FARM Form 4: VP settles RSUs in cash; 634 shares withheld

Farmer Brothers (FARM) reported an insider equity update for VP and Controller Matthew Coffman.

Rhea-AI Filing Summary

Farmer Brothers (FARM) reported an insider equity update for VP and Controller Matthew Coffman. On 11/01/2025, a cash‑settled restricted stock unit vested and settled in cash, tied to 2,604 underlying shares. A related tax-withholding transaction (Code F) disposed of 634 common shares at $1.76.

After these transactions, direct common stock holdings were 57,445 shares, with an additional 5,846.731 shares held in the company’s 401(k) plan. Remaining derivative holdings were 116,667 cash‑settled RSUs.

Insider Trade Summary

2,604 shares exercised/converted

Exercise 3 txns

Insider COFFMAN MATTHEW

Role VP and Controller

Type	Security	Shares	Price	Value
Exercise	Cash-Settled Restricted Stock Units	2,604	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	634	$1.76	$1K
holding	Common Stock	--	--	--

Holdings After Transaction: Cash-Settled Restricted Stock Units — 116,667 contracts (Direct); Common Stock — 57,445 shares (Direct); Common Stock — 5,846.731 shares (Indirect, Held in Company's 401(k) Plan)

Footnotes (1)

1. F1. The cash-settled restricted stock unit vesting on November 1, 2025 settled in cash based on the closing price of the Issuer's Common Stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did FARM disclose in this Form 4?

A cash‑settled RSU vested on 11/01/2025 and settled in cash tied to 2,604 underlying shares, and 634 common shares were withheld at $1.76 (Code F).

Who is the reporting person in FARM’s Form 4?

The filing reports transactions by Matthew Coffman, VP and Controller.

How many FARM shares does the insider hold after the transactions?

Direct holdings are 57,445 common shares, plus 5,846.731 shares held indirectly in the company’s 401(k) plan.

What derivative securities remain after the RSU vesting?

The filing lists 116,667 cash‑settled restricted stock units beneficially owned following the reported transactions.

What do the Form 4 transaction codes mean here?

M indicates conversion of a derivative (RSU vesting), and F indicates tax withholding satisfied by share disposition at $1.76.

Did the vested RSUs result in new FARM shares being issued?

No. The footnote states the cash‑settled RSU vested on November 1, 2025 and was settled in cash based on the closing price.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/03/2025 - 04:17 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

COFFMAN MATTHEW

(Last) (First) (Middle)

14501 N. FWY.

(Street)

FT. WORTH TX 76177

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FARMER BROTHERS CO [ FARM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP and Controller

3. Date of Earliest Transaction (Month/Day/Year)
11/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/01/2025		F		634	D	$1.76	57,445	D
Common Stock								5,846.731	I	Held in Company's 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Cash-Settled Restricted Stock Units	(1)	11/01/2025		M			2,604	(1)	(1)	Common Stock	2,604	$0	116,667	D

Explanation of Responses:

1. The cash-settled restricted stock unit vesting on November 1, 2025 settled in cash based on the closing price of the Issuer's Common Stock.

Remarks:

	/s/ Jared Vitemb, Attorney-in-fact for Matthew Coffman	11/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.