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EnerSys (ENS) CFO awarded dividend-related RSUs on prior grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

EnerSys executive vice president and chief financial officer received additional common stock in the form of restricted stock units on December 26, 2025. The RSUs were granted as adjustments tied to a cash dividend paid on that date to stockholders of record as of December 12, 2025, and relate to multiple prior unvested RSU awards from 2022 through 2025. Each new RSU grant will vest and be payable at the same time as its underlying RSU award. Following these dividend-related awards, the reporting person beneficially owned a total of 58,270.1019 shares of EnerSys common stock directly.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Funk Andrea J.

(Last) (First) (Middle)
2366 BERNVILLE ROAD

(Street)
READING PA 19605

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and CFO
3. Date of Earliest Transaction (Month/Day/Year)
12/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/26/2025 A 3.9715(1) A $0 58,201.9715 D
Common Stock 12/26/2025 A 5.891(2) A $0 58,207.8625 D
Common Stock 12/26/2025 A 10.0503(3) A $0 58,217.9128 D
Common Stock 12/26/2025 A 33.4977(4) A $0 58,251.4105 D
Common Stock 12/26/2025 A 18.6914(5) A $0 58,270.1019 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on December 26, 2025, to stockholders of record as of December 12, 2025 (the "Dividend"), with respect to 2,228 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
2. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,305 unvested RSUs granted to the reporting person on August 11, 2023, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.
3. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,638 unvested RSUs granted to the reporting person on August 9, 2024, and adjusted for a previously declared and paid cash dividend. These RSUs will be payable concurrent with the underlying RSUs.
4. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 18,792 unvested RSUs granted to the reporting person on May 23, 2025, and adjusted for a previously declared and paid cash dividend. These RSUs will be payable concurrent with the underlying RSUs.
5. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 10,486 unvested RSUs granted to the reporting person on August 8, 2025, and adjusted for a previously declared and paid cash dividend. These RSUs will be payable concurrent with the underlying RSUs.
/s/ John Yarbrough by Power of Attorney 12/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did EnerSys (ENS) report for its CFO?

The EnerSys executive vice president and chief financial officer received additional restricted stock units (RSUs) that were granted in connection with a cash dividend paid on December 26, 2025.

Why did the EnerSys (ENS) CFO receive new RSUs on December 26, 2025?

The new RSUs were granted in connection with the cash dividend paid on December 26, 2025 to stockholders of record as of December 12, 2025, as dividend equivalents on existing unvested RSUs.

Which prior RSU grants were adjusted for the EnerSys (ENS) CFO?

The dividend-related RSUs are tied to unvested RSUs originally granted on August 12, 2022, August 11, 2023, August 9, 2024, May 23, 2025, and August 8, 2025.

Do the new EnerSys (ENS) RSUs for the CFO have a cash purchase price?

No cash was paid for these awards; the entries show a price of $0 for each RSU grant, reflecting dividend-equivalent stock units rather than open-market purchases.

When will the dividend-related RSUs for the EnerSys (ENS) CFO vest?

The new RSUs will vest and be payable concurrent with the underlying RSUs from the original grant dates, rather than on a separate schedule.

How many EnerSys (ENS) shares does the CFO beneficially own after these RSU grants?

After the reported dividend-related RSU awards, the reporting person beneficially owned 58,270.1019 shares of EnerSys common stock directly.

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