What does the Form 4 footnote say about the EAST WEST BANCORP INC (EWBC) share grant?

The footnote explains that the reported shares are Common Stock that the reporting person is entitled to receive annually. They are issued pursuant to the compensation program in effect for non-employee directors, clarifying the grant’s routine, compensation-related nature.

East West Bancorp director receives stock grant

Alvarez Manuel Pham reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 05/21/2026 - 06:25 PM EDT

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

Alvarez Manuel Pham reported acquisition or exercise transactions in this Form 4 filing.

East West Bancorp Inc. director Manuel Pham Alvarez received a grant of 1,156 shares of Common Stock on May 18, 2026. The shares were issued at no cash cost to him as part of the compensation program for non-employee directors. Following this annual equity award, he directly holds 11,439 shares of East West Bancorp Inc. common stock.

Insider Trade Summary

Grant/Award: 1,156 shares

Grant/Award 1 txn

Insider Alvarez Manuel Pham

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,156	$0.00	$0.00

Holdings After Transaction: Common Stock — 11,439 shares (Direct)

Holdings Before and After: Common Stock, 10,283 to 11,439 shares (Direct)

Footnotes (1)

F1. Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Key Figures

Shares granted: 1,156 shares Price per share: $0.0000 per share Total holdings after grant: 11,439 shares

3 metrics

Shares granted 1,156 shares Common Stock grant on May 18, 2026 to director

Price per share $0.0000 per share Equity award, no cash consideration

Total holdings after grant 11,439 shares Director’s direct ownership following the transaction

Key Terms

Common Stock, non-employee directors, compensation program, grant, award, or other acquisition

4 terms

Common Stock financial

"Represents shares of common stock which the Reporting Person is entitled"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

non-employee directors financial

"compensation program in effect for non-employee directors"

Non-employee directors are board members who do not work for the company as salaried employees and usually do not hold day-to-day management roles. They act like outside referees or independent coaches, providing oversight, asking tough questions, and protecting shareholders’ interests; investors care because these directors help ensure management is accountable, reduce conflicts of interest, and influence decisions that affect company strategy and long-term value.

compensation program financial

"pursuant to the compensation program in effect for non-employee directors"

grant, award, or other acquisition financial

"transaction code description: Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did EAST WEST BANCORP INC (EWBC) disclose in this Form 4 for Manuel Pham Alvarez?

EAST WEST BANCORP INC reported that director Manuel Pham Alvarez received 1,156 shares of Common Stock as an equity grant. The award was part of the company’s compensation program for non-employee directors and increased his direct holdings to 11,439 shares.

How many EAST WEST BANCORP INC (EWBC) shares were granted to Manuel Pham Alvarez?

Manuel Pham Alvarez was granted 1,156 shares of EAST WEST BANCORP INC Common Stock. The Form 4 specifies this as a grant or award transaction, reflecting annual compensation for non-employee directors rather than an open-market purchase.

What is Manuel Pham Alvarez’s total EAST WEST BANCORP INC (EWBC) holding after this transaction?

After the equity grant, Manuel Pham Alvarez directly holds 11,439 shares of EAST WEST BANCORP INC Common Stock. This total includes the 1,156 shares received in the reported transaction as part of the non-employee director compensation program.

Did Manuel Pham Alvarez pay cash for the new EAST WEST BANCORP INC (EWBC) shares?

No, he did not pay cash for these shares. The Form 4 shows a price per share of $0.0000, indicating the 1,156 shares were issued as an annual stock grant under the compensation program for non-employee directors.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Alvarez Manuel Pham

(Last)

(First)

(Middle)

135 N. LOS ROBLES AVE. 7TH FLOOR

(Street)

PASADENA

CALIFORNIA

91101

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
EAST WEST BANCORP INC [ EWBC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock⁽¹⁾	05/18/2026		A		1,156	A	$0	11,439	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares of common stock which the Reporting Person is entitled to receive annually pursuant to the compensation program in effect for non-employee directors.

Remarks:

	/s/ Louisa Wang, as Attorney-in-fact	05/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR