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EnerSys (ENS) director discloses dividend-linked DSU and RSU awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

EnerSys director reports small stock unit grants tied to a cash dividend. On December 26, 2025, the director received multiple fractional amounts of EnerSys common stock at a price of $0 per share. These included Deferred Stock Units (DSUs) related to 4,145 previously vested DSUs and several Restricted Stock Units (RSUs) linked to both vested and unvested RSU awards under the EnerSys Deferred Compensation Plan for Non-Employee Directors, all granted in connection with a cash dividend paid on December 26, 2025 to stockholders of record as of December 12, 2025.

Following these dividend-equivalent grants, the reporting person directly beneficially owned 5,710.8888 shares of EnerSys common stock. The DSUs and RSUs described are stated as vested and payable concurrent with their underlying units or RSUs, meaning they track and pay out on the same schedule as the original awards.

Positive

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Habiger David C

(Last) (First) (Middle)
2366 BERNVILLE ROAD

(Street)
READING PA 19605

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/26/2025 A 7.2056(1) A $0 5,708.2056 D
Common Stock 12/26/2025 A 2.4495(2) A $0 5,710.6551 D
Common Stock 12/26/2025 A 0.0263(3) A $0 5,710.6814 D
Common Stock 12/26/2025 A 0.0577(4) A $0 5,710.7391 D
Common Stock 12/26/2025 A 0.0749(5) A $0 5,710.814 D
Common Stock 12/26/2025 A 0.0748(6) A $0 5,710.8888 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on December 26, 2025, to stockholders of record as of December 12, 2025 (the "Dividend"), with respect to 4,145 vested DSUs granted to the reporting person on various dates and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
2. These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
3. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on January 10, 2025, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
4. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on April 10, 2025, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
5. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on July 17, 2025, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
6. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to unvested RSUs granted to the reporting person on October 16, 2025, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
/s/ John Yarbrough by Power of Attorney 12/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the EnerSys (ENS) director report in this Form 4 filing?

The filing reports that an EnerSys director received small additional amounts of common stock in the form of Deferred Stock Units (DSUs) and Restricted Stock Units (RSUs) on December 26, 2025, all granted at $0 as dividend-equivalent awards.

How many EnerSys shares does the reporting person beneficially own after these transactions?

After the reported transactions, the director directly beneficially owned 5,710.8888 shares of EnerSys common stock, as shown in Table I of the filing.

Why were the DSUs and RSUs granted to the EnerSys director?

The DSUs and RSUs were granted in connection with a cash dividend paid on December 26, 2025 to stockholders of record as of December 12, 2025. They represent dividend-equivalent credits on the director’s existing vested and unvested DSUs and RSUs, adjusted for previously declared and paid cash dividends.

Were any EnerSys shares sold by the director in this Form 4?

No sales are reported. All transactions in Table I are coded as A for acquisitions, with shares or stock units credited at a price of $0 per share.

What plan governs the RSU awards mentioned for the EnerSys director?

The RSU awards are reported as granted under the EnerSys Deferred Compensation Plan for Non-Employee Directors, which covers both vested and unvested RSUs that receive dividend-equivalent RSUs when cash dividends are paid.

On which prior award dates are the unvested RSUs referenced for the dividend-equivalent grants?

The explanation notes unvested RSUs originally granted to the director on January 10, 2025, April 10, 2025, July 17, 2025, and October 16, 2025 that each received additional RSUs in connection with the dividend.

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