401(k) move by ERIE (ERIE) senior VP shows small stock adjustment

Rhea-AI Filing Summary

ERIE Indemnity Senior Vice President Anthony DaBreo reported a small, participant-directed 401(k) plan transaction involving company stock. The Form 4 shows an "other" type transaction (code J) of 2.55 shares of Class A common stock at $269.44 per share, leaving him with 1,361.707 directly owned shares afterward.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DaBreo Anthony

(Last) (First) (Middle)

100 ERIE INSURANCE PLACE

(Street)

ERIE PA 16530

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ERIE INDEMNITY CO [ ERIE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Vice President, Life

3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	02/28/2026		J(1)		2.55	A	$269.44	1,361.707	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Participant directed transaction under 401(k) Plan.

Remarks:

	Rebecca A. Buona, Power of Attorney	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did ERIE (ERIE) report for Anthony DaBreo?

Anthony DaBreo reported an "other" transaction in 2.55 shares of ERIE Class A common stock. It was a participant-directed move within a 401(k) plan, not a typical open-market buy or sell, and followed standard reporting requirements.

Was the ERIE (ERIE) Form 4 transaction a buy or sell of shares?

The Form 4 classifies the move as an "other" transaction, not a clear buy or sell. It reflects a participant-directed 401(k) plan adjustment in 2.55 shares, rather than a traditional open-market purchase or sale by the executive.

How many ERIE (ERIE) shares did Anthony DaBreo hold after the Form 4 transaction?

After the reported 401(k) plan transaction, Anthony DaBreo directly owned 1,361.707 shares of ERIE Class A common stock. This figure reflects his holdings immediately following the participant-directed adjustment in the retirement plan account.

What price per share was reported in the ERIE (ERIE) insider transaction?

The Form 4 lists a transaction price of $269.44 per share for the 2.55 ERIE Class A common shares involved. This price is used for reporting the participant-directed 401(k) plan transaction under the "other" transaction code J.

What does transaction code J mean in the ERIE (ERIE) Form 4 filing?

Transaction code J in the ERIE Form 4 indicates "other acquisition or disposition" of securities. In this filing, it is further explained by a footnote as a participant-directed transaction under a 401(k) plan, rather than a standard market trade.

Is the ERIE (ERIE) Form 4 transaction related to a 401(k) plan?

Yes, the Form 4 footnote specifies the move as a participant-directed transaction under a 401(k) plan. This means the change in 2.55 ERIE Class A shares occurred within a retirement plan account, following the participant’s allocation decisions.