Extreme Networks grants director 9,413 stock units

The 9,413-unit restricted-stock grant was made under Extreme Networks, Inc.'s 2013 Equity Incentive Plan.

Available on EDGAR 11/06/2026 - 05:14 PM EST Accepted by SEC EDGAR 11/06/2026 - 05:13 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Extreme Networks director Charles Carinalli received a grant of 9,413 restricted stock units on November 4, 2026. The award vests on the earlier of the one-year anniversary of the grant or the next annual meeting, with a vesting period of at least 50 weeks after grant. On the same date, 11,767 restricted stock units were disposed of in an exercise or conversion, alongside the acquisition of 11,767 common shares by the Carinalli 1996 Living Trust. The trust, whose trustees are Charles Carinalli and Connie Sue Carinalli, held 391,914 common shares after the transaction.

Insider Trade Summary

11,767 shares exercised/converted

Exercise 3 txns

Insider Carinalli Charles

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F2	11,767	$0.00	$0.00
Grant/Award	Restricted Stock Units F2	9,413	$0.00	$0.00
Exercise	Common Stock F1	11,767	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 9,413 contracts (Direct); Common Stock — 391,914 shares (Indirect, By Trust)

Holdings Before and After: Restricted Stock Units, 11,767 to 9,413 contracts (Direct); Common Stock, 380,147 to 391,914 shares (Indirect, By Trust)

Footnotes (2)

1. F1. Shares are held in the CARINALLI 1996 LIVING TRUST U/A DTD 04/24/1996. Charles Carinalli and Connie Sue Carinalli, Trustees.
2. F2. Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one-year anniversary of the date of grant or the next annual meeting of stockholders (provided that such vesting period may not be less than 50 weeks after grant).

Key Figures

Restricted stock units granted: 9,413 restricted stock units Restricted stock units disposed in exercise or conversion: 11,767 restricted stock units Common shares acquired by the trust: 11,767 shares +2 more

5 metrics

Restricted stock units granted 9,413 restricted stock units Granted November 4, 2026

Restricted stock units disposed in exercise or conversion 11,767 restricted stock units Reported November 4, 2026

Common shares acquired by the trust 11,767 shares Acquired November 4, 2026

Trust common shares after transaction 391,914 shares Carinalli 1996 Living Trust

Minimum vesting period 50 weeks After grant

Key Terms

restricted stock units, Equity Incentive Plan, vesting period

3 terms

restricted stock units financial

"Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Equity Incentive Plan financial

"Extreme Networks, Inc. 2013 Equity Incentive Plan"

An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.

vesting period financial

"such vesting period may not be less than 50 weeks after grant"

A vesting period is the set amount of time someone must wait before they fully own granted shares, stock options, or other equity tied to their work or an agreement; ownership increases gradually or in steps during that time. Investors care because vesting determines when insiders or employees can sell shares, which affects future supply of stock, company incentives and executive retention—think of it like unlocking ownership over installments rather than receiving it all at once.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many EXTR shares did the Carinalli trust acquire?

The Carinalli 1996 Living Trust acquired 11,767 common shares on November 4, 2026, and its reported holdings after the transaction were 391,914 common shares. Charles Carinalli and Connie Sue Carinalli are named as the trust's trustees.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Carinalli Charles

(Last) (First) (Middle)

2121 RDU CENTER DR.

(Street)

MORRISVILLE NORTH CAROLINA 27560

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
EXTREME NETWORKS INC [ EXTR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/04/2026		M		11,767	A	$0	391,914	I	By Trust(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0	11/04/2026		M			11,767	11/04/2026(2)	11/04/2026(2)	Common Stock	11,767	$0	0	D
Restricted Stock Units	$0	11/04/2026		A		9,413		11/04/2027(2)	11/04/2027(2)	Common Stock	9,413	$0	9,413	D

Explanation of Responses:

1. Shares are held in the CARINALLI 1996 LIVING TRUST U/A DTD 04/24/1996. Charles Carinalli and Connie Sue Carinalli, Trustees.

2. Grant of restricted stock units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan. Vests on the earlier of the one-year anniversary of the date of grant or the next annual meeting of stockholders (provided that such vesting period may not be less than 50 weeks after grant).

	/s/ Daniel Ricks, Power of Attorney for Charles Carinalli	11/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)