Welcome to our dedicated page for Factorial Energy SEC filings (Ticker: FAC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Factorial Energy Inc. Chief Financial Officer Wei Richard filed a Form 3 reporting his existing equity stake in the company. He holds 550,488 shares of Series A Common Stock directly. He also holds stock options over 293,472 shares at an exercise price of $2.64 per share, expiring on October 7, 2035, and options over 73,368 shares at an exercise price of $0.08 per share, expiring on September 5, 2029. One option grant is fully vested and exercisable, while the other vests in ten equal monthly installments after September 24, 2025, contingent on his continued service.
Factorial Energy Inc. General Counsel Jason A. Duva filed an initial Form 3 reporting his equity holdings in the company. He directly holds 44,681 shares of Series A Common Stock as of the reported date.
Duva also reports several stock option awards to acquire Series A Common Stock, including options for 295,446 shares at an exercise price of $2.6400 per share expiring on October 7, 2035, and options for 366,840 shares at $0.8800 per share expiring on May 8, 2032. Footnotes indicate that some options are already fully vested and exercisable, while others vest over time subject to his continued service.
Factorial Energy Inc. filed an initial ownership report for insiders including Chief Executive Officer Siyu Huang and Chief Technology Officer Yingchao (Alex) Yu, both identified as 10% owners. The filing lists existing holdings of stock options on Series A Common Stock at exercise prices of $0.88 and $2.64 per share, with expirations between 2032 and 2035, along with Series B Common Stock that is convertible 1-for-1 into Series A Common Stock. Many positions are held indirectly through a spouse or family trusts, and some options are already fully vested while others vest over multi‑year schedules.