STOCK TITAN

[Form 4] Eos Energy Enterprises, Inc. Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Sumeet Puri, Chief Accounting Officer of Eos Energy Enterprises, Inc. (EOSE), reported stock transactions related to vested restricted stock units and subsequent open-market sales. On 09/05/2025, 68,334 restricted stock units (RSUs) became vested and were reported as acquired at $0, increasing beneficial ownership to 204,791 shares. On 09/08/2025 the reporting person sold 20,501 shares at a weighted-average price of $6.98 and 20,000 shares at a weighted-average price of $7.25, reducing beneficial ownership to 164,290 shares. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted March 14, 2025 and to satisfy estimated tax liabilities arising from RSU vesting.

Sumeet Puri, Chief Accounting Officer di Eos Energy Enterprises, Inc. (EOSE), ha comunicato operazioni su titoli relative a restricted stock unit (RSU) maturate e alle successive vendite sul mercato aperto. Il 05/09/2025 sono maturate 68.334 RSU, registrate come acquisite a $0, portando la partecipazione beneficiaria a 204.791 azioni. L'08/09/2025 la persona segnalante ha venduto 20.501 azioni a un prezzo medio ponderato di $6,98 e 20.000 azioni a un prezzo medio ponderato di $7,25, riducendo la partecipazione beneficiaria a 164.290 azioni. Le vendite sono state effettuate in base a un piano di negoziazione Rule 10b5-1 adottato il 14 marzo 2025 e per far fronte alle imposte previste derivanti dalla maturazione delle RSU.

Sumeet Puri, Chief Accounting Officer de Eos Energy Enterprises, Inc. (EOSE), notificó operaciones con acciones relacionadas con unidades restringidas (RSU) que vencieron y las posteriores ventas en el mercado abierto. El 05/09/2025 vencieron 68.334 RSU, registradas como adquiridas a $0, aumentando la participación beneficiaria a 204.791 acciones. El 08/09/2025 la persona informante vendió 20.501 acciones a un precio medio ponderado de $6,98 y 20.000 acciones a un precio medio ponderado de $7,25, reduciendo la participación beneficiaria a 164.290 acciones. Las ventas se realizaron conforme a un plan de negociación Rule 10b5-1 adoptado el 14 de marzo de 2025 y para cubrir las obligaciones fiscales estimadas surgidas por el vencimiento de las RSU.

이오스 에너지 엔터프라이즈(Eos Energy Enterprises, Inc., EOSE)의 최고 회계 책임자(Chief Accounting Officer) 수미트 푸리(Sumeet Puri)가 제한형 주식 단위(RSU)의 권리 행사 및 이후의 장외 매도와 관련된 주식 거래를 보고했습니다. 2025-09-05에 68,334개의 RSU가 확정되어 취득가액 $0로 보고되었고, 이에 따라 실질 보유 주식 수가 204,791주가 되었습니다. 2025-09-08에 보고자는 가중평균 가격 $6.98로 20,501주, 가중평균 가격 $7.25로 20,000주를 매도하여 실질 보유 주식 수를 164,290주로 감소시켰습니다. 해당 매도는 2025년 3월 14일 채택된 Rule 10b5-1 거래 계획에 따라 이루어졌으며, RSU 확정으로 발생한 예상 세금 부담을 충당하기 위한 것입니다.

Sumeet Puri, directeur comptable (Chief Accounting Officer) d'Eos Energy Enterprises, Inc. (EOSE), a déclaré des transactions sur actions liées à des unités d'actions restreintes (RSU) acquises et aux ventes ultérieures sur le marché ouvert. Le 05/09/2025, 68 334 RSU sont devenues acquises et ont été enregistrées comme acquises à $0, portant la détention bénéficiaire à 204 791 actions. Le 08/09/2025, la personne déclarante a vendu 20 501 actions à un prix moyen pondéré de $6,98 et 20 000 actions à un prix moyen pondéré de $7,25, réduisant la détention bénéficiaire à 164 290 actions. Les ventes ont été effectuées conformément à un plan de négociation Rule 10b5-1 adopté le 14 mars 2025 et pour couvrir les impôts estimés résultant de l'acquisition des RSU.

