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Board reshuffle at ESG Inc (OTCQB: ESGH) as Rossetti exits, Xie joins

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

ESG Inc. reported a board change. On May 21, 2026, director Joseph F. Rossetti resigned from the Board and all its committees, stating his decision did not stem from any disagreement over the company’s operations, policies, or practices.

The remaining directors immediately appointed Richard Xie, 55, to fill the vacancy. The Board determined he qualifies as an independent director under OTCQB Market standards and is financially sophisticated, naming him to the Audit, Compensation, and Nominating and Corporate Governance Committees, and as Chair of the Audit and Compensation Committees.

Positive

  • None.

Negative

  • None.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
independent director financial
"The Board of Directors determined that Mr. Xie qualifies as an independent director under the applicable standards of the OTCQB Market."
An independent director is a member of a company's board of directors who is not involved in the company's day-to-day operations and has no significant relationships with the company that could influence their judgment. Their role is to provide unbiased oversight and ensure the company is managed in the best interests of all shareholders. This helps build trust and confidence among investors by promoting transparency and accountability.
OTCQB Market financial
"The Board of Directors determined that Mr. Xie qualifies as an independent director under the applicable standards of the OTCQB Market."
Audit Committee financial
"Effective upon his appointment to the Board, Mr. Xie was also appointed as a member of the Audit Committee, Compensation Committee, and Nominating and Corporate Governance Committee of the Board."
A company's audit committee is a small group of board members who act like independent inspectors for the firm's finances, overseeing how financial reports are prepared, monitoring internal controls, and managing the relationship with external auditors. Investors care because a strong audit committee reduces the risk of accounting errors, fraud, or misleading statements, making financial statements more trustworthy and helping protect shareholder value.
Compensation Committee financial
"Effective upon his appointment to the Board, Mr. Xie was also appointed as a member of the Audit Committee, Compensation Committee, and Nominating and Corporate Governance Committee of the Board."
A compensation committee is a group within a company's leadership responsible for setting and reviewing how much top executives and employees are paid, including salaries, bonuses, and benefits. It matters to investors because fair and effective pay decisions can influence a company's performance, leadership motivation, and overall governance, helping ensure that the company’s management is aligned with shareholders’ interests.
Regulation S-K regulatory
"Since the beginning of the Company’s last fiscal year, there have been no transactions involving the Company and Mr. Xie that would require disclosure under Item 404(a) of Regulation S-K."
A set of U.S. Securities and Exchange Commission rules that tell public companies which narrative and qualitative details must be disclosed in filings, such as risk factors, management discussion, executive pay, legal proceedings and business description. Think of it as a standardized checklist or blueprint that ensures investors get the same types of background information from every company so they can compare risks, management quality and strategy before making investment decisions.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 21, 2026

 

ESG Inc.

(Exact name of registrant as specified in its charter)

 

Nevada 000-56532 87-1918342
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)

 

433 East Hillendale Rd.
Chadds Ford, PA 19317

(Address of principal executive offices)

 

Registrant’s telephone number, including area code: 267-467-5871

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
N/A N/A N/A

 

   

 

  

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers.

 

On May 21, 2026, Joseph F. Rossetti notified ESG Inc. (the “Company”) of his resignation as a member of the Company’s Board of Directors, effective immediately. Mr. Rossetti’s resignation also included his resignation from all committees of the Board on which he served. Mr. Rossetti confirmed that his resignation was not the result of any disagreement with the Company on any matter relating to the Company’s operations, policies, or practices.

 

On May 21, 2026, the remaining members of the Board of Directors of the Company appointed Richard Xie to the Company’s Board of Directors, effective immediately, to fill the vacancy created by Mr. Rossetti’s resignation.

 

Mr. Xie, 55, has substantial experience in finance, fund management, corporate finance and investment management in both China and the United States. Mr. Xie currently serves as Chief Executive Officer of Kapital Max Inc. Mr. Xie previously served as an investment project manager at an investment management firm, where he managed and oversaw investment projects and contributed to the development of the company’s asset portfolio. Mr. Xie also served as an executive officer of KM International, where he directed multiple companies through initial public offerings and OTC market upgrades and provided strategic guidance on corporate finance and investment management. Mr. Xie holds a Doctorate in Accounting from Jinan University and credentials as a Certified Chinese Tax Accountant and CFA charterholder.

 

The Board of Directors determined that Mr. Xie qualifies as an independent director under the applicable standards of the OTCQB Market. The Board of Directors also determined that Mr. Xie is financially sophisticated and qualified to serve on the Audit Committee of the Board.

 

Effective upon his appointment to the Board, Mr. Xie was also appointed as a member of the Audit Committee, Compensation Committee, and Nominating and Corporate Governance Committee of the Board. Mr. Xie was further appointed as Chair of the Audit Committee and Chair of the Compensation Committee.

 

There are no arrangements or understandings between Mr. Xie and any other persons pursuant to which Mr. Xie was appointed as a director of the Company. There are no family relationships between Mr. Xie and any director or executive officer of the Company. Since the beginning of the Company’s last fiscal year, there have been no transactions involving the Company and Mr. Xie that would require disclosure under Item 404(a) of Regulation S-K.

 

Mr. Xie has not at this time entered into any compensatory arrangement with the Company in connection with his service as a director. Any future compensatory arrangement, if entered into, will be disclosed as required by applicable law.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit No. Description
17.1 Resignation Letter of Joseph F. Rossetti, dated May 21, 2026.
104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

   

 

  

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

/s/ Zhi Yang  
Zhi Yang  
CEO  
Date: May 27, 2026  

 

   

 

 

FAQ

What board change did ESGH disclose on May 21, 2026?

ESG Inc. disclosed that director Joseph F. Rossetti resigned from the Board and all its committees, effective immediately. The company stated his resignation was not due to any disagreement regarding operations, policies, or practices, and the remaining directors promptly filled his seat.

Who is Richard Xie and what role will he have at ESGH?

Richard Xie is a finance and investment professional with experience in China and the United States. He joined ESG Inc.’s Board, was deemed an independent director, and was appointed to the Audit, Compensation, and Nominating and Corporate Governance Committees, chairing the Audit and Compensation Committees.

Did Joseph F. Rossetti cite any disagreements in his ESGH resignation?

Joseph F. Rossetti confirmed that his resignation from ESG Inc.’s Board was not the result of any disagreement with the company regarding its operations, policies, or practices. This indicates the departure was not reported as stemming from a dispute with management or the Board.

Is ESGH’s new director Richard Xie considered independent?

The Board of ESG Inc. determined that Richard Xie qualifies as an independent director under applicable OTCQB Market standards. They also concluded he is financially sophisticated, supporting his appointment to the Audit Committee and leadership roles on key board committees overseeing oversight and compensation.

Has ESGH set director compensation terms for Richard Xie?

ESG Inc. reports that Richard Xie has not yet entered into any compensatory arrangement for his service as a director. The company notes that any future compensation agreement, if established, will be disclosed in accordance with applicable legal and regulatory disclosure requirements.

Filing Exhibits & Attachments

4 documents