

The Form 4 reports a disposition of 603.2213 common shares on 08/16/2025 at a price of $98.33, listed as a forfeiture tied to RSU vesting.

How many shares does Andrea J. Funk beneficially own after the reported transaction?

The filing shows the reporting person beneficially owns 58,102.7121 shares following the reported transaction.

Why were the 603.2213 shares disposed of according to the Form 4?

The explanatory note states the shares were forfeited in connection with the vesting of Restricted Stock Units granted on August 16, 2021.

Was the Form 4 signed by the reporting person?

The document was signed on behalf of the reporting person by John Yarbrough, by Power of Attorney on 08/19/2025.

Does the Form 4 report any derivative securities or option exercises for Andrea J. Funk?

No. Table II for derivative securities contains no reported transactions or holdings in this filing.
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