Welcome to our dedicated page for Espey Mfg & Elec SEC filings (Ticker: ESP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Espey Mfg. & Electronics Corp.'s SEC filings document governance, shareholder voting, capital-return actions, and material events for a NYSE American issuer of common stock. The company's proxy materials cover director elections, independent auditor ratification, advisory executive compensation votes, and the frequency of say-on-pay votes.
Espey's Form 8-K filings report annual meeting results, changes in the company's certifying accountant, executive employment agreement matters, and dividend declarations. The filings also identify the company's registered common stock and provide formal records of board, audit, compensation, and shareholder matters tied to its public-company reporting obligations.
Espey Mfg & Electronics Corp’s President and CEO David A. O’Neil reported option exercises and share sales in company stock. On February 13, 2026, he exercised stock options for 2,250, 2,925, and 2,500 shares at exercise prices of $26.25, $21.75, and $27.21 per share, respectively, converting them into common stock.
That same day, he executed open-market sales of common stock in blocks of 2,250, 2,925, 2,500, and 1,181 shares at a reported price of $50.00 per share. After these transactions, he directly held 16,250 shares of common stock and indirectly held 15,544 shares through an ESOP account.
Espey Mfg & Electronics Corp insider David A. O’Neil has filed a notice of proposed sale under Rule 144 covering 8,856 shares of common stock, with an aggregate market value of 451,656.00, to be sold through Fidelity Brokerage on the NYSE around 02/13/2026.
The filing states there were 12,935,093 shares outstanding at the time of the notice. The shares to be sold were acquired via stock option exercises on 09/17/2025 and 02/13/2026, paid in cash or check. Over the prior three months, O’Neil sold four blocks of 1,000 shares each of Espey common stock, with gross proceeds ranging from about 43,467.06 to 46,742.19 per transaction.
Espey Mfg. & Electronics Corp. reported higher profitability for the quarter and six months ended December 31, 2025, despite lower sales. Quarterly net sales were $12.1 million versus $13.6 million a year earlier, while net income rose to $2.8 million from $1.9 million, reflecting stronger margins and higher interest income.
For the six-month period, net sales were $21.2 million compared with $24.1 million, but net income increased to $5.0 million from $3.5 million. Gross margin improved to about 35%, helped by product mix, labor efficiencies, and process improvements. The backlog reached $134.7 million, and management expects higher fiscal 2026 revenue than in 2025 and similar full‑year net income, supported by funded defense and industrial power electronics contracts.
Espey Mfg & Electronics Corp director Michael W. Wool reported an option exercise into common stock. On January 27, 2026, a stock option for 2,000 shares with an exercise price of $21.75 per share was exercised, resulting in acquisition of 2,000 shares of common stock.
Following the transactions, Wool directly held 18,400 shares of common stock and 14,542 derivative securities (stock options). The filing classifies all reported holdings as directly owned.
Espey Mfg. & Electronics Corp.’s Employee Retirement Plan and Trust reports beneficial ownership of 537,345 shares of the company’s common stock as of 12/31/2025, representing 18% of the outstanding shares. The ESOP has sole voting and dispositive power over 189,817 unallocated shares and shared voting and dispositive power over 537,345 shares allocated to participant accounts.
Participants in the ESOP can instruct the trustees on how to vote allocated shares, while unallocated shares are voted by the trustees as directed by the company’s board of directors, currently in the same proportion as allocated share instructions. Jennifer Pickering and Kaitlyn O’Neil serve as ESOP trustees and each disclaims beneficial ownership of ESOP shares, other than 670 shares allocated to Ms. Pickering’s account.
Espey Mfg & Electronics Corp insider David O'Neil, who is a director and the company’s President & CEO, reported selling a total of 2,000 shares of common stock. He sold 1,000 shares on 12/26/2025 at $46.78 per share and another 1,000 shares on 12/29/2025 at $45.76 per share. After these sales, he directly owns 17,431 shares of common stock and indirectly owns 15,544 shares through an ESOP account. The filing also notes that he holds 9,175 stock options.
Espey Mfg & Electronics Corp's President & CEO and Director reported selling a total of 2,000 shares of common stock. On December 18, 2025, he sold 1,000 shares at $43.50 per share, and on December 19, 2025, he sold another 1,000 shares at $44.00 per share. After these open-market sales, he directly owns 19,431 shares of common stock and indirectly owns 15,544 shares through an ESOP account. The filing also notes that he holds 9,175 stock options, highlighting additional equity exposure beyond his directly owned shares.
Espey Mfg & Electronics Corp director Carl Helmetag reported an insider sale of company stock. On 12/16/2025, he sold 1,000 shares of common stock at $ 44.99 per share.
After this transaction, he directly owns 20,569 shares of Espey common stock and indirectly holds 1,504 shares through an IRA. He also has 18,142 stock options, which are separate derivative securities giving him the right to acquire additional shares.