Welcome to our dedicated page for Allspring Util & High Income SEC filings (Ticker: ERH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Closed-end fund investors researching Allspring Utilities and High Income Fund (ERH) need access to regulatory filings that reveal portfolio composition, fund expenses, and distribution policies. Unlike individual stock analysis, evaluating a closed-end fund requires understanding both the underlying holdings and the fund structure itself.
ERH's annual and semi-annual reports (Form N-CSR) provide the most detailed view of fund operations. These filings disclose the complete portfolio of utility stocks and high-income securities, expense ratios, portfolio turnover, and management commentary on investment strategy. For income-focused investors, these reports detail distribution sources and tax characteristics.
Proxy statements (DEF 14A) inform shareholders about governance matters including board composition, management fees, and shareholder proposals. Closed-end fund proxies often address policies on leverage usage, discount management, and distribution rates that directly affect shareholder returns.
Form 4 insider filings track transactions by fund officers, directors, and significant shareholders. While closed-end funds differ from operating companies, insider activity can signal confidence in fund strategy or highlight governance dynamics.
Our platform delivers ERH SEC filings with AI-powered analysis that explains fund-specific disclosures. Complex topics like leverage policies, derivative usage, and portfolio hedging strategies are translated into accessible language. Track distribution announcements through 8-K filings and monitor regulatory compliance through the fund's complete filing history.
Allspring Utilities & High Income Fund director reports no share ownership
A Form 3 initial beneficial ownership report was filed for a director of Allspring Utilities & High Income Fund (ERH) with an event date of 01/02/2026. The filing states in the Explanation of Responses that no securities are beneficially owned, and both the non-derivative and derivative ownership tables contain no reported holdings.
Allspring Utilities & High Income Fund director Maureen E. Towle filed an initial insider ownership report. The filing shows she currently has no beneficial ownership of the fund’s securities, and no derivative securities such as options or warrants. The report is filed as a single-person Form 3, confirming her role as a director without any disclosed equity stake at this time.
Allspring Utilities and High Income Fund (ERH) filed Amendment No. 1 to its definitive proxy to correct a typographical error in the stated number of shares outstanding. The proxy covers the Fund’s 2025 Annual Meeting of Shareholders on December 1, 2025, at 1:00 p.m. ET at 101 Seaport Boulevard, 11th Floor, Boston, MA, with a telephonic attendance option.
Shareholders of record as of October 1, 2025 are entitled to vote. As of that date, 8,832,156 Shares were outstanding. The Board nominates Timothy J. Penny, James G. Polisson, and Pamela Wheelock (Class III) for election to terms expiring in 2028; Mr. Penny is expected to retire on or about December 31, 2026. A 33 1/3% quorum is required, and trustees are elected by plurality. The Board unanimously recommends voting FOR each nominee.
The Fund engaged Computershare Fund Services to solicit proxies for a fee of approximately $4,006. KPMG LLP serves as independent auditor (2025 audit fees $64,490; tax fees $2,020).
Allspring Utilities and High Income Fund issued its definitive proxy for the 2025 Annual Meeting, seeking shareholder votes to elect three Class III Trustees: Timothy J. Penny, James G. Polisson, and Pamela Wheelock. The meeting will be held on December 1, 2025 at 1:00 p.m. ET at 101 Seaport Boulevard, 11th Floor, Boston, with a telephonic attendance option.
Shareholders of record as of October 1, 2025 may vote by mail, telephone, Internet, in person, or telephonically. The Board unanimously recommends voting FOR each nominee. A plurality of votes cast elects the Trustees, and 33 1/3% of outstanding shares constitutes a quorum. If a signed proxy has no selection, votes will be cast FOR the nominees; abstentions, broker non‑votes, and withheld votes count toward quorum and have the effect of a vote against proposals. The Audit Committee recommended KPMG LLP as independent auditor for the fiscal year ending August 31, 2026; 2025 audit fees were $64,490 and tax fees were $2,020.
Lee Christopher M, identified with Allspring Global Investments and listed as a Portfolio Manager, reported a purchase of 5,000 common shares of Allspring Utilities & High Income Fund (ERH) at $9.26 per share. The transaction shows a deemed execution date of 03/26/2024 and an original trade date of 03/22/2024. After the reported activity, the filing records 7,831 common shares beneficially owned at the end of the issuer's fiscal year. No derivative holdings were reported and no other securities classes are disclosed on this form.
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