STOCK TITAN

Espey (ESP) CEO trims stake with 2,500-share open-market stock sale

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

ESPEY MFG & ELECTRONICS CORP director and President & CEO David A. Oneil reported an open-market sale of 2,500 shares of common stock at $67.71 per share on June 22, 2026. After this sale, he directly holds 13,750 shares of common stock.

He also reports 15,544 shares held indirectly through an ESOP and holds 1,500 unexercised stock options, indicating he retains a meaningful equity interest in the company following the transaction.

Positive

  • None.

Negative

  • None.
Insider ONEIL DAVID A
Role President & CEO
Sold 2,500 shs ($169K)
Type Security Shares Price Value
Sale Common Stock - $.33 1/3 par value 2,500 $67.71 $169K
holding Common Stock - $.33 1/3 par value -- -- --
Holdings After Transaction: Common Stock - $.33 1/3 par value — 13,750 shares (Direct, null); Common Stock - $.33 1/3 par value — 15,544 shares (Indirect, ESOP)
Footnotes (1)
  1. [object Object]
Shares sold 2,500 shares Open-market sale on June 22, 2026
Sale price $67.71 per share Price for 2,500 common shares sold
Direct holdings after sale 13,750 shares Common stock directly owned post-transaction
Indirect ESOP holdings 15,544 shares Common stock held indirectly through ESOP
Unexercised stock options 1,500 shares Shares underlying unexercised options noted in footnote
Net shares sold 2,500 shares Net buy/sell direction in transaction summary
open-market sale financial
"Sale in open market or private transaction"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
ESOP financial
"nature_of_ownership: ESOP for indirect share holdings"
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
unexercised stock options financial
"The reporting person owns 1,500 shares of unexercised stock options"
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ONEIL DAVID A

(Last)(First)(Middle)
14 BRIDGET CIRCLE

(Street)
COHOES NEW YORK 12047

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ESPEY MFG & ELECTRONICS CORP [ ESP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President & CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock - $.33 1/3 par value06/22/2026S2,500D$67.7113,750(1)D
Common Stock - $.33 1/3 par value15,544IESOP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person owns 1,500 shares of unexercised stock options
/s/ David O'Neil06/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ESPEY (ESP) report for David A. Oneil?

ESPEY reported that President & CEO David A. Oneil sold 2,500 shares of common stock in an open-market transaction. The shares were sold at $67.71 per share, reflecting a routine Form 4 insider sale disclosure.

At what price did the ESPEY (ESP) CEO sell shares in this Form 4?

The ESPEY CEO sold 2,500 shares of common stock at $67.71 per share. This open-market sale was reported for June 22, 2026, and is disclosed as a standard insider transaction on Form 4.

How many ESPEY (ESP) shares does the CEO hold after the reported sale?

After selling 2,500 shares, the CEO directly holds 13,750 ESPEY common shares. In addition, he reports 15,544 shares held indirectly through an ESOP, providing further equity exposure beyond his direct holdings.

Does the ESPEY (ESP) CEO have indirect holdings reported in this filing?

Yes. The filing shows 15,544 ESPEY common shares held indirectly through an ESOP. This ESOP position is reported separately from the CEO’s 13,750 directly held shares following the open-market sale.

What stock option position is disclosed for the ESPEY (ESP) CEO?

A footnote states that the CEO owns 1,500 shares of unexercised stock options. These options are in addition to his direct and ESOP holdings, indicating further potential equity exposure if exercised in the future.

What is the net share impact of the ESPEY (ESP) CEO’s latest Form 4?

The transaction summary shows net sales of 2,500 shares. This reflects one open-market sale of 2,500 shares, with no reported purchases or option exercises in the filing for that date.