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Allspring Multi-Sector Income Fund (ERC) director files initial report with no holdings

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Allspring Multi-Sector Income Fund filed an initial insider ownership report for a director, indicating that the reporting person currently has no beneficial ownership of the fund’s securities. The filing is made by a single reporting person and confirms that neither non-derivative nor derivative securities of the fund are held, as stated in the explanation that no securities are beneficially owned.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
SHLISSEL BRIAN S

(Last) (First) (Middle)
270 PARK AVE

(Street)
NEW YORK NY 10017-2014

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/02/2026
3. Issuer Name and Ticker or Trading Symbol
ALLSPRING MULTI-SECTOR INCOME FUND [ ERC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
Maureen E. Towle by power of attorney 01/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does this Form 3 filing for ERC disclose?

The filing discloses that a director of Allspring Multi-Sector Income Fund (ERC) has filed an initial ownership report and states that no securities of the fund are beneficially owned.

What is the relationship of the reporting person to Allspring Multi-Sector Income Fund (ERC)?

The reporting person is identified as a director of Allspring Multi-Sector Income Fund.

Does the reporting person own any ERC shares or derivatives according to this filing?

No. The explanation section explicitly states that no securities are beneficially owned, and both non-derivative and derivative ownership tables show no holdings.

Is this Form 3 filed by one person or a group for ERC?

The document indicates that the form is filed by one reporting person, not by a group.

What is the date of the event requiring this ownership statement for ERC?

The date of the event requiring this statement is listed as 01/02/2026.

Allspring Multi-Sec Income

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