Farmmi CFO files initial insider ownership report

Farmmi, Inc. Chief Financial Officer Lu Zhimin has filed an initial Form 3, which is the required statement of beneficial ownership for company insiders.

Accepted by SEC EDGAR 03/31/2026 - 05:05 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Farmmi, Inc. Chief Financial Officer Lu Zhimin has filed an initial Form 3, which is the required statement of beneficial ownership for company insiders. The filing shows no reported purchases, sales, exercises, gifts, or other insider transactions, indicating only a baseline ownership disclosure at this time.

Key Figures

Insider buy transactions: 0 transactions Insider sell transactions: 0 transactions Net buy/sell shares: 0 shares

3 metrics

Insider buy transactions 0 transactions Form 3 transaction summary for CFO Lu Zhimin

Insider sell transactions 0 transactions Form 3 transaction summary for CFO Lu Zhimin

Net buy/sell shares 0 shares Net buy/sell direction neutral in Form 3 summary

Key Terms

Chief Financial Officer, Form 3, beneficial ownership

3 terms

Chief Financial Officer financial

""officer_title": "Chief Financial Officer""

A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership regulatory

"initial statement of beneficial ownership for company insiders"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Farmmi (FAMI) Form 3 filing by CFO Lu Zhimin mean?

The Form 3 filing shows Farmmi CFO Lu Zhimin has reported initial beneficial ownership as an insider. It is a baseline disclosure required when someone becomes an officer, not an indication of new share purchases or sales.

Does the Farmmi (FAMI) Form 3 for Lu Zhimin show any insider trading?

No insider trading activity is reported in this Form 3 for Lu Zhimin. The transaction summary lists zero buys, sells, exercises, gifts, tax withholdings, or restructurings, reflecting only an initial ownership statement.

Who is the insider named in Farmmi (FAMI) latest Form 3 filing?

The insider is Lu Zhimin, who serves as Chief Financial Officer of Farmmi, Inc. Form 3 identifies this person as an officer required to disclose beneficial ownership under U.S. securities regulations.

How many transactions are reported in the Farmmi (FAMI) Form 3 for Lu Zhimin?

The Form 3 transaction summary for Lu Zhimin shows zero transactions across all categories. There are no reported buys, sells, option exercises, gifts, tax withholdings, or restructuring-related transfers in this filing.

Does the Farmmi (FAMI) Form 3 indicate any derivative securities for Lu Zhimin?

The derivative section for Lu Zhimin in this Form 3 is empty. The derivative summary records zero derivative transactions, suggesting no reportable options, warrants, or similar derivative positions in the data provided.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Lu Zhimin

(Last) (First) (Middle)

FL 1, BUILDING NO. 1

888 TIANNING STREET LIANDU DISTRICT

(Street)

LISHUI, ZHEJIANG PROVINCE 323000

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
02/04/2024

3. Issuer Name and Ticker or Trading Symbol
Farmmi, Inc. [ FAMI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

No securities are beneficially owned.

	/s/ Zhimin Lu	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)