Sumeet Puri, Chief Accounting Officer von Eos Energy Enterprises, Inc. (EOSE), meldete Aktiengeschäfte im Zusammenhang mit voll vested Restricted Stock Units (RSUs) und anschließenden Verkäufen am offenen Markt. Am 05.09.2025 sind 68.334 RSUs vestet und mit $0 als erworben gemeldet worden, wodurch das wirtschaftliche Eigentum auf 204.791 Aktien anstieg. Am 08.09.2025 verkaufte die meldende Person 20.501 Aktien zu einem gewichteten Durchschnittspreis von $6,98 und 20.000 Aktien zu $7,25, wodurch das wirtschaftliche Eigentum auf 164.290 Aktien reduziert wurde. Die Verkäufe erfolgten gemäß einem am 14. März 2025 angenommenen Rule-10b5-1-Handelsplan und dienten der Begleichung geschätzter Steuerverpflichtungen aus der Vesting-Besteuerung der RSUs.

Positive
  • RSUs converted to shares, indicating compensation was granted and vested (68,334 RSUs acquired at $0).
  • Sales executed under a Rule 10b5-1 plan, demonstrating use of a pre-established trading plan for orderly disposition.
  • Filing discloses weighted-average prices and offers to provide full trade breakdowns, enhancing transparency.
Negative
  • Insider sold shares, reducing beneficial ownership from 204,791 to 164,290 shares.
  • Sales included multiple transactions with prices as low as $6.87, which could modestly dilute insider ownership influence.

Insights

TL;DR: Insider received RSUs that vested and sold a portion under a pre-established 10b5-1 plan to cover tax obligations, modestly reducing holdings.

The 09/05/2025 grant/vesting of 68,334 RSUs represents compensation conversion into common stock, recorded as acquisitions at $0 per share, which increased reported beneficial ownership to 204,791 shares. The subsequent sales on 09/08/2025 — 20,501 shares at a weighted-average $6.98 and 20,000 shares at a weighted-average $7.25 — were executed under a Rule 10b5-1 plan and to satisfy estimated tax liabilities. These are routine insider transactions tied to equity compensation; they disclose intent to comply with tax obligations and adopt a structured selling plan rather than ad-hoc selling. Impact to investors is generally neutral absent additional material changes in ownership concentration.

TL;DR: Transactions follow governance best practices: vesting, tax-withholding, and use of a documented 10b5-1 trading plan with disclosures.

The filing documents timely disclosure of RSU vesting and subsequent sales, including weighted-average sale price ranges and an undertaking to provide detailed trade breakdowns upon request. Use of a pre-established 10b5-1 trading plan adopted March 14, 2025 provides an affirmative defense for trades and reduces concerns about opportunistic timing. The filing is complete in noting the purpose of sales (tax liabilities) and includes signature by an attorney-in-fact, consistent with procedural norms.

Sumeet Puri, Chief Accounting Officer di Eos Energy Enterprises, Inc. (EOSE), ha comunicato operazioni su titoli relative a restricted stock unit (RSU) maturate e alle successive vendite sul mercato aperto. Il 05/09/2025 sono maturate 68.334 RSU, registrate come acquisite a $0, portando la partecipazione beneficiaria a 204.791 azioni. L'08/09/2025 la persona segnalante ha venduto 20.501 azioni a un prezzo medio ponderato di $6,98 e 20.000 azioni a un prezzo medio ponderato di $7,25, riducendo la partecipazione beneficiaria a 164.290 azioni. Le vendite sono state effettuate in base a un piano di negoziazione Rule 10b5-1 adottato il 14 marzo 2025 e per far fronte alle imposte previste derivanti dalla maturazione delle RSU.

Sumeet Puri, Chief Accounting Officer de Eos Energy Enterprises, Inc. (EOSE), notificó operaciones con acciones relacionadas con unidades restringidas (RSU) que vencieron y las posteriores ventas en el mercado abierto. El 05/09/2025 vencieron 68.334 RSU, registradas como adquiridas a $0, aumentando la participación beneficiaria a 204.791 acciones. El 08/09/2025 la persona informante vendió 20.501 acciones a un precio medio ponderado de $6,98 y 20.000 acciones a un precio medio ponderado de $7,25, reduciendo la participación beneficiaria a 164.290 acciones. Las ventas se realizaron conforme a un plan de negociación Rule 10b5-1 adoptado el 14 de marzo de 2025 y para cubrir las obligaciones fiscales estimadas surgidas por el vencimiento de las RSU.

이오스 에너지 엔터프라이즈(Eos Energy Enterprises, Inc., EOSE)의 최고 회계 책임자(Chief Accounting Officer) 수미트 푸리(Sumeet Puri)가 제한형 주식 단위(RSU)의 권리 행사 및 이후의 장외 매도와 관련된 주식 거래를 보고했습니다. 2025-09-05에 68,334개의 RSU가 확정되어 취득가액 $0로 보고되었고, 이에 따라 실질 보유 주식 수가 204,791주가 되었습니다. 2025-09-08에 보고자는 가중평균 가격 $6.98로 20,501주, 가중평균 가격 $7.25로 20,000주를 매도하여 실질 보유 주식 수를 164,290주로 감소시켰습니다. 해당 매도는 2025년 3월 14일 채택된 Rule 10b5-1 거래 계획에 따라 이루어졌으며, RSU 확정으로 발생한 예상 세금 부담을 충당하기 위한 것입니다.

