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ERIE Insider Filing: Senior VP Reports Small 401(k) Stock Purchase

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DaBreo Anthony, Senior Vice President, Life at Erie Indemnity Co. (ERIE), reported a Section 16 transaction dated 09/30/2025 involving Class A Common Stock. The filing shows a transaction coded J(1) and records an acquisition of 3.307 shares at $318.16. The report lists 842.452 shares as beneficially owned following the reported transaction and indicates direct ownership. The filer notes the activity was a participant-directed transaction under a 401(k) plan, and the form was signed by Rebecca A. Buona, Power of Attorney, on 10/01/2025. The filing contains no earnings, corporate actions, or other disclosures beyond the reported securities transaction and the 401(k) explanation.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine insider 401(k) transaction reported under Section 16; no novel disclosures or unusual activity.

The Form 4 documents a transaction coded J(1), explicitly described as a participant-directed 401(k) transaction. The report shows a small acquisition (3.307 shares) at a per-share price of $318.16 and a post-transaction beneficial ownership of 842.452 shares held directly. From a compliance perspective, the filing satisfies the disclosure requirement by identifying the reporting person, relationship to the issuer, transaction date, price, share amounts, and the explanatory remark. There are no indications of derivative activity, amendments, or joint filing anomalies in the submitted content.

TL;DR: Insignificant market impact; transaction is a small 401(k)-directed acquisition by an officer.

The transaction size (3.307 shares) is minimal relative to typical outstanding share counts and is recorded as an employee retirement plan movement rather than a discretionary open-market trade. The filing provides price ($318.16) and resulting beneficial ownership (842.452 shares), useful for tracking insider holdings but not indicative of a change in company fundamentals. No earnings, M&A, or material operational information is included in this Form 4.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
DaBreo Anthony

(Last) (First) (Middle)
100 ERIE INSURANCE PLACE

(Street)
ERIE PA 16530

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ERIE INDEMNITY CO [ ERIE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President, Life
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 09/30/2025 J(1) 3.307 A $318.16 842.452 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Participant directed transaction under 401(k) Plan.
Remarks:
Rebecca A. Buona, Power of Attorney 10/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for ERIE and what is their role?

The reporting person is DaBreo Anthony, who is identified as Senior Vice President, Life of Erie Indemnity Co.

What transaction was reported on the Form 4 dated 09/30/2025 for ERIE?

The filing reports a transaction coded J(1) on 09/30/2025 described as a participant-directed 401(k) plan transaction involving Class A Common Stock.

How many shares were acquired and at what price according to the Form 4?

The Form 4 shows an acquisition of 3.307 shares at a price of $318.16.

What is the reporting person's beneficial ownership after the transaction?

The filing lists 842.452 shares as beneficially owned following the reported transaction and indicates direct ownership.

Was the Form 4 signed by the reporting person?

The form includes a signature by Rebecca A. Buona, Power of Attorney dated 10/01/2025 rather than a manual signature by the reporting person in the provided content.
Erie Indty Co

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