Erie Indemnity (ERIE) EVP records tiny 401(k) stock plan transaction

Rhea-AI Filing Summary

ERIE INDEMNITY CO executive Douglas Edward Smith recorded a very small 401(k)-related share adjustment. The Form 4 shows a participant-directed transaction under a 401(k) plan involving 0.081 shares of Class A Common Stock at $239.75 per share, leaving him with 5,169.624 shares held directly. This appears to be an administrative retirement-plan movement rather than an open-market trade.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Smith Douglas Edward

Role EVP

Type	Security	Shares	Price	Value
Other	Class A Common Stock	0.081	$239.75	$19.42

Holdings After Transaction: Class A Common Stock — 5,169.624 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

401(k) plan transaction size: 0.081 shares Reference price per share: $239.75 per share Shares held after transaction: 5,169.624 shares

3 metrics

401(k) plan transaction size 0.081 shares Participant-directed transaction under 401(k) Plan

Reference price per share $239.75 per share Price associated with 0.081-share 401(k) transaction

Shares held after transaction 5,169.624 shares Direct holdings of Douglas Edward Smith following transaction

Key Terms

Form 4, participant-directed transaction, 401(k) Plan, Class A Common Stock

4 terms

Form 4 regulatory

"The Form 4 shows a participant-directed transaction under a 401(k) plan"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

participant-directed transaction financial

"The Form 4 shows a participant-directed transaction under a 401(k) plan"

401(k) Plan financial

"Participant directed transaction under 401(k) Plan."

A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

Class A Common Stock financial

"transaction under a 401(k) plan involving 0.081 shares of Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/01/2026 - 09:44 AM Accepted by SEC EDGAR 07/01/2026 - 09:44 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Smith Douglas Edward

(Last) (First) (Middle)

100 ERIE INSURANCE PLACE

(Street)

ERIE PENNSYLVANIA 16530

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ERIE INDEMNITY CO [ ERIE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/30/2026		J(1)		0.081	A	$239.75	5,169.624	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Participant directed transaction under 401(k) Plan.

Remarks:

	Rebecca A. Buona, Power of Attorney	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did ERIE (ERIE) EVP Douglas Edward Smith report in this Form 4?

Douglas Edward Smith reported a very small participant-directed transaction under a 401(k) plan involving 0.081 shares of Class A Common Stock at $239.75 per share, reflecting an administrative adjustment rather than a traditional open-market stock trade.

How many ERIE (ERIE) shares were affected in the 401(k) transaction?

The transaction involved 0.081 shares of ERIE Class A Common Stock. This tiny amount indicates a routine plan-level adjustment, such as reinvestment or allocation, rather than a meaningful insider purchase or sale in the open market.

What is Douglas Edward Smith’s ERIE shareholding after this Form 4 transaction?

After the reported 401(k) transaction, Douglas Edward Smith directly holds 5,169.624 shares of ERIE Class A Common Stock. The filing highlights that the change in holdings from this specific event was minimal relative to his overall direct position.

Was the ERIE Form 4 transaction an open-market buy or sell of shares?

No, the Form 4 describes the event as a participant-directed transaction under a 401(k) plan. It is coded as an “other” type transaction, indicating a plan-related adjustment rather than a standard open-market purchase or sale of ERIE shares.

What does a participant-directed 401(k) transaction mean for ERIE investors?

A participant-directed 401(k) transaction means the executive adjusted investments inside a retirement plan account. For ERIE investors, this typically carries limited information value because it reflects routine retirement-plan activity rather than a discretionary open-market trade in company stock.