Sumeet Puri, directeur comptable (Chief Accounting Officer) d'Eos Energy Enterprises, Inc. (EOSE), a déclaré des transactions sur actions liées à des unités d'actions restreintes (RSU) acquises et aux ventes ultérieures sur le marché ouvert. Le 05/09/2025, 68 334 RSU sont devenues acquises et ont été enregistrées comme acquises à $0, portant la détention bénéficiaire à 204 791 actions. Le 08/09/2025, la personne déclarante a vendu 20 501 actions à un prix moyen pondéré de $6,98 et 20 000 actions à un prix moyen pondéré de $7,25, réduisant la détention bénéficiaire à 164 290 actions. Les ventes ont été effectuées conformément à un plan de négociation Rule 10b5-1 adopté le 14 mars 2025 et pour couvrir les impôts estimés résultant de l'acquisition des RSU.

Sumeet Puri, Chief Accounting Officer von Eos Energy Enterprises, Inc. (EOSE), meldete Aktiengeschäfte im Zusammenhang mit voll vested Restricted Stock Units (RSUs) und anschließenden Verkäufen am offenen Markt. Am 05.09.2025 sind 68.334 RSUs vestet und mit $0 als erworben gemeldet worden, wodurch das wirtschaftliche Eigentum auf 204.791 Aktien anstieg. Am 08.09.2025 verkaufte die meldende Person 20.501 Aktien zu einem gewichteten Durchschnittspreis von $6,98 und 20.000 Aktien zu $7,25, wodurch das wirtschaftliche Eigentum auf 164.290 Aktien reduziert wurde. Die Verkäufe erfolgten gemäß einem am 14. März 2025 angenommenen Rule-10b5-1-Handelsplan und dienten der Begleichung geschätzter Steuerverpflichtungen aus der Vesting-Besteuerung der RSUs.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Puri Sumeet

(Last) (First) (Middle)
C/O EOS ENERGY ENTERPRISES, INC.
3920 PARK AVENUE

(Street)
EDISON NJ 08820

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Eos Energy Enterprises, Inc. [ EOSE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/05/2025 M 68,334 A $0(1) 204,791 D
Common Stock 09/08/2025 S(2) 20,501 D $6.98(3) 184,290 D
Common Stock 09/08/2025 S(4) 20,000 D $7.25(5) 164,290 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units(6) (1) 09/05/2025 M 68,334 (7) (7) Common Stock 68,334 $0 68,333 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.
2. The transaction reported represents a sale effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2025 to cover estimated tax withholding obligations in connection with the vesting of restricted stock units.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.87 to $7.41, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
4. The transaction reported represents a sale by the reporting person to satisfy estimated tax liabilities arising from vesting of restricted stock units on July 25, 2025 and September 5, 2025, to the extent the estimated tax liabilities exceeded the amount sold on July 29, 2025 and September 8, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2025.
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.20 to $7.37, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
6. The reporting person received a grant of RSUs under the Issuer's 2020 Incentive Plan, which will vest in three equal installments on each of the first three anniversaries of the grant date, subject to continued service through each vesting date.
7. Not applicable.
Remarks:
/s/ Michael Silberman as attorney-in-fact for Sumeet Puri 09/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Sumeet Puri report on Form 4 for EOSE?

The filing reports vesting/acquisition of 68,334 RSUs on 09/05/2025 and sales of 20,501 shares at a $6.98 weighted-average and 20,000 shares at a $7.25 weighted-average on 09/08/2025.

Why were shares sold by the insider in the EOSE Form 4?

The sales were made pursuant to a Rule 10b5-1 trading plan adopted March 14, 2025 and to satisfy estimated tax liabilities arising from RSU vesting.

How did these transactions affect Sumeet Puri's beneficial ownership of EOSE?

Beneficial ownership decreased from 204,791 shares after vesting to 164,290 shares following the reported sales.

What prices were reported for the sales in the Form 4?

The filing reports weighted-average sale prices: $6.98 for the 20,501-share tranche (range $6.87–$7.41) and $7.25 for the 20,000-share tranche (range $7.20–$7.37).

When was the 10b5-1 plan adopted for these trades?

The Rule 10b5-1 trading plan was adopted on March 14, 2025 according to the filing.
Eos Energy Enterprises Inc

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