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Allspring Utilities & High Income Fund (ERH) Form 3 shows director with no shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Allspring Utilities & High Income Fund director reports no share ownership

A Form 3 initial beneficial ownership report was filed for a director of Allspring Utilities & High Income Fund (ERH) with an event date of 01/02/2026. The filing states in the Explanation of Responses that no securities are beneficially owned, and both the non-derivative and derivative ownership tables contain no reported holdings.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Miller Cindy J

(Last) (First) (Middle)
2355 WAUKEGAN ROAD

(Street)
BANNOCKBURN IL 60015

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/02/2026
3. Issuer Name and Ticker or Trading Symbol
ALLSPRING UTILITIES & HIGH INCOME FUND [ ERH ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
Maureen E. Towle by power of attorney 01/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the latest Form 3 for ERH disclose about director ownership?

The Form 3 for Allspring Utilities & High Income Fund (ERH) dated 01/02/2026 states in the Explanation of Responses that no securities are beneficially owned by the reporting director.

Who filed the Form 3 for Allspring Utilities & High Income Fund (ERH)?

The Form 3 indicates it is filed by one reporting person, identified as a Director of Allspring Utilities & High Income Fund. The signature block shows Maureen E. Towle by power of attorney signing on 01/02/2026.

Does the ERH director report ownership of any common shares on this Form 3?

No. In the Explanation of Responses, the filing explicitly states "No securities are beneficially owned", and Table I for non-derivative securities lists no share holdings.

Are any derivative securities reported for the ERH director on this Form 3?

No. Table II for derivative securities such as options or warrants contains no reported positions, consistent with the statement that no securities are beneficially owned.

Is this ERH Form 3 filed jointly with other reporting persons?

No. The filing box for Form filed by One Reporting Person is checked, and the alternative for filing by more than one reporting person is not selected.

Allspring Util & High Income

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United States
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