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EnerSys (ENS) director credited dividend-equivalent DSUs and RSUs in Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

EnerSys director reports dividend-based stock unit grants

A director of EnerSys received additional equity awards tied to a recent cash dividend paid on December 26, 2025 to stockholders of record as of December 12, 2025. The filing shows grants of 77.4996 shares of common stock in the form of deferred stock units (DSUs) and 5.093 shares in the form of restricted stock units (RSUs), both at a price of $0 as they are dividend equivalents rather than open-market purchases. Following these grants, the director beneficially owns 47,590.5926 shares of EnerSys common stock in direct form. The DSUs and RSUs described are vested and payable at the same time as the corresponding original awards.

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HOFFEN HOWARD I

(Last) (First) (Middle)
2366 BERNVILLE ROAD

(Street)
READING PA 19605

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/26/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/26/2025 A 77.4996(1) A $0 47,585.4996 D
Common Stock 12/26/2025 A 5.093(2) A $0 47,590.5926(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on December 26, 2025, to stockholders of record as of December 12, 2025 (the "Dividend"), with respect to 44,578 vested DSUs granted to the reporting person on various dates and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
2. These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
3. The reporting person has no direct pecuniary interest in such shares and disclaims beneficial ownership except to the extent ultimately realized.
/s/ John Yarbrough by Power of Attorney 12/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did EnerSys (ENS) disclose in this Form 4?

The filing reports that an EnerSys director received additional deferred stock units (DSUs) and restricted stock units (RSUs) credited in connection with a cash dividend paid on December 26, 2025.

How many EnerSys (ENS) shares were granted to the director in this transaction?

The director was credited with 77.4996 shares of common stock in the form of DSUs and 5.093 shares in the form of RSUs, both shown at a grant price of $0 per share.

Why did EnerSys grant DSUs and RSUs to the director on December 26, 2025?

The DSUs and RSUs were granted as dividend equivalents, in connection with the cash dividend paid on December 26, 2025 to stockholders of record as of December 12, 2025, and relate to previously vested DSUs and RSUs.

Are the EnerSys DSUs and RSUs reported in this filing vested?

Yes. The filing states that these DSUs and RSUs are vested and will be payable at the same time as the underlying vested DSUs and RSUs to which they relate.

How many EnerSys (ENS) shares does the director beneficially own after this transaction?

After the reported dividend-related grants, the director beneficially owns 47,590.5926 shares of EnerSys common stock in direct form.

Does the director claim a direct pecuniary interest in all EnerSys shares reported?

No. The filing notes that the reporting person has no direct pecuniary interest in certain shares and disclaims beneficial ownership except to the extent ultimately realized.

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