STOCK TITAN

Edwards Lifesciences (EW) VP exercises 619 options and sells 619 shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Edwards Lifesciences Corp executive Daniel J. Lippis, CVP, TAVR, reported an option exercise and related stock sale. He exercised 619 Employee Stock Options at an exercise price of $72.68 per share, receiving 619 shares of Common Stock, and then sold 619 shares of Common Stock at $92.03 per share. Following the option exercise, he reported holding 4,333 options for Common Stock. The equity trades referencing the plan were effected pursuant to a Rule 10b5-1 trading plan adopted on February 13, 2026.

Positive

  • None.

Negative

  • None.
Insider Lippis Daniel J.
Role CVP, TAVR
Sold 619 shs ($57K)
Approx. gross sale proceeds $57K
Approx. exercise cost $45K
Approx. pre-tax spread $12K
Type Security Shares Price Value
Exercise Employee Stock Option (Right to Acquire) 619 $0.00 $0.00
Exercise Common Stock F1 619 $72.68 $45K
Sale Common Stock F1 619 $92.03 $57K
Holdings After Transaction: Employee Stock Option (Right to Acquire) — 4,333 shares (Direct); Common Stock — 40,033.9103 shares (Direct)
Footnotes (1)
  1. F1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2026.
Options Exercised 619 shares Employee Stock Options exercised into Common Stock on 2026-08-11
Exercise Price $72.68 per share Exercise price of Employee Stock Options converted on 2026-08-11
Shares Sold 619 shares Common Stock sold on 2026-08-11 in open market or private transaction
Sale Price $92.03 per share Price for Common Stock sale on 2026-08-11
Options Remaining 4,333 options Total Employee Stock Options following the option exercise
Rule 10b5-1 Plan Adoption Date February 13, 2026 Adoption date of trading plan governing the reported equity transactions
Rule 10b5-1 trading plan regulatory
"transactions were effected pursuant to a Rule 10b5-1 trading plan adopted"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Employee Stock Option financial
"security title is listed as Employee Stock Option (Right to Acquire)"
An employee stock option is a promise that lets a worker buy company shares later at a predetermined price, often after they stay for a certain period or meet performance goals — think of it like a coupon that locks in today's price for a future purchase. It matters to investors because options align employees’ incentives with company performance, can increase the number of shares outstanding (dilution) when exercised, and represent a compensation cost that affects reported profits and shareholder value.
Exercise or conversion of derivative security financial
"transaction code M described as Exercise or conversion of derivative security"
beneficial ownership financial
"reflects changes in beneficial ownership only; it does not identify other"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Common Stock financial
"underlying security title and non-derivative security listed as Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

What insider transactions did Edwards Lifesciences (EW) report for Daniel J. Lippis?

Daniel J. Lippis exercised 619 stock options at $72.68 per share, acquired 619 shares of Common Stock, and sold 619 shares at $92.03 per share.

How many options does Daniel J. Lippis retain after this Form 4 at Edwards Lifesciences (EW)?

After the reported option exercise, Daniel J. Lippis holds 4,333 Employee Stock Options for Edwards Lifesciences Common Stock, as stated in the post-transaction holdings field for the derivative security.

At what prices did Daniel J. Lippis exercise and sell Edwards Lifesciences (EW) shares?

He exercised options at an exercise price of $72.68 per share and sold 619 shares of Common Stock at a sale price of $92.03 per share.

Were the Edwards Lifesciences (EW) insider trades by Daniel J. Lippis under a Rule 10b5-1 plan?

Yes. The transactions in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Daniel J. Lippis on February 13, 2026, according to the footnote.

What role does Daniel J. Lippis hold at Edwards Lifesciences (EW) in this Form 4?

Daniel J. Lippis is identified as an officer of Edwards Lifesciences Corp with the title CVP, TAVR, indicating a corporate vice president position related to TAVR.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lippis Daniel J.

(Last)(First)(Middle)
ONE EDWARDS WAY

(Street)
IRVINE CALIFORNIA 92614

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Edwards Lifesciences Corp [ EW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CVP, TAVR
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/11/2026M(1)619A$72.6840,652.9103D
Common Stock08/11/2026S(1)619D$92.0340,033.9103D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Acquire)$72.6808/11/2026M61905/07/202105/06/2027Common Stock619$0.00004,333D
Explanation of Responses:
1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2026.
Remarks:
This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person.
Linda J. Park, Attorney-in-Fact08/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)