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EnerSys (NYSE: ENS) CFO receives RSUs linked to cash dividend

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

EnerSys EVP and CFO Andrea J. Funk reported multiple small acquisitions of common stock on March 27, 2026. The entries reflect shares granted in the form of restricted stock units (RSUs) credited in connection with a cash dividend paid that day on previously granted unvested RSUs. These RSU grants will vest and be payable at the same time as the underlying RSUs. Following these awards, Funk directly holds about 58,339.0662 shares of EnerSys common stock, highlighting routine, compensation-related adjustments rather than open‑market trading.

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Insider Funk Andrea J.
Role EVP and CFO
Type Security Shares Price Value
Grant/Award Common Stock 3.639 $0.00 --
Grant/Award Common Stock 5.398 $0.00 --
Grant/Award Common Stock 9.209 $0.00 --
Grant/Award Common Stock 30.694 $0.00 --
Grant/Award Common Stock 17.127 $0.00 --
Holdings After Transaction: Common Stock — 58,276.639 shares (Direct)
Footnotes (1)
  1. These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on March 27, 2026, to stockholders of record as of March 13, 2026 (the "Dividend"), with respect to 2,232 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Adjusted for previous arithmetic error. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,311 unvested RSUs granted to the reporting person on August 11, 2023, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,648 unvested RSUs granted to the reporting person on August 9, 2024, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 18,825 unvested RSUs granted to the reporting person on May 23, 2025, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 10,504 unvested RSUs granted to the reporting person on August 8, 2025, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.
RSU grant 1 3.6391 shares Common Stock RSUs granted on March 27, 2026
RSU grant 2 5.3978 shares Common Stock RSUs granted on March 27, 2026
RSU grant 3 9.2090 shares Common Stock RSUs granted on March 27, 2026
RSU grant 4 30.6936 shares Common Stock RSUs granted on March 27, 2026
Post-transaction holdings 58,339.0662 shares Common Stock directly owned after reported RSU grants
Restricted Stock Units ("RSUs") financial
"These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on March 27, 2026"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
cash dividend financial
"in connection with the cash dividend paid on March 27, 2026, to stockholders of record as of March 13, 2026"
A cash dividend is a payment made by a company to its shareholders directly in money, usually on a regular schedule. It is a way for investors to receive a portion of the company's profits, similar to earning interest or a bonus for holding the company's stock. Cash dividends provide income to shareholders and can indicate the company's financial health and stability.
stockholders of record financial
"cash dividend paid on March 27, 2026, to stockholders of record as of March 13, 2026"
Stockholders of record are the people or entities whose names appear on a company's official shareholder list on a specific cutoff date set by the company or its transfer agent; only those listed are entitled to receive dividends, vote at shareholder meetings, or participate in other corporate actions. Think of it like a guest list for an event: being on the list on the set day determines who gets the benefits and rights, so investors must own shares before the cutoff to qualify.
unvested RSUs financial
"with respect to 2,232 unvested RSUs granted to the reporting person on August 12, 2022"
payable concurrent with the underlying RSUs financial
"These RSUs will vest and are payable concurrent with the underlying RSUs"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Funk Andrea J.

(Last)(First)(Middle)
2366 BERNVILLE ROAD

(Street)
READING PENNSYLVANIA 19605

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
EnerSys [ ENS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP and CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/27/2026A3.6391(1)A$058,276.6391(2)D
Common Stock03/27/2026A5.3978(3)A$058,282.0369D
Common Stock03/27/2026A9.209(4)A$058,291.2459D
Common Stock03/27/2026A30.6936(5)A$058,321.9395D
Common Stock03/27/2026A17.1267(6)A$058,339.0662D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the cash dividend paid on March 27, 2026, to stockholders of record as of March 13, 2026 (the "Dividend"), with respect to 2,232 unvested RSUs granted to the reporting person on August 12, 2022, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
2. Adjusted for previous arithmetic error.
3. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,311 unvested RSUs granted to the reporting person on August 11, 2023, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.
4. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,648 unvested RSUs granted to the reporting person on August 9, 2024, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.
5. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 18,825 unvested RSUs granted to the reporting person on May 23, 2025, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.
6. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 10,504 unvested RSUs granted to the reporting person on August 8, 2025, and adjusted for previously declared and paid cash dividends. These RSUs will be payable concurrent with the underlying RSUs.
/s/ John Yarbrough by Power of Attorney03/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did EnerSys (ENS) EVP and CFO Andrea J. Funk report in this Form 4?

Andrea J. Funk reported several small acquisitions of EnerSys common stock as RSU grants on March 27, 2026. These awards are tied to a cash dividend and relate to previously granted unvested RSUs, reflecting routine compensation adjustments rather than open‑market stock purchases or sales.

Why did EnerSys (ENS) CFO Andrea J. Funk receive new RSUs on March 27, 2026?

The RSUs were granted in connection with a cash dividend paid on March 27, 2026 to stockholders of record as of March 13, 2026. They represent dividend‑equivalent RSUs credited on existing unvested RSU awards previously granted to Andrea J. Funk.

How many EnerSys (ENS) shares does Andrea J. Funk hold after these RSU grants?

After the reported RSU-related acquisitions, Andrea J. Funk holds 58,339.0662 shares of EnerSys common stock directly. This figure reflects her position following the March 27, 2026 dividend‑equivalent RSU credits described in the Form 4 filing.

Are Andrea J. Funk’s EnerSys (ENS) transactions open‑market buys or sells?

No, the transactions are not open‑market buys or sells. They are coded as “A” for grant or award acquisitions, representing RSUs credited as dividend equivalents on existing unvested RSU grants, with no transaction price per share reported.

How are the new EnerSys (ENS) RSUs for Andrea J. Funk expected to vest?

The RSUs granted in connection with the dividend will vest and be payable concurrently with their respective underlying unvested RSU awards. Each group of RSUs follows the vesting and payment schedule of the original grant date referenced in the footnotes.

What prior EnerSys (ENS) RSU grants are referenced for Andrea J. Funk?

The dividend‑equivalent RSUs relate to unvested RSUs originally granted on August 12, 2022; August 11, 2023; August 9, 2024; May 23, 2025; and August 8, 2025. Each set of new RSUs corresponds to one of these existing unvested awards.