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Evolution Petroleum CEO surrenders 9,658 shares for taxes

Evolution Petroleum Corp. (EPM) President & CEO and director Kelly William Loyd reported 9,658 shares of common stock surrendered to the company to satisfy income tax withholding obligations upon vesting of a restricted stock grant on October 30, 2026.

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Form Type
4

Rhea-AI Filing Summary

Evolution Petroleum Corp. (EPM) President & CEO and director Kelly William Loyd reported 9,658 shares of common stock surrendered to the company to satisfy income tax withholding obligations upon vesting of a restricted stock grant on October 30, 2026. The reported price was $3.80 per share. Loyd held 575,619 shares of common stock directly following the transaction.

Insider Loyd Kelly William
Role PRESIDENT & CEO
Type Security Shares Price Value
Tax Withholding Common Stock F1 9,658 $3.80 $37K
Holdings After Transaction: Common Stock — 575,619 shares (Direct)
Footnotes (1)
  1. F1. Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.
Shares surrendered for tax withholding 9,658 shares October 30, 2026
Reported price per share $3.80 per share Transaction on October 30, 2026
Direct common shares following transaction 575,619 shares Following the October 30, 2026 transaction
restricted stock grant technical
"upon the vesting of restricted stock grant"
A restricted stock grant is an award of company shares given to an employee or executive that cannot be sold or transferred until certain conditions are met, such as staying with the company for a set time or hitting performance goals. For investors, it signals how the company ties pay to future performance and can affect the number of shares outstanding and management’s incentives—think of it as a wrapped gift you only keep once you meet the requirements.
income tax withholding obligations financial
"to satisfy income tax withholding obligations"
vesting technical
"upon the vesting of restricted stock grant"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

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How many EPM shares did Kelly William Loyd surrender for tax withholding?

On October 30, 2026, President & CEO and director Kelly William Loyd surrendered 9,658 shares of Evolution Petroleum Corp. common stock to satisfy income tax withholding obligations upon vesting of a restricted stock grant. The reported price was $3.80 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Loyd Kelly William

(Last)(First)(Middle)
1155 DAIRY ASHFORD ROAD
SUITE 425

(Street)
HOUSTON TEXAS 77079

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
EVOLUTION PETROLEUM CORP [ EPM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
PRESIDENT & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/30/2026F9,658(1)D$3.8575,619D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares surrendered to the Company to satisfy income tax withholding obligations upon the vesting of restricted stock grant.
/s/ KELLY W. LOYD11/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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