ERIE (ERIE) senior VP reports tiny 401(k) Class A stock adjustment

Rhea-AI Filing Summary

ERIE Indemnity senior vice president of Life, Anthony DaBreo, reported a very small participant-directed transaction under a 401(k) plan involving 0.3120 shares of Class A common stock at $239.75 per share. Following this plan-related adjustment, his directly held position is 911.6740 shares of Class A common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider DaBreo Anthony

Role Senior Vice President, Life

Type	Security	Shares	Price	Value
Other	Class A Common Stock	0.312	$239.75	$74.80

Holdings After Transaction: Class A Common Stock — 911.674 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Transaction shares: 0.3120 shares Transaction price: $239.75 per share Post-transaction holdings: 911.6740 shares

3 metrics

Transaction shares 0.3120 shares Participant-directed 401(k) transaction in Class A common stock

Transaction price $239.75 per share Price for the 0.3120 Class A shares in the 401(k) move

Post-transaction holdings 911.6740 shares Class A common stock directly held after the transaction

Key Terms

Form 4, Class A Common Stock, participant directed transaction, 401(k) Plan

4 terms

Form 4 regulatory

"reported in a Form 4 insider transaction notice"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Class A Common Stock financial

"involving 0.3120 shares of Class A common stock at $239.75"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

participant directed transaction financial

"footnote describes a participant directed transaction under 401(k) Plan"

401(k) Plan financial

"Participant directed transaction under 401(k) Plan."

A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/01/2026 - 09:31 AM Accepted by SEC EDGAR 07/01/2026 - 09:30 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DaBreo Anthony

(Last) (First) (Middle)

100 ERIE INSURANCE PLACE

(Street)

ERIE PENNSYLVANIA 16530

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ERIE INDEMNITY CO [ ERIE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Vice President, Life

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/30/2026		J(1)		0.312	A	$239.75	911.674	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Participant directed transaction under 401(k) Plan.

Remarks:

	Rebecca A. Buona, Power of Attorney	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ERIE (ERIE) report for Anthony DaBreo?

ERIE reported a very small participant-directed 401(k) transaction for Anthony DaBreo involving 0.3120 shares of Class A common stock at $239.75 per share, classified as an “other” transaction rather than a typical open-market buy or sell.

How many ERIE (ERIE) shares does Anthony DaBreo hold after this Form 4?

After the reported 401(k) transaction, Anthony DaBreo directly holds 911.6740 shares of ERIE Class A common stock. This figure reflects his position immediately following the small, participant-directed adjustment reported in the Form 4 filing.

Was the ERIE (ERIE) Form 4 a buy or sell by Anthony DaBreo?

The Form 4 describes the transaction as “other” rather than a clear buy or sell. It is labeled as a participant-directed transaction under a 401(k) plan, indicating a routine plan-related adjustment instead of an open-market purchase or sale.

What does “participant directed transaction under 401(k) Plan” mean for ERIE (ERIE)?

The footnote states the move was a participant-directed transaction under a 401(k) plan, meaning it reflects Anthony DaBreo’s allocation decision within his retirement account, not a standard market trade, and is coded as an “other acquisition or disposition.”

How large is the ERIE (ERIE) insider transaction in this Form 4?

The reported transaction involves only 0.3120 shares of ERIE Class A common stock at $239.75 per share. This is a very small, plan-related adjustment relative to Anthony DaBreo’s post-transaction holdings of 911.6740 shares.