Welcome to our dedicated page for Allspring Util & High Income SEC filings (Ticker: ERH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Allspring Utilities and High Income Fund (ERH) SEC filings page on Stock Titan provides access to the fund’s official regulatory documents, including materials such as proxy statements filed with the U.S. Securities and Exchange Commission. As a closed-end equity and high-yield bond fund, ERH uses these filings to describe its investment objective, governance structure, and shareholder voting processes.
Key documents include proxy statements (DEF 14A), which outline items presented at annual meetings of shareholders. In these filings, the fund details proposals such as the election of Trustees, explains how shareholders of record can vote, and describes quorum requirements and voting standards. The proxy materials also identify the fund’s investment adviser and sub-adviser within the Allspring Global Investments organization.
For investors analyzing ERH, SEC filings are an important source of information about how the fund is organized and overseen. They explain how the Board of Trustees is structured, including the use of staggered terms, and describe how proxies are solicited and counted. These documents can also reference the fund’s broader disclosures, such as the use of a managed distribution plan and the nature of its closed-end structure.
On Stock Titan, filings are updated as they become available from EDGAR, and AI-powered summaries help interpret complex sections by highlighting key points in plain language. Users can quickly see the purpose of each filing, the proposals under consideration, and the implications for shareholders. This page is a resource for anyone seeking to understand ERH’s regulatory history, governance practices, and the formal disclosures that support its income-focused investment strategy.
ALLSPRING UTILITIES & HIGH INCOME FUND director buys shares
Director Brian S. Shlissel reported three open-market purchases of the fund’s Common Shares on February 27, 2026, totaling 400 shares. The trades were executed at per-share prices of $12.7699, $12.7982, and $12.7900, and he now directly owns 400 Common Shares.
Allspring Utilities & High Income Fund director reports no share ownership
A Form 3 initial beneficial ownership report was filed for a director of Allspring Utilities & High Income Fund (ERH) with an event date of 01/02/2026. The filing states in the Explanation of Responses that no securities are beneficially owned, and both the non-derivative and derivative ownership tables contain no reported holdings.
Allspring Utilities & High Income Fund director Maureen E. Towle filed an initial insider ownership report. The filing shows she currently has no beneficial ownership of the fund’s securities, and no derivative securities such as options or warrants. The report is filed as a single-person Form 3, confirming her role as a director without any disclosed equity stake at this time.
Allspring Utilities and High Income Fund (ERH) filed Amendment No. 1 to its definitive proxy to correct a typographical error in the stated number of shares outstanding. The proxy covers the Fund’s 2025 Annual Meeting of Shareholders on December 1, 2025, at 1:00 p.m. ET at 101 Seaport Boulevard, 11th Floor, Boston, MA, with a telephonic attendance option.
Shareholders of record as of October 1, 2025 are entitled to vote. As of that date, 8,832,156 Shares were outstanding. The Board nominates Timothy J. Penny, James G. Polisson, and Pamela Wheelock (Class III) for election to terms expiring in 2028; Mr. Penny is expected to retire on or about December 31, 2026. A 33 1/3% quorum is required, and trustees are elected by plurality. The Board unanimously recommends voting FOR each nominee.
The Fund engaged Computershare Fund Services to solicit proxies for a fee of approximately $4,006. KPMG LLP serves as independent auditor (2025 audit fees $64,490; tax fees $2,020).
Allspring Utilities and High Income Fund issued its definitive proxy for the 2025 Annual Meeting, seeking shareholder votes to elect three Class III Trustees: Timothy J. Penny, James G. Polisson, and Pamela Wheelock. The meeting will be held on December 1, 2025 at 1:00 p.m. ET at 101 Seaport Boulevard, 11th Floor, Boston, with a telephonic attendance option.
Shareholders of record as of October 1, 2025 may vote by mail, telephone, Internet, in person, or telephonically. The Board unanimously recommends voting FOR each nominee. A plurality of votes cast elects the Trustees, and 33 1/3% of outstanding shares constitutes a quorum. If a signed proxy has no selection, votes will be cast FOR the nominees; abstentions, broker non‑votes, and withheld votes count toward quorum and have the effect of a vote against proposals. The Audit Committee recommended KPMG LLP as independent auditor for the fiscal year ending August 31, 2026; 2025 audit fees were $64,490 and tax fees were $2,020.
Lee Christopher M, identified with Allspring Global Investments and listed as a Portfolio Manager, reported a purchase of 5,000 common shares of Allspring Utilities & High Income Fund (ERH) at $9.26 per share. The transaction shows a deemed execution date of 03/26/2024 and an original trade date of 03/22/2024. After the reported activity, the filing records 7,831 common shares beneficially owned at the end of the issuer's fiscal year. No derivative holdings were reported and no other securities classes are disclosed on this form.