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Farmmi (NASDAQ: FAMI) CFO submits initial Form 3 insider filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Farmmi, Inc. Chief Financial Officer Lu Zhimin has filed an initial Form 3, which is the required statement of beneficial ownership for company insiders. The filing shows no reported purchases, sales, exercises, gifts, or other insider transactions, indicating only a baseline ownership disclosure at this time.

Positive

  • None.

Negative

  • None.
Insider buy transactions 0 transactions Form 3 transaction summary for CFO Lu Zhimin
Insider sell transactions 0 transactions Form 3 transaction summary for CFO Lu Zhimin
Net buy/sell shares 0 shares Net buy/sell direction neutral in Form 3 summary
Chief Financial Officer financial
""officer_title": "Chief Financial Officer""
A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.
Form 3 regulatory
"INSIDER FILING DATA (Form 3):"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership regulatory
"initial statement of beneficial ownership for company insiders"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Lu Zhimin

(Last)(First)(Middle)
FL 1, BUILDING NO. 1
888 TIANNING STREET LIANDU DISTRICT

(Street)
LISHUI, ZHEJIANG PROVINCE323000

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
02/04/2024
3. Issuer Name and Ticker or Trading Symbol
Farmmi, Inc. [ FAMI ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
No securities are beneficially owned.
/s/ Zhimin Lu03/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Farmmi (FAMI) Form 3 filing by CFO Lu Zhimin mean?

The Form 3 filing shows Farmmi CFO Lu Zhimin has reported initial beneficial ownership as an insider. It is a baseline disclosure required when someone becomes an officer, not an indication of new share purchases or sales.

Does the Farmmi (FAMI) Form 3 for Lu Zhimin show any insider trading?

No insider trading activity is reported in this Form 3 for Lu Zhimin. The transaction summary lists zero buys, sells, exercises, gifts, tax withholdings, or restructurings, reflecting only an initial ownership statement.

Who is the insider named in Farmmi (FAMI) latest Form 3 filing?

The insider is Lu Zhimin, who serves as Chief Financial Officer of Farmmi, Inc. Form 3 identifies this person as an officer required to disclose beneficial ownership under U.S. securities regulations.

How many transactions are reported in the Farmmi (FAMI) Form 3 for Lu Zhimin?

The Form 3 transaction summary for Lu Zhimin shows zero transactions across all categories. There are no reported buys, sells, option exercises, gifts, tax withholdings, or restructuring-related transfers in this filing.

Does the Farmmi (FAMI) Form 3 indicate any derivative securities for Lu Zhimin?

The derivative section for Lu Zhimin in this Form 3 is empty. The derivative summary records zero derivative transactions, suggesting no reportable options, warrants, or similar derivative positions in the data provided.
Farmmi Inc

NASDAQ:FAMI

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17.22M
9.00M
Packaged Foods
Consumer Defensive
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China
Lishui