STOCK TITAN

Espey Mfg & Electronics (ESP) director Carl Helmetag sells 1,000 shares at $ 44.99

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Espey Mfg & Electronics Corp director Carl Helmetag reported an insider sale of company stock. On 12/16/2025, he sold 1,000 shares of common stock at $ 44.99 per share.

After this transaction, he directly owns 20,569 shares of Espey common stock and indirectly holds 1,504 shares through an IRA. He also has 18,142 stock options, which are separate derivative securities giving him the right to acquire additional shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HELMETAG CARL

(Last) (First) (Middle)
339 SEA VIEW

(Street)
RIVERSIDE RI 02915

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ESPEY MFG & ELECTRONICS CORP [ ESP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock - $.33 1/3 par value 12/16/2025 S 1,000 D $44.99 20,569(1) D
Common Stock - $.33 1/3 par value 1,504 I IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Additionally, the reporting person has 18,142 stock options.
/s/ Carl Helmetag 12/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Espey (ESP) report in this Form 4?

Espey Mfg & Electronics Corp reported that director Carl Helmetag sold 1,000 shares of common stock on 12/16/2025 at a price of $ 44.99 per share.

How many Espey (ESP) shares does Carl Helmetag own after the sale?

Following the reported transaction, Carl Helmetag holds 20,569 shares of Espey common stock directly and 1,504 shares indirectly through an IRA account.

What type of security was involved in Carl Helmetags Espey (ESP) sale?

The transaction involved common stock of Espey Mfg & Electronics Corp with a $.33 1/3 par value, reported as a sale of 1,000 shares.

Does Carl Helmetag hold any Espey (ESP) stock options?

Yes. The explanation section states that Carl Helmetag additionally has 18,142 stock options related to Espey Mfg & Electronics Corp.

What is Carl Helmetags relationship to Espey Mfg & Electronics (ESP)?

Carl Helmetag is reported as a Director of Espey Mfg & Electronics Corp in this Form 4 filing.

Is this Espey (ESP) Form 4 filed for one or multiple reporting persons?

The form indicates it is filed by one reporting person, referring to director Carl Helmetag.
Espey Mfg & Elec

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