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ERIE insider 401(k) purchase: 1.345 shares reported on Form 4

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DaBreo Anthony, Senior Vice President, Life at Erie Indemnity Co (ERIE), reported a Section 16 transaction dated 08/31/2025. The Form 4 shows a participant-directed 401(k) plan transaction: 1.345 shares acquired of Class A common stock at a price of $354.38. Following the reported transaction the filing lists 839.145 shares beneficially owned (direct). The filing was signed via power of attorney by Rebecca A. Buona on 09/02/2025. No derivative transactions, amendments, or other issuer events are stated in the provided content.

Positive

  • Transaction explicitly labeled as a participant-directed 401(k) plan action, clarifying the non-discretionary nature of the trade
  • Form 4 includes POA signature (Rebecca A. Buona) dated 09/02/2025, showing the filing was executed and documented

Negative

  • None.

Insights

TL;DR: Small, routine insider purchase through a 401(k) plan; immaterial to company valuation.

The reported 1.345-share acquisition at $354.38 is explicitly described as a participant-directed transaction under a 401(k) plan, indicating this was an employee retirement-plan activity rather than a discretionary open-market trade by the officer. The post-transaction beneficial ownership is shown as 839.145 shares (direct). Given the small share amount relative to typical outstanding shares, the trade appears routine and non-material to investors.

TL;DR: Filing meets Section 16 disclosure norms; executed via POA and documents the plan-based transfer.

The Form 4 includes required details: reporting person identity and role, transaction date 08/31/2025, transaction code J(1) with explanatory remark that it was a 401(k) plan participant-directed transaction, and a power-of-attorney signature dated 09/02/2025. This presentation aligns with procedural disclosure expectations for plan-directed activity and does not indicate voluntary executive trading outside plan parameters.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DaBreo Anthony

(Last) (First) (Middle)
100 ERIE INSURANCE PLACE

(Street)
ERIE PA 16530

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ERIE INDEMNITY CO [ ERIE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President, Life
3. Date of Earliest Transaction (Month/Day/Year)
08/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/31/2025 J(1) 1.345 A $354.38 839.145 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Participant directed transaction under 401(k) Plan.
Remarks:
Rebecca A. Buona, Power of Attorney 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did ERIE insider DaBreo report on the Form 4?

The Form 4 reports a 08/31/2025 participant-directed 401(k) plan acquisition of 1.345 shares of Class A common stock at $354.38.

How many ERIE shares does DaBreo beneficially own after the reported transaction?

The filing lists 839.145 shares beneficially owned (direct) following the reported transaction.

Was the trade by DaBreo discretionary or part of a plan?

The filing states the transaction was a participant-directed transaction under a 401(k) Plan, indicating it was plan-directed.

Who signed the Form 4 for DaBreo and when?

The Form 4 was signed by Rebecca A. Buona, Power of Attorney on 09/02/2025.

Does the provided Form 4 show any derivative transactions or amendments?

No. The provided content shows only the non-derivative Class A common stock transaction and no amendments or derivative transactions.
Erie Indty Co

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