Eos Energy (NASDAQ: EOSE) CCO sells 110K shares under 10b5-1 plan
Rhea-AI Filing Summary
Nathan Kroeker, Chief Commercial Officer of Eos Energy Enterprises, converted 220,834 restricted stock units into the same number of common shares on July 25, 2026 under the company’s 2020 Incentive Plan. Each RSU represents a right to receive one share and vests in three annual installments, subject to continued service.
On July 28, 2026, he sold 110,417 common shares at a weighted average price of $3.36 per share, in multiple trades between $3.23 and $3.48. These sales were executed automatically pursuant to a Rule 10b5-1 trading plan adopted on September 15, 2025 to cover estimated tax withholding obligations arising from the RSU vesting.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Exercise and sale activity reported; no spread calculated
Exercise and Sale
3 txns
Insider
Kroeker Nathan
Role
Chief Commercial Officer
Sold
110,417 shs ($371K)
Approx. gross sale proceeds
$371K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock F2, F3 | 110,417 | $3.36 | $371K |
| Exercise | Restricted Stock Units F4, F1, F5 | 220,834 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 220,834 | $0.00 | $0.00 |
Holdings After Transaction:
Restricted Stock Units — 220,833 shares (Direct);
Common Stock — 887,527 shares (Direct)
Footnotes (5)
- F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.
- F2. The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2025 to cover estimated tax withholding obligations in connection with the vesting of restricted stock units.
- F3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.23 to $3.48, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F4. The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, which will vest in three installments on each of the first three anniversaries of the grant date, subject to continued service through each vesting date.
- F5. Not applicable.
Key Figures
Common shares sold: 110,417 shares
Weighted average sale price: $3.36 per share
RSUs converted to common stock: 220,834 units/shares
+2 more
5 metrics
Common shares sold
110,417 shares
Open-market sale by Chief Commercial Officer on July 28, 2026
Weighted average sale price
$3.36 per share
Shares sold in multiple trades between $3.23 and $3.48
RSUs converted to common stock
220,834 units/shares
Restricted stock units converting into common shares on July 25, 2026
RSUs remaining after transaction
220,833 units
Restricted stock units reported as outstanding following the July 25, 2026 conversion
Rule 10b5-1 plan adoption date
September 15, 2025
Trading plan governing the July 28, 2026 share sales
Key Terms
Rule 10b5-1 trading plan, restricted stock unit, weighted average price, tax withholding obligations, +1 more
5 terms
Rule 10b5-1 trading plan regulatory
"sales were effected automatically pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
restricted stock unit financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
weighted average price financial
"The price reported in Column 4 is a weighted average price"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
tax withholding obligations financial
"trading plan adopted ... to cover estimated tax withholding obligations"
2020 Incentive Plan financial
"received a grant of RSUs under the Issuer's 2020 Incentive Plan"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What transactions did EOSE’s Chief Commercial Officer report on this Form 4?
Nathan Kroeker reported converting 220,834 restricted stock units into common stock on July 25, 2026 and then selling 110,417 common shares on July 28, 2026 in open-market transactions under a pre-arranged Rule 10b5-1 trading plan.
What happened to Nathan Kroeker’s restricted stock units in EOSE?
On July 25, 2026, 220,834 restricted stock units converted into the same number of common shares. A footnote explains these RSUs were granted under the 2020 Incentive Plan and vest in three annual installments, subject to continued service with the company.
Does the Form 4 show remaining EOSE restricted stock units for Nathan Kroeker?
Yes. After the July 25, 2026 conversion, the Form 4 reports 220,833 restricted stock units remaining. Each RSU represents a contingent right to receive one share of Eos Energy Enterprises common stock upon vesting, according to the disclosure.